Vault-13

DNP SELECT INCOME FD INC DNP

COM · Closed-End Fund · CUSIP 23325P104

315 institutional holders +26 vs Q3 2023
36,599,03436.6m shares reported held*
$310.7mreported value*
35 new 73 added 96 reduced 22 sold out net bought ≈ $37.0m (+4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.49.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 275Q4 22: 289Q1 23: 277Q2 23: 286Q3 23: 289Q4 23: 315315Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022275
Q4 2022289
Q1 2023277
Q2 2023286
Q3 2023289
Q4 2023315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 136 bought or addedQ4 22: 78 cut or sold outQ4 22Q1 23: 119 bought or addedQ1 23: 92 cut or sold outQ1 23Q2 23: 101 bought or addedQ2 23: 106 cut or sold outQ2 23Q3 23: 112 bought or addedQ3 23: 98 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 118 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202213678
Q1 202311992
Q2 2023101106
Q3 202311298
Q4 2023108118

Biggest buyers

MORGAN STANLEY Added +4,262,633+4.3m
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors Added +800,351+800.4k
Marex Group Ltd New +295,468+295.5k
Foundations Investment Advisors, LLC Added +191,663+191.7k
WOLVERINE ASSET MANAGEMENT LLC New +165,186+165.2k
Apollon Wealth Management, LLC Added +131,858+131.9k
Sowell Financial Services LLC New +112,800+112.8k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +90,413+90.4k
BANK OF AMERICA CORP /DE/ Added +78,820+78.8k
Arlington Capital Management, Inc. New +59,230+59.2k

Biggest sellers

LPL Financial LLC Reduced -286,035-286.0k
ROYAL BANK OF CANADA Reduced -252,907-252.9k
Cetera Advisors LLC Reduced -245,374-245.4k
Cetera Investment Advisers Reduced -190,478-190.5k
IHT Wealth Management, LLC Reduced -177,286-177.3k
Aviance Capital Partners, LLC Reduced -107,657-107.7k
American Financial Advisors, LLC Reduced -81,829-81.8k
Marcum Wealth, LLC Sold out -76,757-76.8k
Wealthspire Retirement, LLC Reduced -72,588-72.6k
RAYMOND JAMES & ASSOCIATES Reduced -65,680-65.7k

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 1 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 2 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 3 buyingQ4 23: 0 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20220—0——
Q2 20221$7.0k0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20232$57.4k0——
Q3 20230—0——
Q4 20233$75.3k0——
DateInsiderTradeSharesPrice ValueTheir holding
2023-12-20 PETRISKO DANIEL Executive Vice President Bought 700 $8.45 $5.9k700 shares +36%
2023-12-12 Grumhaus David D Jr. President and CEO Bought 3,000 $8.30 $24.9k3.0k shares +104%
2023-12-12 Luecke Connie M VP & Chief Investment Officer Bought 2,400 $8.32 $20.0k2.4k shares +16%
2023-12-11 West Kyle P. Officer of Investment Adviser Bought 1,250 $8.46 $10.6k1.2k shares +27%
2023-10-04 Luecke Connie M VP & Chief Investment Officer Bought 2,725 $8.98 $24.5k2.7k shares +22%
2023-10-02 West Kyle P. Officer of Investment Adviser Bought 1,000 $9.25 $9.2k1.0k shares +28%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,594,1749.6m $81.4m $81.4m 0.00% Added +4.3m +4,262,633
2 American Financial Advisors, LLC 2.54% of their portfolio Marietta, GA 2,027,5752.0m $17.2m $17.2m 2.54% Reduced -81.8k -81,829
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,770,5871.8m $15.0m $15.0m 0.00% Reduced -252.9k -252,907
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,654,6891.7m $14.0m $14.0m 0.01% Reduced -286.0k -286,035
5 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 1,375,5971.4m $11.7m $11.7m 0.03% Added +25.4k +25,355
6 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 1.71% of their portfolio CONCORD, MA 1,027,0181.0m $8.7m $8.7m 1.71% Added +800.4k +800,351
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 994,910994.9k $8.4m $8.4m 0.00% Added +78.8k +78,820
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 962,106962.1k $8.2m $8.2m 0.01% Reduced -57.0k -56,969
9 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 951,077951.1k $8.1m $8.1m 0.03% Added +122 +122
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 893,345893.3k $7.6m $7.6m 0.01% Reduced -43.0k -42,950
11 Apollon Wealth Management, LLC 0.22% of their portfolio MOUNT PLEASANT, SC 738,710738.7k $6.3m $6.3m 0.22% Added +131.9k +131,858
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 588,337588.3k $5.0m $5.0m 0.00% Reduced -64.2k -64,155
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 493,045493.0k $4.2m $4.2m 0.00% Reduced -65.7k -65,680
14 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 483,617483.6k $4.1m $4.1m 0.06% Reduced -245.4k -245,374
15 N.E.W. Advisory Services LLC 0.46% of their portfolio DE PERE, WI 444,850444.9k $3.8m $3.8m 0.46% Added +21.5k +21,541
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 440,766440.8k $3.7m $3.7m 0.01% Reduced -2.0k -2,001
17 Advisory Services Network, LLC 0.09% of their portfolio ATLANTA, GA 424,268424.3k $3.6m $3.6m 0.09% Reduced -26.6k -26,614
18 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 415,454415.5k $3.5m $3.5m 0.02% Reduced -16.2k -16,213
19 J.W. COLE ADVISORS, INC. 0.20% of their portfolio TAMPA, FL 396,842396.8k $3.4m $3.4m 0.20% Added +22.5k +22,533
20 Grey Ledge Advisors, LLC 0.79% of their portfolio GUILFORD, CT 303,230303.2k $2.6m $2.6m 0.79% Reduced -47.7k -47,690
21 Marex Group Ltd 0.10% of their portfolio London, X0 295,468295.5k $2.5m $2.5m 0.10% New
22 Foundations Investment Advisors, LLC 0.07% of their portfolio PHOENIX, AZ 284,936284.9k $2.6m $2.6m 0.07% Added +191.7k +191,663
23 Sound View Wealth Advisors Group, LLC 0.26% of their portfolio SAVANNAH, GA 281,263281.3k $2.4m $2.4m 0.26% Reduced -36.9k -36,858
24 First Heartland Consultants, Inc. 0.26% of their portfolio LAKE ST. LOUIS, MO 258,175258.2k $2.2m $2.2m 0.26% Added +2.1k +2,107
25 Stratos Wealth Advisors, LLC 0.09% of their portfolio BEACHWOOD, OH 187,747187.7k $1.6m $1.6m 0.09% Added +55.4k +55,446
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 186,225186.2k $1.6m $1.6m 0.00% Reduced -26.2k -26,166
27 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 183,466183.5k $1.6m $1.6m 0.01% Added +9.3k +9,271
28 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 182,971183.0k $1.6m $1.6m 0.01% Reduced -190.5k -190,478
29 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 165,186165.2k $1.4m $1.4m 0.02% New
30 Bartlett & Co. LLC 0.02% of their portfolio CINCINNATI, OH 160,656160.7k $1.4m $1.4m 0.02% Unchanged
31 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.02% of their portfolio CINCINNATI, OH 160,656160.7k $1.4m $1.4m 0.02% Unchanged
32 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 160,250160.2k $1.4m $1.4m 0.00% Added +20.0k +19,992
33 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 156,088156.1k $1.3m $1.3m 0.01% Added +51.7k +51,698
34 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 155,643155.6k $1.3m $1.3m 0.01% Reduced -2.7k -2,662
35 DEBUSSY CAPITAL MANAGEMENT LP 0.39% of their portfolio CHICAGO, IL 152,219152.2k $1.3m $1.3m 0.39% Reduced -62.6k -62,612
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 135,980136.0k $1.2m $1.2m 0.01% Added +1.0k +1,023
37 Owen LaRue, LLC 1.07% of their portfolio ELIZABETHTOWN, KY 132,386132.4k $1.1m $1.1m 1.07% Reduced -34.6k -34,553
38 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 126,338126.3k $1.1m $1.1m 0.05% Reduced -177.3k -177,286
39 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 124,370124.4k $1.1m $1.1m 0.01% Added +8.0k +8,048
40 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 121,962122.0k $1.0m $1.0m 0.01% Added +8.2k +8,216
41 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 114,531114.5k $971.2k $971.2k 0.01% Reduced -22.0k -21,992
42 Sowell Financial Services LLC 0.05% of their portfolio NORTH LITTLE ROCK, AR 112,800112.8k $964.0k $964.0k 0.05% New
43 Carl P. Sherr & Co., LLC 0.58% of their portfolio WORCESTER, MA 112,728112.7k $955.9k $955.9k 0.58% Added +8.8k +8,800
44 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 110,626110.6k $938.1k $938.1k 0.00% Added +22.5k +22,536
45 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 110,407110.4k $936.3k $936.3k 0.00% Reduced -35.0k -35,006
46 Shulman DeMeo Asset Management LLC 0.26% of their portfolio LAKE SUCCESS, NY 107,879107.9k $914.8k $914.8k 0.26% Reduced -70 -70
47 Signal Advisors Wealth, LLC 0.32% of their portfolio DETROIT, MI 107,329107.3k $917.1k $917.1k 0.32% First filing
48 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 107,149107.1k $908.6k $908.6k 0.05% Added +3.5k +3,486
49 Clear Creek Financial Management, LLC 0.14% of their portfolio SILVERDALE, WA 102,533102.5k $869.5k $869.5k 0.14% Unchanged
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 94,55394.6k $801.8k $801.8k 0.00% Reduced -13.9k -13,874
51 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 93,07293.1k $789.3k $789.3k 0.01% Reduced -10.7k -10,670
52 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 92,37292.4k $786.9k $786.9k 0.00% Added +36.7k +36,719
53 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 91,26291.3k $773.9k $773.9k 0.00% Added +7.5k +7,512
54 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.04% of their portfolio WEST PALM BEACH, FL 90,41390.4k $766.7k $766.7k 0.04% New
55 Wealthspire Retirement, LLC 0.12% of their portfolio ALISO VIEJO, CA 85,95586.0k $728.9k $728.9k 0.12% Reduced -72.6k -72,588
56 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 83,23183.2k $705.8k $705.8k 0.00% Added +26.0k +25,990
57 Mariner, LLC 0.00% of their portfolio Overland Park, KS 79,70879.7k $675.9k $675.9k 0.00% Reduced -12.8k -12,767
58 Cherry Tree Wealth Management, LLC 0.18% of their portfolio MINNETONKA, MN 79,35579.4k $672.9k $672.9k 0.18% Reduced -7.5k -7,500
59 ROTHSCHILD INVESTMENT LLC 0.05% of their portfolio CHICAGO, IL 76,78976.8k $651.2k $651.2k 0.05% First filing
60 MONETARY MANAGEMENT GROUP INC 0.20% of their portfolio ST LOUIS, MO 76,20076.2k $646.2k $646.2k 0.20% Unchanged
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 73,55573.6k $623.7k $623.7k 0.00% Added +2.3k +2,253
62 MAS Advisors LLC 0.81% of their portfolio Miami, FL 73,49273.5k $623.2k $623.2k 0.81% Added +4.2k +4,240
