Vault-13

DAVE INC DAVEW

*W EXP 01/05/202 · Equity WRT · CUSIP 23834J110

18 institutional holders -1 vs Q3 2024
2,511,2302.5m shares reported held*
$955.1kreported value*
3 new 0 added 3 reduced 4 sold out net sold ≈ $32.4k (-202.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.38. Options: 1 managers hold calls ($36.7k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 19Q1 23: 15Q2 23: 16Q3 23: 16Q4 23: 19Q1 24: 20Q2 24: 21Q3 24: 19Q4 24: 1818Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202222
Q4 202219
Q1 202315
Q2 202316
Q3 202316
Q4 202319
Q1 202420
Q2 202421
Q3 202419
Q4 202418

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 23: 2 bought or addedQ1 23: 3 cut or sold outQ2 23: 3 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 0 bought or addedQ3 23: 3 cut or sold outQ4 23: 6 bought or addedQ4 23: 1 cut or sold outQ4 23Q1 24: 3 bought or addedQ1 24: 2 cut or sold outQ2 24: 4 bought or addedQ2 24: 3 cut or sold outQ2 24Q3 24: 1 bought or addedQ3 24: 3 cut or sold outQ4 24: 3 bought or addedQ4 24: 7 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202323
Q2 202332
Q3 202303
Q4 202361
Q1 202432
Q2 202443
Q3 202413
Q4 202437

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ1 24 calls: $12.6kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $7.6kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $60.7kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $36.7kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$12.6k$00.00
Q2 2024$7.6k$00.00
Q3 2024$60.7k$00.00
Q4 2024$36.7k$00.00

Biggest buyers

LMR Partners LLP New +984,435+984.4k
Virtu Financial LLC New +11,178+11.2k
UBS Group AG New +2,671+2.7k

Biggest sellers

COWEN AND COMPANY, LLC Sold out -905,836-905.8k
Oasis Management Co Ltd. Reduced -197,421-197.4k
StoneX Group Inc. Reduced -65,308-65.3k
WOLVERINE ASSET MANAGEMENT LLC Reduced -17,352-17.4k
Walleye Capital LLC Sold out -14,575-14.6k
CLEAR STREET LLC Sold out -100-100
BANK OF AMERICA CORP /DE/ Sold out -50-50

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $36.7k229.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 23: 1 buyingQ1 23: 2 sellingQ2 23: 0 buyingQ2 23: 2 sellingQ2 23Q3 23: 0 buyingQ3 23: 2 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 3 sellingQ2 24: 1 buyingQ2 24: 2 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 1 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20231$10.3k2$27.8k—
Q2 20230—2$16.4k—
Q3 20230—2$23.0k—
Q4 20231$82.8k0——
Q1 20241$29.8k3$603.4k$384.2k
Q2 20241$32.0k2$1.2m$1.2m
Q3 20240—0——
Q4 20240—1$2.5m$2.5m
DateInsiderTradeSharesPrice ValueTheir holding
2024-11-29 Preston Dan Director Sold plan 12,400 $96.00 $1.2m12.4k shares -66%
2024-11-27 Preston Dan Director Sold plan 4,235 $96.00 $406.6k4.2k shares -18%
2024-11-13 Preston Dan Director Sold plan 9,765 $79.09 $772.3k9.8k shares -30%
2024-11-12 Preston Dan Director Sold plan 2,360 $64.00 $151.0k2.4k shares -9%
2024-10-09 Section 32 Fund 1, LP +2 10% owner Sold 1,000,000 $40.60 $40.6m1.0m shares -49%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LMR Partners LLP 0.00% of their portfolio LONDON, X0 984,435984.4k $157.6k $157.6k 0.00% New
2 Corbin Capital Partners, L.P. 0.25% of their portfolio NEW YORK, NY 966,705966.7k $154.8k $154.8k 0.25% Unchanged
3 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 172,703172.7k $27.6k $27.6k 0.00% Reduced -17.4k -17,352
4 Kepos Capital LP 0.01% of their portfolio NEW YORK, NY 66,30766.3k $11.0k $11.0k 0.01% Unchanged
5 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.00% of their portfolio HIGHLAND PARK, IL 65,59865.6k $10.5k $10.5k 0.00% Unchanged
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 55,60555.6k $8.9k $8.9k 0.00% Unchanged
7 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 49,20049.2k $7.9k $7.9k 0.00% Unchanged
8 Silver Rock Financial LP 0.01% of their portfolio Los Angeles, CA 40,97941.0k $6.6k $6.6k 0.01% Unchanged
9 Blue Owl Capital Holdings LP 0.00% of their portfolio New York, NY 28,75028.8k $4.6k $4.6k 0.00% Unchanged
10 StoneX Group Inc. 0.00% of their portfolio NEW YORK, NY 20,00020.0k $3.2k $3.2k 0.00% Reduced -65.3k -65,308
11 ATLAS CAPITAL ADVISORS INC. 0.00% of their portfolio JACKSON, WY 16,39916.4k $2.6k $2.6k 0.00% Unchanged
12 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 12,50012.5k $2.0k $2.0k 0.00% Unchanged
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,70711.7k $1.9k $1.9k 0.00% Unchanged
14 Virtu Financial LLC 0.00% of their portfolio New York, NY 11,17811.2k $2.0k $2.0k 0.00% New
15 Oasis Management Co Ltd. 0.18% of their portfolio GRAND CAYMAN, E9 6,3686.4k $553.5k $553.5k 0.18% Reduced -197.4k -197,421
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,6712.7k $427 $427 0.00% New
17 Vestcor Inc 0.00% of their portfolio FREDERICTON, A3 125125 $0 $0 0.00% Unchanged
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged