Vault-13

DIREXION SHS ETF TR SOXL

DLY SCOND 3XBU · ETP · CUSIP 25459W458

108 institutional holders +11 vs Q4 2023
8,145,5748.1m shares reported held*
$365.4mreported value*
31 new 25 added 37 reduced 21 sold out net bought ≈ $74.6m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.85. Options: 10 managers hold calls ($664.1m notional), 13 hold puts ($620.3m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 91Q1 23: 82Q2 23: 83Q3 23: 90Q4 23: 97Q1 24: 108108Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202278
Q4 202291
Q1 202382
Q2 202383
Q3 202390
Q4 202397
Q1 2024108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 45 cut or sold outQ1 23Q2 23: 31 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 56 bought or addedQ3 23: 36 cut or sold outQ3 23Q4 23: 43 bought or addedQ4 23: 56 cut or sold outQ4 23Q1 24: 56 bought or addedQ1 24: 58 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225628
Q1 20234245
Q2 20233147
Q3 20235636
Q4 20234356
Q1 20245658

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ2 23 calls: $378.7mQ2 23 puts: $354.0mQ2 23P/C 0.93Q3 23 calls: $296.0mQ3 23 puts: $314.2mQ3 23P/C 1.06Q4 23 calls: $432.3mQ4 23 puts: $425.4mQ4 23P/C 0.98Q1 24 calls: $664.1mQ1 24 puts: $620.3mQ1 24P/C 0.93
Numbers
QuarterCallsPutsP/C
Q2 2023$378.7m$354.0m0.93
Q3 2023$296.0m$314.2m1.06
Q4 2023$432.3m$425.4m0.98
Q1 2024$664.1m$620.3m0.93

Biggest buyers

CloudAlpha Capital Management Limited/Hong Kong New +926,000+926.0k
SIMPLEX TRADING, LLC New +884,677+884.7k
MORGAN STANLEY Added +561,888+561.9k
WT Asset Management Ltd New +305,978+306.0k
Global Assets Advisory, LLC New +294,063+294.1k
Westwood Wealth Management New +218,315+218.3k
Jump Financial, LLC New +217,049+217.0k
HRT FINANCIAL LP Added +199,741+199.7k
Tower Research Capital LLC (TRC) Added +130,491+130.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +94,977+95.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,109,925-1.1m
GOLDMAN SACHS GROUP INC Sold out -275,901-275.9k
WOLVERINE TRADING, LLC Reduced -170,948-170.9k
Virtu Financial LLC Sold out -78,323-78.3k
Traynor Capital Management, Inc. Reduced -54,653-54.7k
TWO SIGMA SECURITIES, LLC Sold out -52,693-52.7k
HOEY INVESTMENTS, INC Reduced -46,600-46.6k
TOTH FINANCIAL ADVISORY CORP Reduced -44,279-44.3k
Qube Research & Technologies Ltd Sold out -36,516-36.5k
EP Wealth Advisors, LLC Reduced -33,400-33.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $318.6m6.8m shares
CITADEL ADVISORS LLC Added $273.9m5.9m shares
WOLVERINE TRADING, LLC Reduced $37.2m799.6k shares
GTS SECURITIES LLC Reduced $30.9m663.9k shares
Traynor Capital Management, Inc. Reduced $2.3m48.4k shares
HAP Trading, LLC Reduced $683.7k65.5k shares
XR Securities LLC Reduced $283.8k6.1k shares
Cutler Group LLC / CA Reduced $246.0k50.3k shares
HighTower Advisors, LLC New $477200 shares
Strategic Blueprint, LLC New $471.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $255.0m5.5m shares
CITADEL ADVISORS LLC Added $168.6m3.6m shares
JANE STREET GROUP, LLC Reduced $77.7m1.7m shares
IMC-Chicago, LLC Added $65.3m1.4m shares
WOLVERINE TRADING, LLC Reduced $21.1m452.8k shares
GTS SECURITIES LLC Reduced $19.8m426.1k shares
LMR Partners LLP New $9.3m200.0k shares
HRT FINANCIAL LP Added $2.0m43.5k shares
Shay Capital LLC New $930.6k20.0k shares
Cutler Group LLC / CA Reduced $309.0k103.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CloudAlpha Capital Management Limited/Hong Kong 5.84% of their portfolio HONG KONG, K3 926,000926.0k $43.1m $43.1m 5.84% New
2 SIMPLEX TRADING, LLC 1.20% of their portfolio CHICAGO, IL 884,677884.7k $41.2m $41.2m 1.20% New
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 747,594747.6k $34.8m $34.8m 0.00% Added +561.9k +561,888
4 Traynor Capital Management, Inc. 3.16% of their portfolio MALVERN, PA 714,057714.1k $33.2m $33.2m 3.16% Reduced -54.7k -54,653
5 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 691,243691.2k $32.2m $32.2m 0.03% Added +41.8k +41,795
6 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 505,823505.8k $23.5m $23.5m 0.03% Reduced -1.1m -1,109,925
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 502,876502.9k $23.4m $23.4m 0.03% Added +95.0k +94,977
8 HRT FINANCIAL LP 0.14% of their portfolio NEW YORK, NY 468,804468.8k $21.8m $21.8m 0.14% Added +199.7k +199,741
9 WT Asset Management Ltd 1.43% of their portfolio HONG KONG, K3 305,978306.0k $14.2m $14.2m 1.43% New
10 Global Assets Advisory, LLC 0.24% of their portfolio ORLANDO, FL 294,063294.1k $6.1k $6.1k 0.24% New
11 Westwood Wealth Management 4.98% of their portfolio Los Angeles, CA 218,315218.3k $10.2m $10.2m 4.98% New
12 WOLVERINE TRADING, LLC 0.10% of their portfolio CHICAGO, IL 217,185217.2k $10.1m $10.1m 0.10% Reduced -170.9k -170,948
13 Jump Financial, LLC 0.28% of their portfolio Chicago, IL 217,049217.0k $10.1m $10.1m 0.28% New
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 185,888185.9k $8.6m $8.6m 0.00% Reduced -30.2k -30,210
15 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 169,913169.9k $7.9m $7.9m 0.03% Reduced -26.4k -26,422
16 Tower Research Capital LLC (TRC) 0.15% of their portfolio NEW YORK, NY 133,630133.6k $6.2m $6.2m 0.15% Added +130.5k +130,491
17 Cutler Group LLC / CA 2.03% of their portfolio SAN FRANCISCO, CA 86,40086.4k $4.0m $4.0m 2.03% Reduced -8.3k -8,293
18 TOTH FINANCIAL ADVISORY CORP 0.39% of their portfolio LEESBURG, VA 66,98067.0k $3.1m $3.1m 0.39% Reduced -44.3k -44,279
19 Marex Group Ltd 0.09% of their portfolio London, X0 59,11559.1k $2.8m $2.8m 0.09% Added +41.6k +41,615
20 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 49,71249.7k $2.3m $2.3m 0.06% Added +37.3k +37,271
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 47,03047.0k $2.2m $2.2m 0.00% Added +17.8k +17,757
22 CANTOR FITZGERALD, L. P. 0.46% of their portfolio NEW YORK, NY 41,98942.0k $2.0m $2.0m 0.46% Added +31.2k +31,195
23 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 39,78839.8k $1.9m $1.9m 0.00% Added +25.2k +25,189
24 HOEY INVESTMENTS, INC 0.39% of their portfolio COATESVILLE, PA 38,00038.0k $1.8m $1.8m 0.39% Reduced -46.6k -46,600
25 Sowell Financial Services LLC 0.08% of their portfolio NORTH LITTLE ROCK, AR 36,99337.0k $1.7m $1.7m 0.08% Reduced -16.2k -16,207
26 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 29,37629.4k $1.4m $1.4m 0.02% Reduced -33.4k -33,400
27 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 25,10625.1k $1.2m $1.2m 0.01% Added +8.3k +8,260
28 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 22,37022.4k $1.0m $1.0m 0.00% Added +10.5k +10,543
29 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 19,35019.4k $900.4k $900.4k 0.03% Added +7.1k +7,100
30 Rollins Financial Advisors, LLC 0.16% of their portfolio ATLANTA, GA 17,99918.0k $837.5k $837.5k 0.16% Reduced -30.8k -30,831
31 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,53816.5k $769.5k $769.5k 0.00% Reduced -4.6k -4,603
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,72015.7k $731.5k $731.5k 0.00% Unchanged
33 StoneCrest Wealth Management, Inc. 0.56% of their portfolio CHANDLER, AZ 14,04014.0k $653.3k $653.3k 0.56% Reduced -1.4k -1,397
34 Charter Oak Capital Management, LLC 0.07% of their portfolio PORTSMOUTH, NH 13,11113.1k $610.0k $610.0k 0.07% Unchanged
35 Intrepid Financial Planning Group LLC 0.25% of their portfolio CARMEL, IN 12,47312.5k $580.4k $580.4k 0.25% Added +610 +610
36 Morse Asset Management, Inc 0.15% of their portfolio DARIEN, CT 12,37712.4k $576.0k $576.0k 0.15% Reduced -4.0k -3,965
37 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 12,10012.1k $580.7k $580.7k 0.00% New
38 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 11,45511.5k $533.0k $533.0k 0.01% Added +1.0k +1,007
39 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,36311.4k $529.0k $529.0k 0.00% Reduced -1.5k -1,474
40 McGuire Investment Group, LLC 0.07% of their portfolio WAKEFIELD, RI 10,92910.9k $508.5k $508.5k 0.07% Reduced -675 -675
41 Archford Capital Strategies, LLC 0.08% of their portfolio SWANSEA, IL 10,74810.7k $500.1k $500.1k 0.08% Reduced -1.3k -1,290
42 RWA WEALTH PARTNERS, LLC 0.01% of their portfolio BOSTON, MA 10,36510.4k $482.3k $482.3k 0.01% Unchanged
43 DRW Securities, LLC 0.03% of their portfolio CHICAGO, IL 10,12110.1k $470.9k $470.9k 0.03% New
44 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 10,01310.0k $465.9k $465.9k 0.03% New
45 BURNEY CO/ 0.02% of their portfolio RESTON, VA 9,6439.6k $448.7k $448.7k 0.02% Unchanged
46 GR FINANCIAL GROUP, LLC 0.09% of their portfolio TUCSON, AZ 8,3408.3k $388.1k $388.1k 0.09% Added +6 +6
47 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,1328.1k $378.4k $378.4k 0.01% Unchanged
48 TUCKER ASSET MANAGEMENT LLC 0.09% of their portfolio LITTLETON, CO 8,0578.1k $374.9k $374.9k 0.09% New
49 WORLD EQUITY GROUP, INC. 0.07% of their portfolio SCHAUMBURG, IL 7,4887.5k $348.4k $348.4k 0.07% Reduced -570 -570
50 VERUS CAPITAL PARTNERS, LLC 0.04% of their portfolio SCOTTSDALE, AZ 7,2497.2k $337.3k $337.3k 0.04% Reduced -3.4k -3,400
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7,2137.2k $341.5k $341.5k 0.00% Added +1.2k +1,196
52 Retirement Planning Co of New England, Inc. 0.18% of their portfolio Warwick, RI 6,9507.0k $323.4k $323.4k 0.18% New
53 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 6,8946.9k $320.8k $320.8k 0.01% New
54 TAP Consulting, LLC 0.07% of their portfolio KIRKWOOD, MO 6,6666.7k $310.2k $310.2k 0.07% Reduced -2.0k -2,046
55 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 6,1196.1k $284.7k $284.7k 0.02% New
56 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 6,0026.0k $279.0k $279.0k 0.01% Reduced -21.1k -21,118
57 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 6,0006.0k $279.2k $279.2k 0.00% New
58 NRI Wealth Management LC 0.24% of their portfolio SANTA CLARA, CA 5,9896.0k $278.7k $278.7k 0.24% New
59 Edgestream Partners, L.P. 0.01% of their portfolio Princeton, NJ 5,8075.8k $270.2k $270.2k 0.01% Reduced -19.0k -19,044
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,4035.4k $252.0k $252.0k 0.00% New
61 Beacon Capital Management, LLC 0.05% of their portfolio FRANKLIN, TN 5,3405.3k $248.5k $248.5k 0.05% Unchanged
62 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 5,3305.3k $248.0k $248.0k 0.00% New
63 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,3245.3k $247.7k $247.7k 0.00% Added +1.6k +1,574
64 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5,3055.3k $246.9k $246.9k 0.00% Reduced -6.7k -6,730
65 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 5,1955.2k $241.7k $241.7k 0.01% New
66 Coppell Advisory Solutions Corp. 0.04% of their portfolio COPPELL, TX 5,0985.1k $237.2k $237.2k 0.04% First filing
