Vault-13

DAQO NEW ENERGY CORP DQ

SPNSRD ADS NEW · ADR · CUSIP 23703Q203 · ISIN US23703Q2030

193 institutional holders -24 vs Q1 2023
44,231,32244.2m shares reported held*
$1.8bnreported value*
18 new 60 added 89 reduced 42 sold out net sold ≈ $24.2m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.72. Options: 14 managers hold calls ($29.9m notional), 12 hold puts ($23.4m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 220Q4 22: 217Q1 23: 217Q2 23: 193193Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022220
Q4 2022217
Q1 2023217
Q2 2023193

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 105 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 110 bought or addedQ1 23: 120 cut or sold outQ1 23Q2 23: 78 bought or addedQ2 23: 131 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022105114
Q1 2023110120
Q2 202378131

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $117.2mQ3 22 puts: $69.6mQ3 22P/C 0.59Q4 22 calls: $78.0mQ4 22 puts: $30.3mQ4 22P/C 0.39Q1 23 calls: $44.1mQ1 23 puts: $34.8mQ1 23P/C 0.79Q2 23 calls: $29.9mQ2 23 puts: $23.4mQ2 23P/C 0.78
Numbers
QuarterCallsPutsP/C
Q3 2022$117.2m$69.6m0.59
Q4 2022$78.0m$30.3m0.39
Q1 2023$44.1m$34.8m0.79
Q2 2023$29.9m$23.4m0.78

Biggest buyers

Tairen Capital Ltd Added +713,418+713.4k
Zimmer Partners, LP New +593,684+593.7k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +477,400+477.4k
GOLDMAN SACHS GROUP INC Added +462,916+462.9k
Alpine Investment Management Ltd Added +393,936+393.9k
Man Group plc New +327,452+327.5k
Point72 Asset Management, L.P. Added +317,377+317.4k
FIL Ltd Added +285,181+285.2k
JPMORGAN CHASE & CO Added +256,932+256.9k
MORGAN STANLEY Added +256,017+256.0k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -933,738-933.7k
BANK OF AMERICA CORP /DE/ Reduced -785,532-785.5k
Turiya Advisors Asia Ltd Reduced -622,000-622.0k
Aspex Management (HK) Ltd Sold out -500,000-500.0k
Snow Lake Management LP Reduced -470,000-470.0k
NOMURA HOLDINGS INC Reduced -404,809-404.8k
MY.Alpha Management HK Advisors Ltd Reduced -379,628-379.6k
DEUTSCHE BANK AG\ Reduced -356,874-356.9k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -332,042-332.0k
ACADIAN ASSET MANAGEMENT LLC Sold out -302,189-302.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.3m234.7k shares
Caption Management, LLC Unchanged $4.0m100.0k shares
CITADEL ADVISORS LLC Added $3.5m88.4k shares
GROUP ONE TRADING LLC Reduced $3.5m87.9k shares
WOLVERINE TRADING, LLC Reduced $3.4m89.9k shares
CAPITAL FUND MANAGEMENT S.A. Added $1.6m41.3k shares
JANE STREET GROUP, LLC Added $1.4m35.8k shares
PEAK6 Investments LLC Reduced $972.6k24.5k shares
Cubist Systematic Strategies, LLC Reduced $734.5k18.5k shares
Squarepoint Ops LLC Reduced $710.6k17.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.6m216.0k shares
CITADEL ADVISORS LLC Added $4.3m107.1k shares
Squarepoint Ops LLC Reduced $2.4m61.4k shares
SIMPLEX TRADING, LLC Reduced $2.4m59.4k shares
GROUP ONE TRADING LLC Added $2.3m58.3k shares
WOLVERINE TRADING, LLC Added $1.3m34.8k shares
JANE STREET GROUP, LLC Reduced $1.0m25.3k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $647.1k16.3k shares
Walleye Trading LLC Added $381.1k9.6k shares
PEAK6 Investments LLC Reduced $87.3k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CONTINENTAL GENERAL INSURANCE CO 13G · passive investor filed 2025-11-13 10.0% 33.4m 2025-11-13

