Vault-13

DIREXION SHS ETF TR SOXL

DLY SCOND 3XBU · ETP · CUSIP 25459W458

114 institutional holders +6 vs Q1 2024
6,776,3186.8m shares reported held*
$375.4mreported value*
24 new 23 added 42 reduced 17 sold out net sold ≈ $54.9m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $55.39. Options: 14 managers hold calls ($696.5m notional), 12 hold puts ($846.2m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 91Q1 23: 82Q2 23: 83Q3 23: 90Q4 23: 97Q1 24: 108Q2 24: 114114Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202278
Q4 202291
Q1 202382
Q2 202383
Q3 202390
Q4 202397
Q1 2024108
Q2 2024114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 45 cut or sold outQ2 23: 31 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 56 bought or addedQ3 23: 36 cut or sold outQ4 23: 43 bought or addedQ4 23: 56 cut or sold outQ4 23Q1 24: 56 bought or addedQ1 24: 58 cut or sold outQ2 24: 47 bought or addedQ2 24: 59 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225628
Q1 20234245
Q2 20233147
Q3 20235636
Q4 20234356
Q1 20245658
Q2 20244759

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 23 calls: $296.0mQ3 23 puts: $314.2mQ3 23P/C 1.06Q4 23 calls: $432.3mQ4 23 puts: $425.4mQ4 23P/C 0.98Q1 24 calls: $664.1mQ1 24 puts: $620.3mQ1 24P/C 0.93Q2 24 calls: $696.5mQ2 24 puts: $846.2mQ2 24P/C 1.22
Numbers
QuarterCallsPutsP/C
Q3 2023$296.0m$314.2m1.06
Q4 2023$432.3m$425.4m0.98
Q1 2024$664.1m$620.3m0.93
Q2 2024$696.5m$846.2m1.22

Biggest buyers

JANE STREET GROUP, LLC Added +2,240,341+2.2m
IMC-Chicago, LLC New +446,150+446.1k
Virtu Financial LLC New +140,174+140.2k
FLOW TRADERS U.S. LLC Added +75,547+75.5k
GTS SECURITIES LLC Added +53,707+53.7k
GOLDMAN SACHS GROUP INC New +50,702+50.7k
MILLENNIUM MANAGEMENT LLC New +45,350+45.4k
TWO SIGMA SECURITIES, LLC New +40,362+40.4k
Parallax Volatility Advisers, L.P. New +29,487+29.5k
CIBC Private Wealth Group LLC Added +28,211+28.2k

Biggest sellers

SIMPLEX TRADING, LLC Reduced -811,822-811.8k
CloudAlpha Capital Management Limited/Hong Kong Reduced -748,900-748.9k
CITADEL ADVISORS LLC Reduced -676,857-676.9k
MORGAN STANLEY Reduced -487,558-487.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -427,544-427.5k
WT Asset Management Ltd Sold out -305,978-306.0k
Global Assets Advisory, LLC Sold out -294,063-294.1k
JPMORGAN CHASE & CO Reduced -185,678-185.7k
Jump Financial, LLC Reduced -145,642-145.6k
Squarepoint Ops LLC Reduced -114,467-114.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $308.5m5.6m shares
CITADEL ADVISORS LLC Reduced $245.9m4.4m shares
WOLVERINE TRADING, LLC Added $44.4m801.2k shares
GTS SECURITIES LLC Added $39.0m703.9k shares
Parallax Volatility Advisers, L.P. New $32.1m579.8k shares
Traynor Capital Management, Inc. Added $16.5m298.2k shares
LMR Partners LLP New $6.9m125.0k shares
HAP Trading, LLC Added $2.0m145.6k shares
UBS Group AG New $498.2k9.0k shares
XR Securities LLC Reduced $293.4k5.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $295.6m5.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $243.7m4.4m shares
IMC-Chicago, LLC Added $114.2m2.1m shares
JANE STREET GROUP, LLC Added $111.5m2.0m shares
GTS SECURITIES LLC Added $34.3m620.2k shares
WOLVERINE TRADING, LLC Reduced $23.1m417.9k shares
Parallax Volatility Advisers, L.P. New $19.7m355.9k shares
Walleye Trading LLC New $1.9m34.0k shares
Shay Capital LLC Unchanged $1.1m20.0k shares
HRT FINANCIAL LP Reduced $608.0k11.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.17% of their portfolio NEW YORK, NY 2,746,1642.7m $152.0m $152.0m 0.17% Added +2.2m +2,240,341
2 Traynor Capital Management, Inc. 3.09% of their portfolio MALVERN, PA 658,221658.2k $36.4m $36.4m 3.09% Reduced -55.8k -55,836
3 HRT FINANCIAL LP 0.15% of their portfolio NEW YORK, NY 481,508481.5k $26.7m $26.7m 0.15% Added +12.7k +12,704
4 IMC-Chicago, LLC 0.79% of their portfolio CHICAGO, IL 446,150446.1k $24.7m $24.7m 0.79% New
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 260,036260.0k $14.4m $14.4m 0.00% Reduced -487.6k -487,558
6 Westwood Wealth Management 4.96% of their portfolio Los Angeles, CA 226,970227.0k $12.6m $12.6m 4.96% Added +8.7k +8,655
7 CloudAlpha Capital Management Limited/Hong Kong 1.40% of their portfolio HONG KONG, K3 177,100177.1k $9.8m $9.8m 1.40% Reduced -748.9k -748,900
8 Virtu Financial LLC 0.54% of their portfolio New York, NY 140,174140.2k $7.8m $7.8m 0.54% New
9 WOLVERINE TRADING, LLC 0.11% of their portfolio CHICAGO, IL 115,915115.9k $6.4m $6.4m 0.11% Reduced -101.3k -101,270
10 GTS SECURITIES LLC 0.12% of their portfolio NEW YORK, NY 103,419103.4k $5.7m $5.7m 0.12% Added +53.7k +53,707
11 Tower Research Capital LLC (TRC) 0.08% of their portfolio NEW YORK, NY 88,04088.0k $4.9m $4.9m 0.08% Reduced -45.6k -45,590
12 FLOW TRADERS U.S. LLC 0.22% of their portfolio NEW YORK, NY 81,54981.5k $4.5m $4.5m 0.22% Added +75.5k +75,547
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 75,33275.3k $4.2m $4.2m 0.01% Reduced -427.5k -427,544
14 SIMPLEX TRADING, LLC 0.13% of their portfolio CHICAGO, IL 72,85572.9k $4.0m $4.0m 0.13% Reduced -811.8k -811,822
15 Jump Financial, LLC 0.08% of their portfolio Chicago, IL 71,40771.4k $4.0m $4.0m 0.08% Reduced -145.6k -145,642
16 TOTH FINANCIAL ADVISORY CORP 0.45% of their portfolio LEESBURG, VA 63,90263.9k $3.5m $3.5m 0.45% Reduced -3.1k -3,078
17 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 55,44655.4k $3.1m $3.1m 0.01% Reduced -114.5k -114,467
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,70250.7k $2.8m $2.8m 0.00% New
19 Marex Group Ltd 0.07% of their portfolio London, X0 45,68545.7k $2.5m $2.5m 0.07% Reduced -13.4k -13,430
20 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 45,35045.4k $2.5m $2.5m 0.00% New
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 41,66341.7k $2.3m $2.3m 0.00% Reduced -5.4k -5,367
22 TWO SIGMA SECURITIES, LLC 0.11% of their portfolio NEW YORK, NY 40,36240.4k $2.2m $2.2m 0.11% New
23 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 40,31140.3k $2.6m $2.6m 0.00% Added +28.2k +28,211
24 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 39,27639.3k $2.2m $2.2m 0.01% Added +14.2k +14,170
25 HOEY INVESTMENTS, INC 0.40% of their portfolio COATESVILLE, PA 38,00038.0k $2.1m $2.1m 0.40% Unchanged
26 CANTOR FITZGERALD, L. P. 0.41% of their portfolio NEW YORK, NY 36,95437.0k $2.0m $2.0m 0.41% Reduced -5.0k -5,035
27 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 33,06533.1k $1.8m $1.8m 0.05% Added +13.7k +13,715
28 Parallax Volatility Advisers, L.P. 0.04% of their portfolio San Francisco, CA 29,48729.5k $1.6m $1.6m 0.04% New
29 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 29,37629.4k $1.6m $1.6m 0.02% Unchanged
30 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 24,30524.3k $1.3m $1.3m 0.00% Added +1.9k +1,935
31 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 19,00719.0k $1.1m $1.1m 0.00% New
32 Edgestream Partners, L.P. 0.05% of their portfolio Princeton, NJ 17,94017.9k $993.2k $993.2k 0.05% Added +12.1k +12,133
33 Morse Asset Management, Inc 0.22% of their portfolio DARIEN, CT 16,22516.2k $898.0k $898.0k 0.22% Added +3.8k +3,848
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,72015.7k $870.3k $870.3k 0.00% Unchanged
35 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 15,53115.5k $859.8k $859.8k 0.00% Reduced -24.3k -24,257
36 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,22215.2k $842.7k $842.7k 0.00% Reduced -1.3k -1,316
37 Rollins Financial Advisors, LLC 0.14% of their portfolio ATLANTA, GA 15,02615.0k $831.8k $831.8k 0.14% Reduced -3.0k -2,973
38 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,38614.4k $796.4k $796.4k 0.00% Reduced -676.9k -676,857
39 StoneCrest Wealth Management, Inc. 0.57% of their portfolio CHANDLER, AZ 13,60213.6k $753.0k $753.0k 0.57% Reduced -438 -438
40 Intrepid Financial Planning Group LLC 0.27% of their portfolio CARMEL, IN 11,50311.5k $636.8k $636.8k 0.27% Reduced -970 -970
41 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 11,24911.2k $622.7k $622.7k 0.01% New
42 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 10,99311.0k $608.6k $608.6k 0.03% Added +980 +980
43 Archford Capital Strategies, LLC 0.10% of their portfolio SWANSEA, IL 10,74810.7k $595.0k $595.0k 0.10% Unchanged
44 RWA WEALTH PARTNERS, LLC 0.01% of their portfolio BOSTON, MA 10,36510.4k $573.8k $573.8k 0.01% Unchanged
45 Meridian Wealth Management, LLC 0.07% of their portfolio LEXINGTON, KY 9,8849.9k $547.2k $547.2k 0.07% New
46 BURNEY CO/ 0.02% of their portfolio RESTON, VA 9,6439.6k $533.8k $533.8k 0.02% Unchanged
47 VitalStone Financial, LLC 0.37% of their portfolio SHAVANO PARK, TX 9,3219.3k $516.0k $516.0k 0.37% Added +7.1k +7,135
48 XTX Topco Ltd 0.04% of their portfolio LONDON, X0 9,0819.1k $502.7k $502.7k 0.04% New
49 GR FINANCIAL GROUP, LLC 0.10% of their portfolio TUCSON, AZ 8,3408.3k $461.7k $461.7k 0.10% Unchanged
50 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 8,1398.1k $450.6k $450.6k 0.01% New
51 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 8,1328.1k $450.2k $450.2k 0.02% Unchanged
52 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 7,9818.0k $297.2k $297.2k 0.01% New
53 WORLD EQUITY GROUP, INC. 0.12% of their portfolio SCHAUMBURG, IL 7,4987.5k $415.1k $415.1k 0.12% Added +10 +10
54 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,2267.2k $400.0k $400.0k 0.01% Reduced -4.2k -4,229
55 VERUS CAPITAL PARTNERS, LLC 0.04% of their portfolio SCOTTSDALE, AZ 7,0887.1k $392.4k $392.4k 0.04% Reduced -161 -161
56 Retirement Planning Co of New England, Inc. 0.21% of their portfolio Warwick, RI 6,9507.0k $384.8k $384.8k 0.21% Unchanged
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,9266.9k $385.1k $385.1k 0.00% Reduced -287 -287
58 TAP Consulting, LLC 0.08% of their portfolio KIRKWOOD, MO 6,5866.6k $364.6k $364.6k 0.08% Reduced -80 -80
59 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 6,0006.0k $332.2k $332.2k 0.00% Unchanged
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,7125.7k $316.2k $316.2k 0.00% Added +388 +388
61 Beacon Capital Management, LLC 0.05% of their portfolio FRANKLIN, TN 5,3405.3k $295.6k $295.6k 0.05% Unchanged
62 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 5,2795.3k $292.2k $292.2k 0.02% Reduced -840 -840
63 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,2555.3k $291.0k $291.0k 0.00% Reduced -148 -148
64 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 5,1955.2k $287.6k $287.6k 0.01% Unchanged
65 Coppell Advisory Solutions LLC 0.05% of their portfolio COPPELL, TX 5,0985.1k $282.2k $282.2k 0.05% First filing
66 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 5,0005.0k $276.8k $276.8k 0.02% Unchanged
67 LM Advisors LLC 0.01% of their portfolio SAN DIEGO, CA 4,5004.5k $249.0k $249.0k 0.01% Unchanged
68 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,4174.4k $244.0k $244.0k 0.00% Reduced -60 -60
69 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,3024.3k $238.2k $238.2k 0.01% Added +202 +202
70 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 4,2884.3k $237.4k $237.4k 0.00% Reduced -7.1k -7,075
71 Visionary Wealth Advisors 0.01% of their portfolio O'FALLON, IL 4,1344.1k $228.9k $228.9k 0.01% New
72 Onyx Bridge Wealth Group LLC 0.04% of their portfolio TARRYTOWN, NY 3,9644.0k $219.4k $219.4k 0.04% New
73 Crewe Advisors LLC 0.02% of their portfolio SALT LAKE CITY, UT 3,8303.8k $212.0k $212.0k 0.02% Unchanged
74 360 Financial, Inc. 0.08% of their portfolio WAYZATA, MN 3,7983.8k $210.3k $210.3k 0.08% New
75 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,9563.0k $163.6k $163.6k 0.00% Reduced -2.0k -2,012
76 Kelly Financial Services LLC 0.05% of their portfolio BRAINTREE, MA 2,7242.7k $150.8k $150.8k 0.05% Reduced -191 -191
77 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,1902.2k $121.2k $121.2k 0.00% Added +40 +40
78 Quent Capital, LLC 0.01% of their portfolio NEW YORK, NY 2,0302.0k $112.4k $112.4k 0.01% Reduced -170 -170
79 BARRETT & COMPANY, INC. 0.05% of their portfolio PROVIDENCE, RI 1,9562.0k $108.3k $108.3k 0.05% New
80 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 1,8881.9k $104.5k $104.5k 0.02% Reduced -6.2k -6,169
81 Lindbrook Capital, LLC 0.01% of their portfolio CALABASAS, CA 1,8851.9k $104.4k $104.4k 0.01% Added +435 +435
82 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 1,8151.8k $100.5k $100.5k 0.00% New
83 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,7001.7k $94.1k $94.1k 0.00% Unchanged
84 PayPay Securities Corp 7.79% of their portfolio TOKYO, M0 1,6861.7k $93.3k $93.3k 7.79% Reduced -1.2k -1,151
85 Westend Capital Management, LLC 0.03% of their portfolio SAUSALITO, CA 1,2911.3k $71.5k $71.5k 0.03% Reduced -176 -176
86 Addison Advisors LLC 0.02% of their portfolio MIDDLEBURY, VT 1,1201.1k $62.0k $62.0k 0.02% Unchanged
87 VESTOR CAPITAL, LLC 0.00% of their portfolio CHICAGO, IL 1,0001.0k $55.0k $55.0k 0.00% Unchanged
88 St. Johns Investment Management Company, LLC 0.02% of their portfolio JACKSONVILLE, FL 900900 $49.8k $49.8k 0.02% Reduced -200 -200
89 Covestor Ltd 0.03% of their portfolio LONDON, X0 877877 $49.0k $49.0k 0.03% Reduced -883 -883
90 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 700700 $38.8k $38.8k 0.00% Reduced -100 -100
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 675675 $37.4k $37.4k 0.00% Reduced -574 -574
92 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 616616 $34.1k $34.1k 0.00% Reduced -299 -299
93 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 505505 $28.0k $28.0k 0.01% Unchanged
94 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 505505 $28.0k $28.0k 0.00% Reduced -4.8k -4,800
95 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 500500 $27.7k $27.7k 0.00% Added +158 +158
96 Optiver Holding B.V. 0.00% of their portfolio AMSTERDAM, P7 269269 $14.9k $14.9k 0.00% New
97 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 250250 $13.8k $13.8k 0.00% Added +100 +100
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 245245 $13.6k $13.6k 0.00% New
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 210210 $11.6k $11.6k 0.00% Reduced -185.7k -185,678
100 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 167167 $9.2k $9.2k 0.01% Unchanged