Vault-13

DIEBOLD NIXDORF INC DBD

COM STK · Common Stock · CUSIP 253651103

American multinational financial and retail technology company

7 institutional holders -121 vs Q1 2023
188,720188.7k shares reported held*
$10.3kreported value*
1 new 1 added 3 reduced 122 sold out net sold ≈ $2.3m (-44.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.05. Options: 2 managers hold calls ($750 notional), 1 hold puts ($1.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 165Q4 22: 148Q1 23: 128Q2 23: 77Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022165
Q4 2022148
Q1 2023128
Q2 20237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 64 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 79 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 125 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226497
Q1 20235179
Q2 20232125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $828.2kQ3 22 puts: $1.4mQ3 22P/C 1.71Q4 22 calls: $162.7kQ4 22 puts: $191.9kQ4 22P/C 1.18Q1 23 calls: $206.7kQ1 23 puts: $1.4mQ1 23P/C 6.73Q2 23 calls: $750Q2 23 puts: $1.0kQ2 23P/C 1.33
Numbers
QuarterCallsPutsP/C
Q3 2022$828.2k$1.4m1.71
Q4 2022$162.7k$191.9k1.18
Q1 2023$206.7k$1.4m6.73
Q2 2023$750$1.0k1.33

Biggest buyers

Biggest sellers

VANGUARD GROUP INC Sold out -5,127,919-5.1m
BlackRock Inc. Sold out -4,435,044-4.4m
Prescott Group Capital Management, L.L.C. Sold out -3,582,186-3.6m
Sapience Investments, LLC Sold out -3,534,457-3.5m
GAMCO INVESTORS, INC. ET AL Sold out -2,277,240-2.3m
MILLENNIUM MANAGEMENT LLC Sold out -2,194,387-2.2m
MARSHALL WACE, LLP Sold out -1,873,310-1.9m
MORGAN STANLEY Sold out -1,534,001-1.5m
RENAISSANCE TECHNOLOGIES LLC Sold out -1,501,300-1.5m
STATE STREET CORP Sold out -1,477,581-1.5m

Biggest calls

Ancora Advisors LLC Unchanged $750100 shares
SIMPLEX TRADING, LLC Reduced $05.9k shares

Biggest puts

SIMPLEX TRADING, LLC Reduced $1.0k29.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 2 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 7 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 2 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20212$251.0k0——
Q1 20220—0——
Q2 20227$643.5k0——
Q3 20220—0——
Q4 20220—0——
Q1 20232—0——
Q2 20230—0——

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 112,686112.7k $6.0k $6.0k 0.00% Added +62.0k +62,032
2 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 25,86525.9k $1.4k $1.4k 0.00% Reduced -11.2k -11,237
3 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 21,95122.0k $1.2k $1.2k 0.00% New
4 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.00% of their portfolio DENVER, CO 12,82912.8k $1.0k $1.0k 0.00% Unchanged
5 BEESE FULMER INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio CANTON, OH 12,48012.5k $661 $661 0.00% Reduced -2.6k -2,559
6 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,5392.5k $135 $135 0.00% Reduced -900 -900
7 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 370370 $0 $0 0.00% Unchanged