63 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 72,05772.1k $615.5k $615.5k 0.01% Added +711 +711
64 Keystone Financial Group 0.10% of their portfolio LEXINGTON, KY 70,55970.6k $598.3k $598.3k 0.10% Reduced -849 -849
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 70,34570.3k $596.5k $596.5k 0.00% Added +15.3k +15,256
66 Koshinski Asset Management, Inc. 0.09% of their portfolio DECATUR, IL 67,75767.8k $574.6k $574.6k 0.09% Reduced -30.7k -30,672
67 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 65,75665.8k $557.6k $557.6k 0.00% Added +20.7k +20,724
68 Alterity Financial Group, LLC 0.80% of their portfolio BANGOR, ME 65,68065.7k $557.0k $557.0k 0.80% Added +1.1k +1,130
69 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 65,36465.4k $554.3k $554.3k 0.00% Reduced -5.8k -5,842
70 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 65,11465.1k $552.2k $552.2k 0.01% Reduced -7.3k -7,280
71 Aviance Capital Partners, LLC 0.12% of their portfolio NAPLES, FL 64,17464.2k $544.2k $544.2k 0.12% Reduced -107.7k -107,657
72 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.21% of their portfolio CLEVELAND, OH 61,53161.5k $521.8k $521.8k 0.21% Reduced -14 -14
73 VERUS CAPITAL PARTNERS, LLC 0.06% of their portfolio SCOTTSDALE, AZ 61,19361.2k $518.9k $518.9k 0.06% Reduced -18.7k -18,734
74 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 59,46459.5k $504.3k $504.3k 0.00% Added +299 +299
75 Arlington Capital Management, Inc. 0.46% of their portfolio ARLINGTON HEIGHTS, IL 59,23059.2k $502.3k $502.3k 0.46% New
76 Tortoise Investment Management, LLC 0.07% of their portfolio WHITE PLAINS, NY 59,04259.0k $500.7k $500.7k 0.07% Reduced -6.1k -6,103
77 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 57,50757.5k $487.7k $487.7k 0.00% Added +6.0k +5,979
78 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 56,64456.6k $480.3k $480.3k 0.01% Reduced -46.2k -46,233
79 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 56,27856.3k $477.2k $477.2k 0.02% New
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 56,16656.2k $476.3k $476.3k 0.00% Reduced -1.1k -1,100
81 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 53,79153.8k $458.8k $458.8k 0.05% Added +8.0k +8,017
82 Indie Asset Partners, LLC 0.40% of their portfolio CARMEL, IN 52,86252.9k $448.3k $448.3k 0.40% Reduced -838 -838
83 Providence First Trust Co 0.22% of their portfolio SCOTTSDALE, AZ 52,39252.4k $444.3k $444.3k 0.22% Reduced -6.2k -6,155
84 Novak & Powell Financial Services, Inc. 0.29% of their portfolio ST. PETERSBURG, FL 51,04251.0k $432.8k $432.8k 0.29% First filing
85 RDA Financial Network 0.16% of their portfolio AKRON, IA 50,96351.0k $432.2k $432.2k 0.16% Added +5.0k +4,989
86 Kovack Advisors, Inc. 0.05% of their portfolio FT. LAUDERDALE, FL 50,69450.7k $429.9k $429.9k 0.05% Added +8.0k +8,037
87 WADE G W & INC 0.01% of their portfolio Wellesley, MA 50,08050.1k $425.0k $425.0k 0.01% Reduced -6.4k -6,379
88 WORLD EQUITY GROUP, INC. 0.09% of their portfolio SCHAUMBURG, IL 50,04550.0k $424.4k $424.4k 0.09% Added +17.7k +17,727
89 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 49,15849.2k $420.1k $420.1k 0.00% Added +2.8k +2,789
90 Essex Private Wealth Management, LLC 1.29% of their portfolio TOPSFIELD, MA 48,84048.8k $414.2k $414.2k 1.29% Added +8.0k +8,000
91 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 46,69046.7k $395.9k $395.9k 0.00% New
92 INVESTMENT PARTNERS, LTD. 0.19% of their portfolio NEW PHILADELPHIA, OH 46,57246.6k $394.9k $394.9k 0.19% Added +546 +546
93 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 45,22445.2k $383.5k $383.5k 0.01% Added +2.7k +2,653
94 Patten Group, Inc. 0.10% of their portfolio CHATTANOOGA, TN 43,85743.9k $371.9k $371.9k 0.10% Reduced -15.7k -15,693
95 ROMAN BUTLER FULLERTON & CO 0.15% of their portfolio ST LOUIS, MO 43,76443.8k $386.9k $386.9k 0.15% Unchanged
96 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 43,65943.7k $370.2k $370.2k 0.01% Reduced -8.6k -8,623
97 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 43,48243.5k $368.7k $368.7k 0.00% