Vault-13

DIAGEO PLC DEO

SPON ADR NEW · ADR · CUSIP 25243Q205 · ISIN US25243Q2057

Multinational alcoholic beverages company

958 institutional holders -43 vs Q2 2023
55,119,79355.1m shares reported held*
$8.3bnreported value*
57 new 318 added 364 reduced 98 sold out net sold ≈ $88.6m (-590.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($31.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $149.85. Options: 14 managers hold calls ($100.5m notional), 12 hold puts ($58.9m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 970Q4 22: 1,018Q1 23: 1,016Q2 23: 1,001Q3 23: 958958Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022970
Q4 20221,018
Q1 20231,016
Q2 20231,001
Q3 2023958

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 422 bought or addedQ4 22: 421 cut or sold outQ4 22Q1 23: 447 bought or addedQ1 23: 415 cut or sold outQ1 23Q2 23: 427 bought or addedQ2 23: 420 cut or sold outQ2 23Q3 23: 375 bought or addedQ3 23: 462 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022422421
Q1 2023447415
Q2 2023427420
Q3 2023375462

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 22 calls: $46.5mQ4 22 puts: $35.8mQ4 22P/C 0.77Q1 23 calls: $77.9mQ1 23 puts: $67.2mQ1 23P/C 0.86Q2 23 calls: $133.2mQ2 23 puts: $113.6mQ2 23P/C 0.85Q3 23 calls: $100.5mQ3 23 puts: $58.9mQ3 23P/C 0.59
Numbers
QuarterCallsPutsP/C
Q4 2022$46.5m$35.8m0.77
Q1 2023$77.9m$67.2m0.86
Q2 2023$133.2m$113.6m0.85
Q3 2023$100.5m$58.9m0.59

Biggest buyers

Fayez Sarofim & Co Added +184,759+184.8k
Financial Gravity Asset Management, Inc. Added +162,957+163.0k
ENVESTNET ASSET MANAGEMENT INC Added +138,406+138.4k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +97,414+97.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +92,770+92.8k
GOLDMAN SACHS GROUP INC Added +86,187+86.2k
JANE STREET GROUP, LLC Added +72,630+72.6k
J.P. Morgan Private Wealth Advisors LLC New +71,875+71.9k
DRH Investments, Inc. New +70,869+70.9k
HS Management Partners, LLC Added +68,424+68.4k

Biggest sellers

MORGAN STANLEY Reduced -401,683-401.7k
Corient Private Wealth LP Reduced -231,336-231.3k
Janney Montgomery Scott LLC Sold out -158,738-158.7k
CIBC Private Wealth Group LLC Reduced -156,588-156.6k
NATIXIS ADVISORS, LLC Reduced -143,259-143.3k
LAZARD ASSET MANAGEMENT LLC Reduced -104,097-104.1k
America First Investment Advisors, LLC Sold out -95,022-95.0k
CITADEL ADVISORS LLC Reduced -94,544-94.5k
BANK OF AMERICA CORP /DE/ Reduced -92,297-92.3k
UBS Group AG Reduced -75,880-75.9k

Biggest calls

Twin Tree Management, LP Reduced $38.4m257.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $33.4m224.0k shares
Optiver Holding B.V. Reduced $8.1m55.0k shares
SIMPLEX TRADING, LLC Added $6.5m43.7k shares
CITADEL ADVISORS LLC Reduced $5.5m37.1k shares
IMC-Chicago, LLC New $1.7m11.7k shares
WOLVERINE TRADING, LLC Reduced $1.6m10.4k shares
GTS SECURITIES LLC New $1.6m10.4k shares
GROUP ONE TRADING LLC Added $1.3m9.0k shares
Walleye Trading LLC Reduced $1.0m6.9k shares

Biggest puts

Optiver Holding B.V. Reduced $21.3m144.1k shares
CITADEL ADVISORS LLC Reduced $11.2m74.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.5m70.2k shares
SIMPLEX TRADING, LLC Reduced $4.7m31.5k shares
Twin Tree Management, LP Reduced $4.3m28.5k shares
Walleye Trading LLC Added $2.0m13.3k shares
Walleye Capital LLC Added $1.9m12.5k shares
GTS SECURITIES LLC New $1.4m9.1k shares
WOLVERINE TRADING, LLC Reduced $1.3m8.4k shares
JANE STREET GROUP, LLC New $325.8k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 4,807,5264.8m $717.2m $717.2m 0.09% Reduced -92.3k -92,297
2 FMR LLC 0.04% of their portfolio BOSTON, MA 3,428,1913.4m $511.4m $511.4m 0.04% Reduced -46.4k -46,437
3 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 3,291,1163.3m $491.0m $491.0m 0.05% Reduced -401.7k -401,683
4 Clearbridge Investments, LLC 0.34% of their portfolio NEW YORK, NY 2,384,1092.4m $355.7m $355.7m 0.34% Added +10.3k +10,269
5 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 2,316,2692.3m $345.5m $345.5m 0.11% Reduced -24.9k -24,877
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.08% of their portfolio SAN FRANCISCO, CA 2,024,2512.0m $288.8m $288.8m 0.08% Reduced -14.9k -14,947
7 UBS Group AG 0.13% of their portfolio ZURICH, V8 1,928,7131.9m $287.7m $287.7m 0.13% Reduced -75.9k -75,880
8 LONDON CO OF VIRGINIA 1.42% of their portfolio RICHMOND, VA 1,584,2501.6m $236.3m $236.3m 1.42% Reduced -68.5k -68,491
9 Markel Group Inc. 2.43% of their portfolio Glen Allen, VA 1,350,2081.4m $201.4m $201.4m 2.43% Unchanged
10 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 1,187,5431.2m $177.2m $177.2m 0.05% Added +27.9k +27,851
11 BROWN BROTHERS HARRIMAN & CO 1.46% of their portfolio NEW YORK, NY 1,108,9771.1m $165.4m $165.4m 1.46% Reduced -25.2k -25,222
12 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.06% of their portfolio Boston, MA 1,081,9501.1m $161.4m $161.4m 0.06% Reduced -15.7k -15,710
13 CONFLUENCE INVESTMENT MANAGEMENT LLC 1.96% of their portfolio ST. LOUIS, MO 849,217849.2k $126.7m $126.7m 1.96% Reduced -7.4k -7,435
14 DIMENSIONAL FUND ADVISORS LP 0.04% of their portfolio AUSTIN, TX 842,119842.1k $125.6m $125.6m 0.04% Added +14.7k +14,656
15 Fayez Sarofim & Co 0.41% of their portfolio Houston, TX 812,539812.5k $121.2m $121.2m 0.41% Added +184.8k +184,759
16 JARISLOWSKY, FRASER Ltd 0.70% of their portfolio MONTREAL, A8 722,672722.7k $107.8m $107.8m 0.70% Reduced -2.8k -2,841
17 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 666,523666.5k $99.4m $99.4m 0.03% Added +86.2k +86,187
18 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 659,034659.0k $98.3m $98.3m 0.04% Added +138.4k +138,406
19 HS Management Partners, LLC 4.31% of their portfolio NEW YORK, NY 607,386607.4k $90.6m $90.6m 4.31% Added +68.4k +68,424
20 GABELLI FUNDS LLC 0.70% of their portfolio Rye, NY 579,575579.6k $86.5m $86.5m 0.70% Added +25 +25
21 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 570,926570.9k $85.2m $85.2m 0.07% Added +15.5k +15,543
22 Cullen Capital Management, LLC 0.99% of their portfolio New York, NY 569,147569.1k $84.9m $84.9m 0.99% Reduced -4.8k -4,753
23 DAVENPORT & Co LLC 0.65% of their portfolio RICHMOND, VA 563,284563.3k $84.1m $84.1m 0.65% Reduced -2.5k -2,488
24 Douglas Lane & Associates, LLC 1.24% of their portfolio NEW YORK, NY 496,159496.2k $74.0m $74.0m 1.24% Reduced -1.9k -1,882
25 WESTFIELD CAPITAL MANAGEMENT CO LP 0.50% of their portfolio BOSTON, MA 495,284495.3k $73.9m $73.9m 0.50% Added +8.7k +8,726
26 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 0.37% of their portfolio DENVER, CO 483,262483.3k $72.1m $72.1m 0.37% Reduced -15.1k -15,104
27 NorthCoast Asset Management LLC 1.28% of their portfolio STAMFORD, CT 474,974475.0k $70.9m $70.9m 1.28% Added +27.5k +27,514
28 FIRST TRUST ADVISORS LP 0.08% of their portfolio Wheaton, IL 436,427436.4k $65.1m $65.1m 0.08% Added +19.9k +19,911
29 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 432,223432.2k $64.5m $64.5m 0.01% Added +32.9k +32,928
30 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 422,116422.1k $63.0m $63.0m 0.01% Added +43.2k +43,199
31 BlackRock Inc. 0.00% of their portfolio New York, NY 418,954419.0k $62.5m $62.5m 0.00% Reduced -20.0k -20,002
32 STIFEL FINANCIAL CORP 0.09% of their portfolio ST. LOUIS, MO 414,495414.5k $61.8m $61.8m 0.09% Added +2.4k +2,405
33 NATIXIS ADVISORS, LLC 0.19% of their portfolio Boston, MA 414,246414.2k $61.8m $61.8m 0.19% Reduced -143.3k -143,259
34 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 378,527378.5k $56.5m $56.5m 0.01% Reduced -9.1k -9,053
35 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 353,619353.6k $52.8m $52.8m 0.01% Added +59.6k +59,597
36 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 321,606321.6k $48.0m $48.0m 0.03% Added +97.4k +97,414
37 GAMCO INVESTORS, INC. ET AL 0.54% of their portfolio GREENWICH, CT 311,206311.2k $46.4m $46.4m 0.54% Reduced -38.1k -38,130
38 Fisher Asset Management, LLC 0.02% of their portfolio PLANO, TX 235,474235.5k $35.1m $35.1m 0.02% Reduced -293 -293
39 Berkshire Hathaway Inc 0.01% of their portfolio Omaha, NE 227,750227.8k $34.0m $34.0m 0.01% Unchanged
40 CORDA Investment Management, LLC. 3.07% of their portfolio HOUSTON, TX 226,678226.7k $33.8m $33.8m 3.07% Reduced -10 -10
41 SCOTIA CAPITAL INC. 0.21% of their portfolio TORONTO, A6 198,546198.5k $29.6m $29.6m 0.21% Added +23.0k +22,987
42 Credential Qtrade Securities Inc. 1.96% of their portfolio VANCOUVER, A1 198,006198.0k $29.5m $29.5m 1.96% Added +49.8k +49,785
43 GRANDFIELD & DODD, LLC 2.17% of their portfolio NEW YORK, NY 197,757197.8k $29.5m $29.5m 2.17% Added +2.3k +2,278
44 Financial Gravity Asset Management, Inc. 0.94% of their portfolio Lakeway, TX 168,054168.1k $83.4m $83.4m 0.94% Added +163.0k +162,957
45 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 167,291167.3k $25.0m $25.0m 0.01% Reduced -1.4k -1,447
46 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 165,618165.6k $24.7m $24.7m 0.04% Added +72.6k +72,630
47 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 160,442160.4k $23.9m $23.9m 0.03% Reduced -94.5k -94,544
48 HUNTINGTON NATIONAL BANK 0.24% of their portfolio COLUMBUS, OH 159,375159.4k $23.8m $23.8m 0.24% Reduced -57.0k -56,994