67 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 5,0005.0k $232.7k $232.7k 0.02% New
68 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,9685.0k $231.2k $231.2k 0.00% Added +4.8k +4,828
69 LM Advisors LLC 0.04% of their portfolio SAN DIEGO, CA 4,5004.5k $209.0k $209.0k 0.04% New
70 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,4774.5k $208.0k $208.0k 0.00% New
71 Belvedere Trading LLC 0.01% of their portfolio CHICAGO, IL 4,4574.5k $207.4k $207.4k 0.01% New
72 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 4,1154.1k $191.5k $191.5k 0.01% Added +4.1k +4,110
73 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,1004.1k $190.8k $190.8k 0.01% Reduced -500 -500
74 Crewe Advisors LLC 0.02% of their portfolio SALT LAKE CITY, UT 3,8303.8k $178.2k $178.2k 0.02% Unchanged
75 Impact Partnership Wealth, LLC 0.06% of their portfolio MARIETTA, GA 3,4093.4k $158.6k $158.6k 0.06% Unchanged
76 Kelly Financial Services LLC 0.05% of their portfolio BRAINTREE, MA 2,9152.9k $135.6k $135.6k 0.05% Added +534 +534
77 PayPay Securities Corp 6.59% of their portfolio TOKYO, M0 2,8372.8k $132.0k $132.0k 6.59% Reduced -446 -446
78 Quent Capital, LLC 0.01% of their portfolio NEW YORK, NY 2,2002.2k $102.4k $102.4k 0.01% Unchanged
79 VitalStone Financial, LLC 0.08% of their portfolio SHAVANO PARK, TX 2,1862.2k $102.0k $102.0k 0.08% Added +1.8k +1,779
80 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,1502.1k $100.0k $100.0k 0.00% New
81 Covestor Ltd 0.05% of their portfolio LONDON, X0 1,7601.8k $82.0k $82.0k 0.05% Added +875 +875
82 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,7001.7k $79.1k $79.1k 0.00% Reduced -550 -550
83 Westend Capital Management, LLC 0.03% of their portfolio SAUSALITO, CA 1,4671.5k $68.3k $68.3k 0.03% First filing
84 Lindbrook Capital, LLC 0.01% of their portfolio CALABASAS, CA 1,4501.4k $67.5k $67.5k 0.01% Reduced -400 -400
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2491.2k $58.1k $58.1k 0.00% Reduced -387 -387
86 Addison Advisors LLC 0.02% of their portfolio MIDDLEBURY, VT 1,1201.1k $52.1k $52.1k 0.02% New
87 St. Johns Investment Management Company, LLC 0.02% of their portfolio JACKSONVILLE, FL 1,1001.1k $51.2k $51.2k 0.02% Reduced -1.9k -1,900
88 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,0431.0k $49.0k $49.0k 0.00% New
89 VESTOR CAPITAL, LLC 0.00% of their portfolio CHICAGO, IL 1,0001.0k $47.0k $47.0k 0.00% New
90 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 915915 $37.5k $37.5k 0.00% Reduced -113 -113
91 HAZLETT, BURT & WATSON, INC. 0.03% of their portfolio WHEELING, WV 901901 $42.0k $42.0k 0.03% New
92 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 800800 $37.2k $37.2k 0.00% Reduced -900 -900
93 AlphaMark Advisors, LLC 0.01% of their portfolio FT. WRIGHT, KY 505505 $23.0k $23.0k 0.01% Reduced -405 -405
94 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 342342 $15.9k $15.9k 0.00% Reduced -1.4k -1,351
95 Dogwood Wealth Management LLC 0.01% of their portfolio LENEXA, KS 214214 $9.9k $9.9k 0.01% New
96 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 167167 $7.8k $7.8k 0.01% Reduced -343 -343
97 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 150150 $7.0k $7.0k 0.00% Reduced -2.9k -2,911
98 Clarity Asset Management, Inc. 0.00% of their portfolio AMES, IA 7272 $3.4k $3.4k 0.00% Reduced -142 -142
99 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 7070 $3.3k $3.3k 0.00% New
100 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 6565 $3.0k $3.0k 0.00% Unchanged