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,967,0333.0m $117.8m $117.8m 0.01% Added +256.0k +256,017
2 BlackRock Inc. 0.00% of their portfolio New York, NY 2,727,3292.7m $108.3m $108.3m 0.00% Added +1.2k +1,194
3 FRANKLIN RESOURCES INC 0.05% of their portfolio San Mateo, CA 2,572,4592.6m $102.1m $102.1m 0.05% Added +15.6k +15,626
4 FIL Ltd 0.11% of their portfolio HAMILTON, D0 2,547,0572.5m $101.1m $101.1m 0.11% Added +285.2k +285,181
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,220,1552.2m $88.1m $88.1m 0.00% Added +5.7k +5,697
6 HHLR ADVISORS, LTD. 1.72% of their portfolio GRAND CAYMAN, E9 2,037,0002.0m $80.9m $80.9m 1.72% Unchanged
7 Alpine Investment Management Ltd 22.19% of their portfolio HONG KONG, K3 1,900,0001.9m $75.4m $75.4m 22.19% Added +393.9k +393,936
8 Tairen Capital Ltd 2.32% of their portfolio HONG KONG, K3 1,857,8711.9m $73.8m $73.8m 2.32% Added +713.4k +713,418
9 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 1,550,9181.6m $61.6m $61.6m 0.02% Reduced -89.7k -89,667
10 CITIGROUP INC 0.07% of their portfolio NEW YORK, NY 1,464,5371.5m $58.1m $58.1m 0.07% Reduced -210 -210
11 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.24% of their portfolio TORONTO, A6 1,346,5001.3m $53.5m $53.5m 0.24% Added +477.4k +477,400
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,271,2361.3m $50.5m $50.5m 0.00% Reduced -131.6k -131,634
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,196,4051.2m $47.5m $47.5m 0.01% Reduced -785.5k -785,532
14 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,083,9891.1m $43.0m $43.0m 0.01% Added +462.9k +462,916
15 OAKTREE CAPITAL MANAGEMENT LP 0.55% of their portfolio LOS ANGELES, CA 1,029,6211.0m $40.9m $40.9m 0.55% Reduced -26.5k -26,500
16 MACKENZIE FINANCIAL CORP 0.06% of their portfolio TORONTO ONTARIO, A6 966,483966.5k $37.8m $37.8m 0.06% Added +52.0k +51,984
17 CAUSEWAY CAPITAL MANAGEMENT LLC 0.89% of their portfolio LOS ANGELES, CA 855,780855.8k $34.0m $34.0m 0.89% Added +191.9k +191,911
18 Point72 Asset Management, L.P. 0.10% of their portfolio STAMFORD, CT 700,020700.0k $27.8m $27.8m 0.10% Added +317.4k +317,377
19 Turiya Advisors Asia Ltd 17.92% of their portfolio HONG KONG, K3 685,972686.0k $27.2m $27.2m 17.92% Reduced -622.0k -622,000
20 Russell Investments Group, Ltd. 0.05% of their portfolio Seattle, WA 685,204685.2k $27.2m $27.2m 0.05% Reduced -32.4k -32,368
21 Zimmer Partners, LP 0.59% of their portfolio NEW YORK, NY 593,684593.7k $23.6m $23.6m 0.59% New
22 MY.Alpha Management HK Advisors Ltd 9.57% of their portfolio HONG KONG, K3 532,193532.2k $21.1m $21.1m 9.57% Reduced -379.6k -379,628
23 Legal & General Group Plc 0.01% of their portfolio London, X0 476,573476.6k $18.9m $18.9m 0.01% Added +12.0k +11,986
24 PRUDENTIAL PLC 0.22% of their portfolio LONDON, X0 476,484476.5k $18.9m $18.9m 0.22% Added +76.5k +76,494
25 Snow Lake Management LP 13.74% of their portfolio Menlo Park, CA 430,000430.0k $17.1m $17.1m 13.74% Reduced -470.0k -470,000
26 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 429,823429.8k $17.0m $17.0m 0.00% Added +16.1k +16,118
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 415,059415.1k $16.5m $16.5m 0.00% Added +256.9k +256,932
28 Schonfeld Strategic Advisors LLC 0.14% of their portfolio NEW YORK, NY 404,684404.7k $16.1m $16.1m 0.14% Added +9.2k +9,200
29 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 347,586347.6k $13.8m $13.8m 0.01% Added +125.0k +125,008
30 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 341,968342.0k $13.6m $13.6m 0.03% Added +124.7k +124,725
31 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 341,181341.2k $13.5m $13.5m 0.02% Reduced -33.9k -33,872
32 Man Group plc 0.04% of their portfolio LONDON, X0 327,452327.5k $13.0m $13.0m 0.04% New
33 LMR Partners LLP 0.30% of their portfolio LONDON, X0 326,566326.6k $13.0m $13.0m 0.30% Added +13.7k +13,666
34 FMR LLC 0.00% of their portfolio BOSTON, MA 276,445276.4k $11.0m $11.0m 0.00% Reduced -276.2k -276,185
35 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 266,947266.9k $12.5m $12.5m 0.01% Unchanged
36 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 258,381258.4k $10.3m $10.3m 0.01% Reduced -167.5k -167,522
37 Arosa Capital Management LP 2.72% of their portfolio MIAMI BEACH, FL 255,000255.0k $10.1m $10.1m 2.72% New
38 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 223,476223.5k $8.9m $8.9m 0.02% Reduced -103.6k -103,617
39 NOMURA HOLDINGS INC 0.09% of their portfolio TOKYO, M0 216,454216.5k $8.6m $8.6m 0.09% Reduced -404.8k -404,809
40 WEXFORD CAPITAL LP 1.61% of their portfolio WEST PALM BEACH, FL 202,113202.1k $8.0m $8.0m 1.61% New
41 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 200,970201.0k $7.9m $7.9m 0.02% Added +108.7k +108,718
42 Panview Asian Equity Master Fund 9.80% of their portfolio CENTRAL, K3 199,277199.3k $7.9m $7.9m 9.80% Added +32.5k +32,530
43 Ariose Capital Management Ltd 5.96% of their portfolio CENTRAL, HONG KONG, K3 188,369188.4k $7.5m $7.5m 5.96% New
44 UBS Group AG 0.00% of their portfolio ZURICH, V8 187,666187.7k $7.5m $7.5m 0.00% Added +10.5k +10,485
45 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 171,877171.9k $6.8m $6.8m 0.00% Reduced -61.7k -61,668
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 168,675168.7k $6.7m $6.7m 0.01% Reduced -24.0k -24,022
47 Swiss National Bank 0.00% of their portfolio ZURICH, V8 152,412152.4k $6.1m $6.1m 0.00% Reduced -14.2k -14,200
48 Bridgewater Associates, LP 0.04% of their portfolio Westport, CT 150,720150.7k $6.0m $6.0m 0.04% Added +35.1k +35,118
49 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 148,536148.5k $5.9m $5.9m 0.01% Reduced -14.4k -14,444
50 DECADE RENEWABLE PARTNERS LP 2.66% of their portfolio HOUSTON, TX 144,803144.8k $5.7m $5.7m 2.66% Reduced -197 -197
51 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 143,800143.8k $5.7m $5.7m 0.01% Reduced -116.8k -116,800
52 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 141,882141.9k $5.6m $5.6m 0.00% Reduced -900 -900
53 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 138,969139.0k $5.5m $5.5m 0.00% Reduced -1.6k -1,600
54 Amundi 0.00% of their portfolio Paris, I0 136,900136.9k $5.3m $5.3m 0.00% Reduced -56.1k -56,102
55 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 134,975135.0k $5.4m $5.4m 0.01% Added +70.0k +69,991
56 Oslo Asset Management AS 7.09% of their portfolio Oslo, Q8 130,000130.0k $5.2m $5.2m 7.09% Unchanged
57 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 120,228120.2k $4.8m $4.8m 0.00% Reduced -356.9k -356,874
58 PICTET ASSET MANAGEMENT SA 0.01% of their portfolio GENEVA 73, V8 118,975119.0k $4.7m $4.7m 0.01% Added +29.8k +29,800
59 Oaktree Fund Advisors, LLC 3.89% of their portfolio LOS ANGLES, CA 115,588115.6k $4.6m $4.6m 3.89% Added +4.3k +4,300
60 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 111,700111.7k $4.4m $4.4m 0.00% Reduced -5.0k -5,000
61 California Public Employees Retirement System 0.00% of their portfolio Sacramento, CA 100,193100.2k $4.0m $4.0m 0.00% Reduced -6.7k -6,739
62 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 94,53094.5k $3.8m $3.8m 0.00% Added +11.4k +11,376
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 93,62593.6k $3.7m $3.7m 0.00% Added +467 +467
64 CAPITAL FUND MANAGEMENT S.A. 0.06% of their portfolio PARIS, I0 90,84690.8k $3.6m $3.6m 0.06% Reduced -119.6k -119,582
65 Andra AP-fonden 0.09% of their portfolio GOTEBORG, V7 90,30090.3k $3.6m $3.6m 0.09% Reduced -66.6k -66,600
66 Point72 Hong Kong Ltd 0.98% of their portfolio HONG KONG, K3 83,06683.1k $3.3m $3.3m 0.98% Reduced -46.5k -46,519
67 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 79,77579.8k $3.2m $3.2m 0.00% Reduced -22.8k -22,775
68 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 75,70175.7k $3.0m $3.0m 0.03% Added +31.9k +31,879
69 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 75,25675.3k $3.0m $3.0m 0.00% Reduced -1.0k -1,029
70 PRELUDE CAPITAL MANAGEMENT, LLC 0.24% of their portfolio NEW YORK, NY 72,16372.2k $2.9m $2.9m 0.24% New
71 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 66,89366.9k $2.7m $2.7m 0.01% Added +32.8k +32,808
72 Maytree Asset Management Ltd 2.59% of their portfolio HONG KONG, K3 64,45964.5k $2.6m $2.6m 2.59% Unchanged
73 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 57,48757.5k $2.3m $2.3m 0.00% Reduced -63.6k -63,572
74 Unigestion Holding SA 0.12% of their portfolio GENEVA, V8 54,74154.7k $2.1m $2.1m 0.12% New
75 E Fund Management (Hong Kong) Co., Ltd. 1.59% of their portfolio CENTRAL, K3 53,65653.7k $2.1m $2.1m 1.59% Reduced -2.6k -2,563
76 E Fund Management Co., Ltd. 0.17% of their portfolio GUANGZHOU, F4 53,65653.7k $2.1m $2.1m 0.17% Reduced -2.6k -2,563
77 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 51,89551.9k $2.1m $2.1m 0.00% Reduced -700 -700
78 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 51,55851.6k $2.0m $2.0m 0.00% Reduced -933.7k -933,738
79 Korea Investment CORP 0.01% of their portfolio SEOUL, M5 50,20650.2k $2.0m $2.0m 0.01% Reduced -41.5k -41,500
80 BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 47,09147.1k $1.9m $1.9m 0.06% New
81 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 46,27946.3k $1.8m $1.8m 0.00% Added +5.8k +5,819
82 Caption Management, LLC 0.28% of their portfolio OKLAHOMA CITY, OK 40,00040.0k $1.6m $1.6m 0.28% Added +4.0k +4,000
83 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 38,14038.1k $1.5m $1.5m 0.00% Reduced -36.7k -36,711
84 Trexquant Investment LP 0.04% of their portfolio STAMFORD, CT 37,47037.5k $1.5m $1.5m 0.04% Added +24.2k +24,184
85 AVIVA PLC 0.01% of their portfolio LONDON, X0 36,65236.7k $1.5m $1.5m 0.01% Added +1.0k +1,000
86 Waterfront Wealth Inc. 0.39% of their portfolio OVERLAND PARK, KS 35,26735.3k $1.3m $1.3m 0.39% Added +5.4k +5,448
87 VIRGINIA RETIREMENT SYSTEMS ET Al 0.01% of their portfolio RICHMOND, VA 31,50031.5k $1.3m $1.3m 0.01% Added +6.3k +6,300
88 Engineers Gate Manager LP 0.05% of their portfolio NEW YORK, NY 31,17231.2k $1.2m $1.2m 0.05% New
89 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 30,90630.9k $1.2m $1.2m 0.00% Added +25.5k +25,526
90 SIMPLEX TRADING, LLC 0.05% of their portfolio CHICAGO, IL 30,59830.6k $1.2m $1.2m 0.05% Reduced -14.3k -14,274
91 TEACHER RETIREMENT SYSTEM OF TEXAS 0.01% of their portfolio AUSTIN, TX 29,38429.4k $1.2m $1.2m 0.01% Added +22.5k +22,504
92 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 28,17628.2k $1.1m $1.1m 0.00% Reduced -2.3k -2,292
93 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 24,83024.8k $985.8k $985.8k 0.00% Reduced -6.5k -6,500
94 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 24,55124.6k $974.0k $974.0k 0.00% Added +381 +381
95 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.01% of their portfolio VICTORIA, A1 24,40024.4k $968.7k $968.7k 0.01% Unchanged
96 Aberdeen Group plc 0.00% of their portfolio EDINBURGH, X0 22,72222.7k $902.1k $902.1k 0.00% Reduced -843 -843
97 Public Sector Pension Investment Board 0.01% of their portfolio MONTREAL, A8 20,96821.0k $832.4k $832.4k 0.01% Unchanged
98 HCEP Management Ltd 0.15% of their portfolio HONG KONG, K3 20,45820.5k $812.2k $812.2k 0.15% New
99 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 19,56619.6k $777.0k $777.0k 0.00% Reduced -41.4k -41,403
100 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 19,56419.6k $776.7k $776.7k 0.00% New