49 CIBC Private Wealth Group LLC 0.06% of their portfolio ATLANTA, GA 159,298159.3k $23.8m $23.8m 0.06% Reduced -156.6k -156,588
50 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 155,710155.7k $23.2m $23.2m 0.04% Reduced -2.7k -2,737
51 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 154,202154.2k $23.0m $23.0m 0.00% Reduced -25.2k -25,248
52 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 152,631152.6k $22.8m $22.8m 0.02% Reduced -4.5k -4,469
53 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 152,628152.6k $22.4m $22.4m 0.04% Added +1.8k +1,841
54 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 147,584147.6k $22.0m $22.0m 0.03% Reduced -104.1k -104,097
55 Tweedy, Browne Co LLC 1.17% of their portfolio Stamford, CT 145,561145.6k $21.7m $21.7m 1.17% Reduced -714 -714
56 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 132,163132.2k $19.7m $19.7m 0.01% Added +12.7k +12,733
57 CAUSEWAY CAPITAL MANAGEMENT LLC 0.52% of their portfolio LOS ANGELES, CA 131,507131.5k $19.6m $19.6m 0.52% Added +20.2k +20,191
58 ROFFMAN MILLER ASSOCIATES INC /PA/ 1.52% of their portfolio PHILADELPHIA, PA 128,709128.7k $19.2m $19.2m 1.52% Added +671 +671
59 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 127,079127.1k $19.0m $19.0m 0.03% Reduced -722 -722
60 PRIO WEALTH LIMITED PARTNERSHIP 0.72% of their portfolio Boston, MA 125,647125.6k $18.7m $18.7m 0.72% Reduced -3.3k -3,267
61 Smith Salley Wealth Management 1.38% of their portfolio GREENSBORO, NC 124,774124.8k $18.6m $18.6m 1.38% Added +4.5k +4,479
62 FIRST MANHATTAN CO. LLC. 0.07% of their portfolio NEW YORK, NY 122,457122.5k $18.3m $18.3m 0.07% Reduced -11.0k -10,987
63 Avalon Trust Co 1.77% of their portfolio SANTA FE, NM 120,105120.1k $17.9m $17.9m 1.77% Reduced -45 -45
64 CAMBIAR INVESTORS LLC 0.74% of their portfolio Denver, CO 117,073117.1k $17.5m $17.5m 0.74% Added +5.7k +5,689
65 Bartlett & Co. LLC 0.31% of their portfolio CINCINNATI, OH 115,622115.6k $17.5m $17.5m 0.31% Reduced -2.7k -2,734
66 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.31% of their portfolio CINCINNATI, OH 115,622115.6k $17.5m $17.5m 0.31% Reduced -2.7k -2,734
67 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 115,373115.4k $17.2m $17.2m 0.03% Added +8.4k +8,397
68 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 112,643112.6k $16.8m $16.8m 0.06% Added +364 +364
69 Mill Capital Management, LLC 1.58% of their portfolio CONCORD, NC 108,144108.1k $16.1m $16.1m 1.58% Added +125 +125
70 KORNITZER CAPITAL MANAGEMENT INC /KS 0.32% of their portfolio SHAWNEE MISSION, KS 103,729103.7k $15.5m $15.5m 0.32% Added +20.1k +20,055
71 Clarkston Capital Partners, LLC 0.30% of their portfolio Rochester, MI 103,619103.6k $15.5m $15.5m 0.30% Added +710 +710
72 THORNBURG INVESTMENT MANAGEMENT INC 0.25% of their portfolio SANTA FE, NM 102,335102.3k $15.3m $15.3m 0.25% Reduced -13.2k -13,203
73 Foresight Global Investors, Inc. 8.06% of their portfolio PURCHASE, NY 97,06897.1k $14.5m $14.5m 8.06% Added +5.1k +5,132
74 NUANCE INVESTMENTS, LLC 0.35% of their portfolio Kansas City, MO 96,50896.5k $14.4m $14.4m 0.35% Reduced -22.5k -22,529
75 VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio San Antonio, TX 94,28594.3k $14.1m $14.1m 0.02% Reduced -14.5k -14,510
76 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 94,11294.1k $14.0m $14.0m 0.05% Added +92.8k +92,770
77 RBO & CO LLC 2.55% of their portfolio ST HELENA, CA 94,00594.0k $14.0m $14.0m 2.55% Reduced -1.4k -1,393
78 GREENWOOD GEARHART LLC 1.66% of their portfolio FAYETTEVILLE, AR 93,94593.9k $14.0m $14.0m 1.66% Added +2.2k +2,190
79 Kapitalo Investimentos Ltda 1.90% of their portfolio SAO PAULO, D5 93,60093.6k $14.0m $14.0m 1.90% Added +16.8k +16,800
80 CIBC WORLD MARKET INC. 0.05% of their portfolio TORONTO, A6 92,06192.1k $13.7m $13.7m 0.05% Added +2.7k +2,720
81 LEVIN CAPITAL STRATEGIES, L.P. 1.67% of their portfolio NEW YORK, NY 89,49389.5k $13.4m $13.4m 1.67% Unchanged
82 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 89,02789.0k $13.3m $13.3m 0.04% Reduced -22.7k -22,731
83 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 87,85087.8k $13.1m $13.1m 0.03% Reduced -2.5k -2,548
84 MAI Capital Management 0.20% of their portfolio INDEPENDENCE, OH 87,76287.8k $13.1m $13.1m 0.20% Reduced -5.0k -4,960
85 Orion Porfolio Solutions, LLC 0.16% of their portfolio OMAHA, NE 87,65987.7k $13.1m $13.1m 0.16% Reduced -5.1k -5,144
86 Orion Portfolio Solutions, LLC 0.16% of their portfolio Omaha, NE 87,65987.7k $13.1m $13.1m 0.16% Reduced -5.1k -5,144
87 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 86,01486.0k $12.8m $12.8m 0.02% Reduced -813 -813
88 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.04% of their portfolio LOS ANGELES, CA 85,02685.0k $12.7m $12.7m 0.04% Reduced -6.4k -6,409
89 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 84,91984.9k $12.7m $12.7m 0.02% Reduced -3.1k -3,067
90 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 84,59984.6k $13.5m $13.5m 0.00% Reduced -19.5k -19,504
91 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 83,69783.7k $12.5m $12.5m 0.03% Reduced -231.3k -231,336
92 FIRST FOUNDATION ADVISORS 0.58% of their portfolio Irvine, CA 82,59582.6k $12.3m $12.3m 0.58% Added +1.7k +1,664
93 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 81,70081.7k $12.2m $12.2m 0.01% Reduced -1.9k -1,916
94 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 81,42981.4k $12.2m $12.2m 0.02% Added +17.4k +17,385
95 FULTON BREAKEFIELD BROENNIMAN LLC 1.04% of their portfolio Bethesda, MD 80,42480.4k $12.0m $12.0m 1.04% Added +100 +100
96 Curi Capital, LLC 0.39% of their portfolio CHICAGO, IL 75,96576.0k $11.3m $11.3m 0.39% Reduced -3.7k -3,662
97 OPPENHEIMER ASSET MANAGEMENT INC. 0.17% of their portfolio NEW YORK, NY 75,20075.2k $11.2m $11.2m 0.17% Added +1.3k +1,329
98 Core Alternative Capital 1.71% of their portfolio PEACHTREE CORNERS, GA 74,11674.1k $11.1m $11.1m 1.71% Reduced -4.9k -4,905
99 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 71,87571.9k $10.7m $10.7m 0.03% New
100 DRH Investments, Inc. 10.07% of their portfolio THOUSAND OAKS, CA 70,86970.9k $10.6m $10.6m 10.07% New