Vault-13

DEXCOM INC DXCM 0.75 12.01.23

NOTE 0.750%12/0 · US DOMESTIC · CUSIP 252131AH0

36 institutional holders +0 vs Q4 2022
25,51225.5k shares reported held*
$2.4bnreported value*
4 new 9 added 9 reduced 4 sold out net bought ≈ $134.4m (-234.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($65.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $95297.53.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 37Q4 22: 36Q1 23: 3636Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202237
Q4 202236
Q1 202336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 12 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 13 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221211
Q1 20231313

Biggest buyers

Hudson Bay Capital Management LP Added +51,517,000+51.5m
BANK OF NOVA SCOTIA Added +27,849,010+27.8m
Calamos Advisors LLC Added +15,000,000+15.0m
III Capital Management Added +11,860,000+11.9m
FMR LLC Added +9,744,000+9.7m
VOYA INVESTMENT MANAGEMENT LLC New +7,500,000+7.5m
ADVENT CAPITAL MANAGEMENT /DE/ Added +1,450,000+1.4m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Added +200,000+200.0k
BANK OF AMERICA CORP /DE/ New +150,000+150.0k
Warberg Asset Management LLC Added +85,000+85.0k

Biggest sellers

CITADEL ADVISORS LLC Sold out -24,265,000-24.3m
Verition Fund Management LLC Reduced -23,253,723-23.3m
Polar Asset Management Partners Inc. Reduced -18,000,000-18.0m
LORD, ABBETT & CO. LLC Reduced -6,400,000-6.4m
BlackRock Inc. Reduced -2,875,000-2.9m
STATE STREET CORP Reduced -2,675,000-2.7m
BNP PARIBAS FINANCIAL MARKETS Sold out -1,892,000-1.9m
JPMORGAN CHASE & CO Reduced -988,000-988.0k
WELLS FARGO & COMPANY/MN Reduced -387,000-387.0k
Bank of New York Mellon Corp Sold out -250,000-250.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Hudson Bay Capital Management LP 2.26% of their portfolio STAMFORD, CT 135,974,000136.0m $384.6m $384.6m 2.26% Added +51.5m +51,517,000
2 TENOR CAPITAL MANAGEMENT Co., L.P. 7.27% of their portfolio NEW YORK, NY 129,059,000129.1m $365.8m $365.8m 7.27% Unchanged
3 D. E. Shaw & Co., Inc. 0.44% of their portfolio New York, NY 97,404,00097.4m $275.6m $275.6m 0.44% Unchanged
4 DeepCurrents Investment Group LLC 10.18% of their portfolio NEW YORK, NY 83,469,00083.5m $236.2m $236.2m 10.18% Unchanged
5 Polar Asset Management Partners Inc. 3.00% of their portfolio TORONTO, A6 60,000,00060.0m $169.8m $169.8m 3.00% Reduced -18.0m -18,000,000
6 WOLVERINE ASSET MANAGEMENT LLC 2.10% of their portfolio CHICAGO, IL 41,855,00041.9m $118.4m $118.4m 2.10% Reduced -100.0k -100,000
7 CSS LLC/IL 8.44% of their portfolio CHICAGO, IL 39,416,00039.4m $111.6m $111.6m 8.44% Unchanged
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.16% of their portfolio BALA CYNWYD, PA 36,419,00036.4m $103.0m $103.0m 0.16% Unchanged
9 Calamos Advisors LLC 0.43% of their portfolio NAPERVILLE, IL 30,006,00030.0m $84.9m $84.9m 0.43% Added +15.0m +15,000,000
10 BANK OF NOVA SCOTIA 0.24% of their portfolio TORONTO, A6 28,052,00028.1m $79.5m $79.5m 0.24% Added +27.8m +27,849,010
11 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.03% of their portfolio NEW YORK, NY 20,600,00020.6m $58.3m $58.3m 0.03% Added +200.0k +200,000
12 CAPSTONE INVESTMENT ADVISORS, LLC 1.75% of their portfolio NEW YORK, NY 20,000,00020.0m $56.6m $56.6m 1.75% Unchanged
13 FMR LLC 0.00% of their portfolio BOSTON, MA 18,038,00018.0m $51.0m $51.0m 0.00% Added +9.7m +9,744,000
14 III Capital Management 3.15% of their portfolio BOCA RATON, FL 16,302,00016.3m $46.1m $46.1m 3.15% Added +11.9m +11,860,000
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 16,140,00016.1m $45.7m $45.7m 0.00% Reduced -2.7m -2,675,000
16 LORD, ABBETT & CO. LLC 0.06% of their portfolio JERSEY CITY, NJ 12,240,00012.2m $34.6m $34.6m 0.06% Reduced -6.4m -6,400,000
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,586,0007.6m $21.5m $21.5m 0.00% Reduced -988.0k -988,000
18 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 7,500,0007.5m $21.2m $21.2m 0.02% New
19 BlackRock Inc. 0.00% of their portfolio New York, NY 4,479,0004.5m $12.7m $12.7m 0.00% Reduced -2.9m -2,875,000
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 3,336,0003.3m $9.4m $9.4m 0.00% Reduced -35.0k -35,000
21 ADVENT CAPITAL MANAGEMENT /DE/ 0.15% of their portfolio NEW YORK, NY 2,829,0002.8m $8.0m $8.0m 0.15% Added +1.4m +1,450,000
22 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,522,0001.5m $4.3m $4.3m 0.01% Unchanged
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 852,000852.0k $2.4m $2.4m 0.00% Reduced -387.0k -387,000
24 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 250,000250.0k $706.8k $706.8k 0.00% Unchanged
25 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 200,000200.0k $565.4k $565.4k 0.00% Added +40.0k +40,000
26 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 200,000200.0k $565.8k $565.8k 0.00% Unchanged
27 Warberg Asset Management LLC 0.17% of their portfolio WINNETKA, IL 194,000194.0k $548.9k $548.9k 0.17% Added +85.0k +85,000
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 150,000150.0k $424.1k $424.1k 0.00% New
29 SSI INVESTMENT MANAGEMENT LLC 0.02% of their portfolio Los Angeles, CA 111,000111.0k $313.8k $313.8k 0.02% Unchanged
30 Verition Fund Management LLC 1.05% of their portfolio GREENWICH, CT 23,27723.3k $65.9m $65.9m 1.05% Reduced -23.3m -23,253,723
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,00023.0k $58.0k $58.0k 0.00% Unchanged
32 NATIXIS 0.56% of their portfolio PARIS, I0 21,51221.5k $60.9m $60.9m 0.56% New
33 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 17,00017.0k $48.1k $48.1k 0.00% New
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,0004.0k $11.3k $11.3k 0.00% Unchanged
35 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,0003.0k $8.5k $8.5k 0.00% Unchanged
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged