Vault-13

DICE THERAPEUTICS INC

COM · CUSIP 23345J104

161 institutional holders +45 vs Q1 2023
45,607,13245.6m shares reported held*
$2.1bnreported value*
74 new 39 added 33 reduced 32 sold out net sold ≈ $630.7m (-13.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.38. Options: 11 managers hold calls ($25.1m notional), 23 hold puts ($53.0m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 79Q4 22: 109Q1 23: 116Q2 23: 161161Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202279
Q4 2022109
Q1 2023116
Q2 2023161

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 82 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 44 cut or sold outQ1 23Q2 23: 113 bought or addedQ2 23: 65 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228232
Q1 20236344
Q2 202311365

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $55.9mQ3 22 puts: $21.3mQ3 22P/C 0.38Q4 22 calls: $411.7kQ4 22 puts: $3.5mQ4 22P/C 8.50Q1 23 calls: $1.5mQ1 23 puts: $3.7mQ1 23P/C 2.55Q2 23 calls: $25.1mQ2 23 puts: $53.0mQ2 23P/C 2.11
Numbers
QuarterCallsPutsP/C
Q3 2022$55.9m$21.3m0.38
Q4 2022$411.7k$3.5m8.50
Q1 2023$1.5m$3.7m2.55
Q2 2023$25.1m$53.0m2.11

Biggest buyers

ALPINE ASSOCIATES MANAGEMENT INC. New +2,116,800+2.1m
Magnetar Financial LLC New +1,155,887+1.2m
Pentwater Capital Management LP New +1,080,507+1.1m
Westchester Capital Management, LLC New +978,893+978.9k
Balyasny Asset Management L.P. New +913,940+913.9k
KRYGER CAPITAL Ltd New +880,756+880.8k
NEXPOINT ASSET MANAGEMENT, L.P. New +717,322+717.3k
JPMORGAN CHASE & CO Added +571,732+571.7k
GOLDMAN SACHS GROUP INC Added +549,422+549.4k
MORGAN STANLEY Added +521,832+521.8k

Biggest sellers

FMR LLC Reduced -9,121,857-9.1m
Northpond Ventures, LLC Sold out -3,292,871-3.3m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -3,190,981-3.2m
Sands Capital Alternatives, LLC Sold out -2,748,970-2.7m
Avoro Capital Advisors LLC Reduced -1,750,658-1.8m
Deep Track Capital, LP Sold out -1,600,000-1.6m
ARMISTICE CAPITAL, LLC Sold out -1,376,000-1.4m
Woodline Partners LP Sold out -1,192,177-1.2m
JANUS HENDERSON GROUP PLC Reduced -1,056,035-1.1m
ALKEON CAPITAL MANAGEMENT LLC Sold out -1,038,125-1.0m

Biggest calls

JPMORGAN CHASE & CO New $10.0m215.3k shares
Verition Fund Management LLC New $6.9m148.4k shares
CITADEL ADVISORS LLC Added $2.5m53.9k shares
Caption Management, LLC New $2.3m50.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m30.7k shares
MILLENNIUM MANAGEMENT LLC Reduced $1.3m28.2k shares
GROUP ONE TRADING LLC Added $288.1k6.2k shares
JANE STREET GROUP, LLC New $218.4k4.7k shares
SIMPLEX TRADING, LLC Added $125.0k2.7k shares
Boussard & Gavaudan Investment Management LLP New $4.1k1.1k shares

Biggest puts

PICTON MAHONEY ASSET MANAGEMENT New $10.9m235.6k shares
Balyasny Asset Management L.P. New $9.9m212.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.7m143.9k shares
JPMORGAN CHASE & CO New $5.9m126.3k shares
Capula Management Ltd Not comparable $2.9m63.1k shares
HARVEST MANAGEMENT LLC New $2.6m55.0k shares
Centiva Capital, LP New $2.3m48.6k shares
Ikarian Capital, LLC New $2.0m43.6k shares
GROUP ONE TRADING LLC Added $1.4m29.9k shares
Hunting Hill Global Capital, LLC New $1.2m26.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RA CAPITAL MANAGEMENT, L.P. 6.89% of their portfolio BOSTON, MA 7,856,6127.9m $365.0m $365.0m 6.89% Unchanged
2 BlackRock Inc. 0.00% of their portfolio New York, NY 2,895,3072.9m $134.5m $134.5m 0.00% Reduced -117.1k -117,134
3 FMR LLC 0.01% of their portfolio BOSTON, MA 2,239,2232.2m $104.0m $104.0m 0.01% Reduced -9.1m -9,121,857
4 Avoro Capital Advisors LLC 1.39% of their portfolio NEW YORK, NY 2,199,3422.2m $102.2m $102.2m 1.39% Reduced -1.8m -1,750,658
5 ALPINE ASSOCIATES MANAGEMENT INC. 4.43% of their portfolio PALM BEACH, FL 2,116,8002.1m $98.3m $98.3m 4.43% New
6 Driehaus Capital Management LLC 1.20% of their portfolio Chicago, IL 2,038,2572.0m $94.7m $94.7m 1.20% Added +36.7k +36,704
7 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,957,4172.0m $90.9m $90.9m 0.00% Added +29.2k +29,161
8 Magnetar Financial LLC 1.18% of their portfolio EVANSTON, IL 1,155,8871.2m $53.7m $53.7m 1.18% New
9 Pentwater Capital Management LP 0.63% of their portfolio Naples, FL 1,080,5071.1m $50.2m $50.2m 0.63% New
10 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 1.06% of their portfolio CHICAGO, IL 1,075,0001.1m $49.9m $49.9m 1.06% Not comparable
11 BAKER BROS. ADVISORS LP 0.28% of their portfolio NEW YORK, NY 1,035,7861.0m $48.1m $48.1m 0.28% Unchanged
12 BRAIDWELL LP 1.56% of their portfolio STAMFORD, CT 1,029,9011.0m $47.8m $47.8m 1.56% Added +45.1k +45,101
13 Westchester Capital Management, LLC 1.57% of their portfolio VALHALLA, NY 978,893978.9k $45.5m $45.5m 1.57% New
14 Balyasny Asset Management L.P. 0.12% of their portfolio Chicago, IL 913,940913.9k $42.5m $42.5m 0.12% New
15 KRYGER CAPITAL Ltd 4.19% of their portfolio LONDON, X0 880,756880.8k $40.9m $40.9m 4.19% New
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 835,909835.9k $38.8m $38.8m 0.00% Added +37.6k +37,625
17 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 743,341743.3k $34.5m $34.5m 0.00% Added +47.4k +47,408
18 NEXPOINT ASSET MANAGEMENT, L.P. 5.02% of their portfolio Dallas, TX 717,322717.3k $33.3m $33.3m 5.02% New
19 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 707,039707.0k $32.8m $32.8m 0.01% Added +549.4k +549,422
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 618,089618.1k $28.7m $28.7m 0.00% Added +571.7k +571,732
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 599,469599.5k $27.9m $27.9m 0.00% Added +521.8k +521,832
22 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 560,358560.4k $26.0m $26.0m 0.03% Added +288.8k +288,784
23 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 551,647551.6k $25.6m $25.6m 0.01% Added +519.5k +519,547
24 WATER ISLAND CAPITAL LLC 2.09% of their portfolio NEW YORK, NY 483,894483.9k $22.5m $22.5m 2.09% New
25 Versor Investments LP 3.52% of their portfolio New York, NY 436,935436.9k $20.3m $20.3m 3.52% Added +426.9k +426,935
26 Sand Grove Capital Management LLP 2.95% of their portfolio LONDON, X0 422,359422.4k $19.6m $19.6m 2.95% New
27 Nicholas Investment Partners, LP 1.32% of their portfolio RANCHO SANTA FE, CA 416,151416.2k $19.3m $19.3m 1.32% Unchanged
28 ArrowMark Colorado Holdings LLC 0.21% of their portfolio Denver, CO 410,797410.8k $19.1m $19.1m 0.21% Reduced -1.4k -1,412
29 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.08% of their portfolio TORONTO, A6 403,000403.0k $18.7m $18.7m 0.08% New
30 UBS Group AG 0.01% of their portfolio ZURICH, V8 399,284399.3k $18.6m $18.6m 0.01% Added +383.1k +383,140
31 New Leaf Venture Partners, L.L.C. 14.83% of their portfolio New York, NY 371,693371.7k $17.3m $17.3m 14.83% Unchanged
32 PICTON MAHONEY ASSET MANAGEMENT 0.84% of their portfolio Toronto, A6 370,000370.0k $17.2m $17.2m 0.84% New
33 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 367,131367.1k $17.0m $17.0m 0.02% New
34 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 346,261346.3k $16.1m $16.1m 0.00% Added +37.3k +37,264
35 AQR Arbitrage LLC 0.69% of their portfolio Greenwich, CT 341,883341.9k $15.9m $15.9m 0.69% New
36 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 323,453323.5k $15.0m $15.0m 0.02% Reduced -232.8k -232,788
37 OUP Management Co., LLC 21.26% of their portfolio Bala Cynwyd, PA 268,346268.3k $12.5m $12.5m 21.26% Unchanged
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 265,763265.8k $12.3m $12.3m 0.00% Added +10.2k +10,211
39 First Trust Capital Management L.P. 0.69% of their portfolio CHICAGO, IL 250,000250.0k $11.6m $11.6m 0.69% New
40 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 224,252224.3k $10.4m $10.4m 0.00% Added +92.8k +92,823
41 Capula Management Ltd 1.20% of their portfolio Grand Cayman, E9 213,800213.8k $9.9m $9.9m 1.20% Not comparable
42 VOYA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio ATLANTA, GA 210,074210.1k $9.8m $9.8m 0.01% Added +127.2k +127,166
43 SAMSARA BIOCAPITAL, LLC 1.65% of their portfolio PALO ALTO, CA 202,773202.8k $9.4m $9.4m 1.65% Unchanged
44 Segantii Capital Management Ltd 0.55% of their portfolio HONG KONG, K3 200,000200.0k $9.3m $9.3m 0.55% New
45 GABELLI FUNDS LLC 0.07% of their portfolio Rye, NY 186,900186.9k $8.7m $8.7m 0.07% New
46 Crabel Capital Management, LLC 3.09% of their portfolio MILWAUKEE, WI 161,082161.1k $7.5m $7.5m 3.09% New
47 LMR Partners LLP 0.16% of their portfolio LONDON, X0 151,698151.7k $7.0m $7.0m 0.16% New
48 Ergoteles LLC 0.33% of their portfolio NEW YORK, NY 146,759146.8k $6.8m $6.8m 0.33% Added +119.6k +119,617
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 141,340141.3k $6.6m $6.6m 0.00% Added +72.0k +71,984
50 FAIRFAX FINANCIAL HOLDINGS LTD/ CAN 0.32% of their portfolio TORONTO, A6 130,000130.0k $6.0m $6.0m 0.32% New
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 128,937128.9k $6.0m $6.0m 0.00% Reduced -2.4k -2,447
52 DAFNA Capital Management LLC 1.62% of their portfolio LOS ANGELES, CA 127,585127.6k $5.9m $5.9m 1.62% Reduced -60.0k -60,000
53 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 115,496115.5k $5.4m $5.4m 0.01% New
54 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 114,335114.3k $5.3m $5.3m 0.02% New
55 GABELLI & Co INVESTMENT ADVISERS, INC. 0.83% of their portfolio Rye, NY 107,250107.2k $5.0m $5.0m 0.83% New
56 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 103,629103.6k $4.8m $4.8m 0.00% Reduced -1.1m -1,056,035
57 Twin Securities, Inc. 3.33% of their portfolio New York, NY 91,68091.7k $4.3m $4.3m 3.33% New
58 Soleus Capital Management, L.P. 0.41% of their portfolio GREENWICH, CT 80,00080.0k $3.7m $3.7m 0.41% Reduced -93.4k -93,447
59 Carmignac Gestion 0.06% of their portfolio PARIS, I0 70,43970.4k $3.3m $3.3m 0.06% Not comparable
60 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 69,25869.3k $3.2m $3.2m 0.00% Added +42.9k +42,855
61 FORA Capital, LLC 0.43% of their portfolio MIAMI, FL 65,81065.8k $3.1m $3.1m 0.43% New
62 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 64,44964.4k $3.0m $3.0m 0.00% Reduced -3.2m -3,190,981
63 EHP Funds Inc. 0.84% of their portfolio TORONTO, Z4 64,00064.0k $3.0m $3.0m 0.84% New
64 Swiss National Bank 0.00% of their portfolio ZURICH, V8 62,40062.4k $2.9m $2.9m 0.00% Reduced -4.5k -4,500
65 GAMCO INVESTORS, INC. ET AL 0.03% of their portfolio GREENWICH, CT 61,10061.1k $2.8m $2.8m 0.03% New
66 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 60,00060.0k $2.8m $2.8m 0.01% New
67 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 59,55759.6k $2.8m $2.8m 0.03% New
68 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 53,28653.3k $2.5m $2.5m 0.00% Reduced -979 -979
69 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 52,60052.6k $2.4k $2.4k 0.00% New
70 PRELUDE CAPITAL MANAGEMENT, LLC 0.19% of their portfolio NEW YORK, NY 48,75748.8k $2.3m $2.3m 0.19% New
71 Weiss Multi-Strategy Advisers LLC 0.05% of their portfolio NEW YORK, NY 48,70548.7k $2.3m $2.3m 0.05% New
72 Hunting Hill Global Capital, LLC 1.18% of their portfolio New York, NY 42,45442.5k $2.0m $2.0m 1.18% New
73 Trium Capital LLP 0.51% of their portfolio LONDON, X0 39,44939.4k $1.8m $1.8m 0.51% New
74 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 39,42239.4k $1.1m $1.1m 0.00% Unchanged
75 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 38,78538.8k $1.8m $1.8m 0.02% Added +29.1k +29,072
76 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 38,07238.1k $1.8m $1.8m 0.00% Reduced -2.3k -2,308
77 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 37,97138.0k $1.8m $1.8m 0.00% Added +16.7k +16,655
78 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 36,77536.8k $1.7m $1.7m 0.00% New
79 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 35,60035.6k $1.7m $1.7m 0.00% Added +12.4k +12,400
80 HARVEST MANAGEMENT LLC 1.55% of their portfolio New York, NY 32,60032.6k $1.5m $1.5m 1.55% New
81 Alpine Global Management, LLC 0.20% of their portfolio NEW YORK, NY 30,00030.0k $1.4m $1.4m 0.20% New
82 Vazirani Asset Management LLC 2.48% of their portfolio NEW YORK, NY 30,00030.0k $1.4m $1.4m 2.48% New
83 Legal & General Group Plc 0.00% of their portfolio London, X0 29,73829.7k $1.4m $1.4m 0.00% Added +14.0k +13,963
84 Kellner Capital, LLC 1.56% of their portfolio NEW YORK, NY 29,20029.2k $1.4m $1.4m 1.56% New
85 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 28,67728.7k $1.3m $1.3m 0.00% New
86 NATIXIS 0.01% of their portfolio PARIS, I0 27,50027.5k $1.3m $1.3m 0.01% New
87 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 25,03425.0k $1.2m $1.2m 0.00% Reduced -1.6k -1,644
88 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,74022.7k $1.1m $1.1m 0.00% Added +10.0k +10,032
89 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,05622.1k $1.0m $1.0m 0.00% Reduced -508 -508
90 SVB FINANCIAL GROUP 1.91% of their portfolio Dallas, TX 21,79921.8k $1.0m $1.0m 1.91% Reduced -7.3k -7,267
91 HighVista Strategies LLC 0.46% of their portfolio BOSTON, MA 21,55721.6k $1.0m $1.0m 0.46% Reduced -45.8k -45,800
92 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 21,46121.5k $997.1k $997.1k 0.00% Added +2.4k +2,421
93 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 20,54320.5k $954.4k $954.4k 0.01% Added +1.7k +1,692
94 Vestcor Inc 0.03% of their portfolio FREDERICTON, A3 20,00020.0k $929.0k $929.0k 0.03% New
95 Diametric Capital, LP 0.41% of their portfolio BOSTON, MA 20,00020.0k $929.2k $929.2k 0.41% New
96 Crystalline Management Inc. 0.66% of their portfolio Montreal, Quebec, Z4 20,00020.0k $929.2k $929.2k 0.66% New
97 Centiva Capital, LP 0.05% of their portfolio New York, NY 19,80619.8k $920.2k $920.2k 0.05% New
98 BCK CAPITAL MANAGEMENT LP 0.67% of their portfolio STAMFORD, CT 19,00019.0k $882.7k $882.7k 0.67% New
99 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 18,64718.6k $866.3k $866.3k 0.01% Added +1.6k +1,566
100 Bellevue Group AG 0.01% of their portfolio ZURICH, V8 18,20018.2k $845.6k $845.6k 0.01% New