DAQO NEW ENERGY CORP DQ
SPNSRD ADS NEW · ADR · CUSIP 23703Q203 · ISIN US23703Q2030
- SectorTechnology
- IndustrySemiconductors & Related Devices
- HeadquartersShanghai
- Founded2008
- Websitedqsolar.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.72. Options: 14 managers hold calls ($29.9m notional), 12 hold puts ($23.4m).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 220 |
| Q4 2022 | 217 |
| Q1 2023 | 217 |
| Q2 2023 | 193 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 105 | 114 |
| Q1 2023 | 110 | 120 |
| Q2 2023 | 78 | 131 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $117.2m | $69.6m | 0.59 |
| Q4 2022 | $78.0m | $30.3m | 0.39 |
| Q1 2023 | $44.1m | $34.8m | 0.79 |
| Q2 2023 | $29.9m | $23.4m | 0.78 |
Biggest buyers
| Tairen Capital Ltd | Added | +713.4k |
| Zimmer Partners, LP | New | +593.7k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | Added | +477.4k |
| GOLDMAN SACHS GROUP INC | Added | +462.9k |
| Alpine Investment Management Ltd | Added | +393.9k |
| Man Group plc | New | +327.5k |
| Point72 Asset Management, L.P. | Added | +317.4k |
| FIL Ltd | Added | +285.2k |
| JPMORGAN CHASE & CO | Added | +256.9k |
| MORGAN STANLEY | Added | +256.0k |
Biggest sellers
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -933.7k |
| BANK OF AMERICA CORP /DE/ | Reduced | -785.5k |
| Turiya Advisors Asia Ltd | Reduced | -622.0k |
| Aspex Management (HK) Ltd | Sold out | -500.0k |
| Snow Lake Management LP | Reduced | -470.0k |
| NOMURA HOLDINGS INC | Reduced | -404.8k |
| MY.Alpha Management HK Advisors Ltd | Reduced | -379.6k |
| DEUTSCHE BANK AG\ | Reduced | -356.9k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -332.0k |
| ACADIAN ASSET MANAGEMENT LLC | Sold out | -302.2k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $9.3m234.7k shares |
| Caption Management, LLC | Unchanged | $4.0m100.0k shares |
| CITADEL ADVISORS LLC | Added | $3.5m88.4k shares |
| GROUP ONE TRADING LLC | Reduced | $3.5m87.9k shares |
| WOLVERINE TRADING, LLC | Reduced | $3.4m89.9k shares |
| CAPITAL FUND MANAGEMENT S.A. | Added | $1.6m41.3k shares |
| JANE STREET GROUP, LLC | Added | $1.4m35.8k shares |
| PEAK6 Investments LLC | Reduced | $972.6k24.5k shares |
| Cubist Systematic Strategies, LLC | Reduced | $734.5k18.5k shares |
| Squarepoint Ops LLC | Reduced | $710.6k17.9k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $8.6m216.0k shares |
| CITADEL ADVISORS LLC | Added | $4.3m107.1k shares |
| Squarepoint Ops LLC | Reduced | $2.4m61.4k shares |
| SIMPLEX TRADING, LLC | Reduced | $2.4m59.4k shares |
| GROUP ONE TRADING LLC | Added | $2.3m58.3k shares |
| WOLVERINE TRADING, LLC | Added | $1.3m34.8k shares |
| JANE STREET GROUP, LLC | Reduced | $1.0m25.3k shares |
| CAPITAL FUND MANAGEMENT S.A. | Reduced | $647.1k16.3k shares |
| Walleye Trading LLC | Added | $381.1k9.6k shares |
| PEAK6 Investments LLC | Reduced | $87.3k2.2k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| CONTINENTAL GENERAL INSURANCE CO 13G · passive investor filed 2025-11-13 | 10.0% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 3.0m $117.8m | Added +256.0k |
| BlackRock Inc. 0.00% of their portfolio | 2.7m $108.3m | Added +1.2k |
| FRANKLIN RESOURCES INC 0.05% of their portfolio | 2.6m $102.1m | Added +15.6k |
| FIL Ltd 0.11% of their portfolio | 2.5m $101.1m | Added +285.2k |
| VANGUARD GROUP INC 0.00% of their portfolio | 2.2m $88.1m | Added +5.7k |
| HHLR ADVISORS, LTD. 1.72% of their portfolio | 2.0m $80.9m | Unchanged |
| Alpine Investment Management Ltd 22.19% of their portfolio | 1.9m $75.4m | Added +393.9k |
| Tairen Capital Ltd 2.32% of their portfolio | 1.9m $73.8m | Added +713.4k |
| Invesco Ltd. 0.02% of their portfolio | 1.6m $61.6m | Reduced -89.7k |
| CITIGROUP INC 0.07% of their portfolio | 1.5m $58.1m | Reduced -210 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.24% of their portfolio | 1.3m $53.5m | Added +477.4k |
| STATE STREET CORP 0.00% of their portfolio | 1.3m $50.5m | Reduced -131.6k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 1.2m $47.5m | Reduced -785.5k |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 1.1m $43.0m | Added +462.9k |
| OAKTREE CAPITAL MANAGEMENT LP 0.55% of their portfolio | 1.0m $40.9m | Reduced -26.5k |
| MACKENZIE FINANCIAL CORP 0.06% of their portfolio | 966.5k $37.8m | Added +52.0k |
| CAUSEWAY CAPITAL MANAGEMENT LLC 0.89% of their portfolio | 855.8k $34.0m | Added +191.9k |
| Point72 Asset Management, L.P. 0.10% of their portfolio | 700.0k $27.8m | Added +317.4k |
| Turiya Advisors Asia Ltd 17.92% of their portfolio | 686.0k $27.2m | Reduced -622.0k |
| Russell Investments Group, Ltd. 0.05% of their portfolio | 685.2k $27.2m | Reduced -32.4k |
| Zimmer Partners, LP 0.59% of their portfolio | 593.7k $23.6m | New |
| MY.Alpha Management HK Advisors Ltd 9.57% of their portfolio | 532.2k $21.1m | Reduced -379.6k |
| Legal & General Group Plc 0.01% of their portfolio | 476.6k $18.9m | Added +12.0k |
| PRUDENTIAL PLC 0.22% of their portfolio | 476.5k $18.9m | Added +76.5k |
| Snow Lake Management LP 13.74% of their portfolio | 430.0k $17.1m | Reduced -470.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 429.8k $17.0m | Added +16.1k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 415.1k $16.5m | Added +256.9k |
| Schonfeld Strategic Advisors LLC 0.14% of their portfolio | 404.7k $16.1m | Added +9.2k |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 347.6k $13.8m | Added +125.0k |
| BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio | 342.0k $13.6m | Added +124.7k |
| CITADEL ADVISORS LLC 0.02% of their portfolio | 341.2k $13.5m | Reduced -33.9k |
| Man Group plc 0.04% of their portfolio | 327.5k $13.0m | New |
| LMR Partners LLP 0.30% of their portfolio | 326.6k $13.0m | Added +13.7k |
| FMR LLC 0.00% of their portfolio | 276.4k $11.0m | Reduced -276.2k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio | 266.9k $12.5m | Unchanged |
| HSBC HOLDINGS PLC 0.01% of their portfolio | 258.4k $10.3m | Reduced -167.5k |
| Arosa Capital Management LP 2.72% of their portfolio | 255.0k $10.1m | New |
| Allianz Asset Management GmbH 0.02% of their portfolio | 223.5k $8.9m | Reduced -103.6k |
| NOMURA HOLDINGS INC 0.09% of their portfolio | 216.5k $8.6m | Reduced -404.8k |
| WEXFORD CAPITAL LP 1.61% of their portfolio | 202.1k $8.0m | New |
| NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio | 201.0k $7.9m | Added +108.7k |
| Panview Asian Equity Master Fund 9.80% of their portfolio | 199.3k $7.9m | Added +32.5k |
| Ariose Capital Management Ltd 5.96% of their portfolio | 188.4k $7.5m | New |
| UBS Group AG 0.00% of their portfolio | 187.7k $7.5m | Added +10.5k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 171.9k $6.8m | Reduced -61.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 168.7k $6.7m | Reduced -24.0k |
| Swiss National Bank 0.00% of their portfolio | 152.4k $6.1m | Reduced -14.2k |
| Bridgewater Associates, LP 0.04% of their portfolio | 150.7k $6.0m | Added +35.1k |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 148.5k $5.9m | Reduced -14.4k |
| DECADE RENEWABLE PARTNERS LP 2.66% of their portfolio | 144.8k $5.7m | Reduced -197 |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 143.8k $5.7m | Reduced -116.8k |
| Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio | 141.9k $5.6m | Reduced -900 |
| Bank of New York Mellon Corp 0.00% of their portfolio | 139.0k $5.5m | Reduced -1.6k |
| Amundi 0.00% of their portfolio | 136.9k $5.3m | Reduced -56.1k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 135.0k $5.4m | Added +70.0k |
| Oslo Asset Management AS 7.09% of their portfolio | 130.0k $5.2m | Unchanged |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 120.2k $4.8m | Reduced -356.9k |
| PICTET ASSET MANAGEMENT SA 0.01% of their portfolio | 119.0k $4.7m | Added +29.8k |
| Oaktree Fund Advisors, LLC 3.89% of their portfolio | 115.6k $4.6m | Added +4.3k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 111.7k $4.4m | Reduced -5.0k |
| California Public Employees Retirement System 0.00% of their portfolio | 100.2k $4.0m | Reduced -6.7k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 94.5k $3.8m | Added +11.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 93.6k $3.7m | Added +467 |
| CAPITAL FUND MANAGEMENT S.A. 0.06% of their portfolio | 90.8k $3.6m | Reduced -119.6k |
| Andra AP-fonden 0.09% of their portfolio | 90.3k $3.6m | Reduced -66.6k |
| Point72 Hong Kong Ltd 0.98% of their portfolio | 83.1k $3.3m | Reduced -46.5k |
| BARCLAYS PLC 0.00% of their portfolio | 79.8k $3.2m | Reduced -22.8k |
| SG Americas Securities, LLC 0.03% of their portfolio | 75.7k $3.0m | Added +31.9k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 75.3k $3.0m | Reduced -1.0k |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.24% of their portfolio | 72.2k $2.9m | New |
| Squarepoint Ops LLC 0.01% of their portfolio | 66.9k $2.7m | Added +32.8k |
| Maytree Asset Management Ltd 2.59% of their portfolio | 64.5k $2.6m | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 57.5k $2.3m | Reduced -63.6k |
| Unigestion Holding SA 0.12% of their portfolio | 54.7k $2.1m | New |
| E Fund Management (Hong Kong) Co., Ltd. 1.59% of their portfolio | 53.7k $2.1m | Reduced -2.6k |
| E Fund Management Co., Ltd. 0.17% of their portfolio | 53.7k $2.1m | Reduced -2.6k |
| CANADA LIFE ASSURANCE Co 0.00% of their portfolio | 51.9k $2.1m | Reduced -700 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 51.6k $2.0m | Reduced -933.7k |
| Korea Investment CORP 0.01% of their portfolio | 50.2k $2.0m | Reduced -41.5k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio | 47.1k $1.9m | New |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio | 46.3k $1.8m | Added +5.8k |
| Caption Management, LLC 0.28% of their portfolio | 40.0k $1.6m | Added +4.0k |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio | 38.1k $1.5m | Reduced -36.7k |
| Trexquant Investment LP 0.04% of their portfolio | 37.5k $1.5m | Added +24.2k |
| AVIVA PLC 0.01% of their portfolio | 36.7k $1.5m | Added +1.0k |
| Waterfront Wealth Inc. 0.39% of their portfolio | 35.3k $1.3m | Added +5.4k |
| VIRGINIA RETIREMENT SYSTEMS ET Al 0.01% of their portfolio | 31.5k $1.3m | Added +6.3k |
| Engineers Gate Manager LP 0.05% of their portfolio | 31.2k $1.2m | New |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 30.9k $1.2m | Added +25.5k |
| SIMPLEX TRADING, LLC 0.05% of their portfolio | 30.6k $1.2m | Reduced -14.3k |
| TEACHER RETIREMENT SYSTEM OF TEXAS 0.01% of their portfolio | 29.4k $1.2m | Added +22.5k |
| DekaBank Deutsche Girozentrale 0.00% of their portfolio | 28.2k $1.1m | Reduced -2.3k |
| NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio | 24.8k $985.8k | Reduced -6.5k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 24.6k $974.0k | Added +381 |
| BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.01% of their portfolio | 24.4k $968.7k | Unchanged |
| Aberdeen Group plc 0.00% of their portfolio | 22.7k $902.1k | Reduced -843 |
| Public Sector Pension Investment Board 0.01% of their portfolio | 21.0k $832.4k | Unchanged |
| HCEP Management Ltd 0.15% of their portfolio | 20.5k $812.2k | New |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio | 19.6k $777.0k | Reduced -41.4k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 19.6k $776.7k | New |