Vault-13

DEXCOM INC DXCM 0.75 12.01.23

NOTE 0.750%12/0 · US DOMESTIC · CUSIP 252131AH0

20 institutional holders -13 vs Q2 2023
13,73913.7k shares reported held*
$261.0mreported value*
5 new 5 added 4 reduced 18 sold out net sold ≈ $1.2bn (-107.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19000.19.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 37Q4 22: 36Q1 23: 36Q2 23: 33Q3 23: 2020Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202237
Q4 202236
Q1 202336
Q2 202333
Q3 202320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 12 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 9 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 22 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221211
Q1 20231313
Q2 2023917
Q3 20231022

Biggest buyers

D. E. Shaw & Co., Inc. New +10,000,000+10.0m
Elequin Capital, LP Added +2,717,000+2.7m
MORGAN STANLEY New +2,500,000+2.5m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Added +2,400,000+2.4m
JPMORGAN CHASE & CO Added +369,000+369.0k
BANK OF AMERICA CORP /DE/ New +150,000+150.0k
STIFEL FINANCIAL CORP New +33,870+33.9k
BNP PARIBAS FINANCIAL MARKETS Added +31,000+31.0k
CITIGROUP INC Added +20,000+20.0k
LOOMIS SAYLES & CO L P New +9,739+9.7k

Biggest sellers

TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -128,059,000-128.1m
D. E. Shaw & Co., Inc. Sold out -107,304,000-107.3m
DeepCurrents Investment Group LLC Sold out -83,469,000-83.5m
Polar Asset Management Partners Inc. Sold out -44,000,000-44.0m
BANK OF NOVA SCOTIA Sold out -40,552,000-40.6m
CSS LLC/IL Sold out -39,416,000-39.4m
WOLVERINE ASSET MANAGEMENT LLC Sold out -23,718,000-23.7m
STATE STREET CORP Sold out -17,990,000-18.0m
Warberg Asset Management LLC Sold out -12,694,000-12.7m
LORD, ABBETT & CO. LLC Sold out -11,890,000-11.9m

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Calamos Advisors LLC 0.37% of their portfolio NAPERVILLE, IL 30,006,00030.0m $67.9m $67.9m 0.37% Unchanged
2 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 23,000,00023.0m $52.7m $52.7m 0.02% Added +2.4m +2,400,000
3 VOYA INVESTMENT MANAGEMENT LLC 0.05% of their portfolio ATLANTA, GA 18,625,00018.6m $42.1m $42.1m 0.05% Reduced -7.3m -7,325,000
4 Elequin Capital, LP 5.17% of their portfolio NEW YORK, NY 11,771,00011.8m $26.6m $26.6m 5.17% Added +2.7m +2,717,000
5 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 10,000,00010.0m $23.4m $23.4m 0.04% New
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,065,0007.1m $13.6m $13.6m 0.00% Added +369.0k +369,000
7 FMR LLC 0.00% of their portfolio BOSTON, MA 6,019,0006.0m $13.6m $13.6m 0.00% Reduced -3.0m -3,000,000
8 CAPSTONE INVESTMENT ADVISORS, LLC 0.30% of their portfolio NEW YORK, NY 5,000,0005.0m $11.3m $11.3m 0.30% Reduced -5.0m -5,000,000
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,500,0002.5m $5.6m $5.6m 0.00% New
10 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 1,035,0001.0m $2.3m $2.3m 0.01% Added +31.0k +31,000
11 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 200,000200.0k $451.6k $451.6k 0.00% Unchanged
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 150,000150.0k $338.7k $338.7k 0.00% New
13 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 55,00055.0k $124.2k $124.2k 0.00% Added +20.0k +20,000
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,87033.9k $33.9k $33.9k 0.00% New
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,00023.0k $44.0k $44.0k 0.00% Unchanged
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,00012.0k $23.0k $23.0k 0.00% Reduced -840.0k -840,000
17 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 9,7399.7k $909.0k $909.0k 0.00% New
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,0004.0k $9.0k $9.0k 0.00% Unchanged
19 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,0003.0k $6.8k $6.8k 0.00% Unchanged
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged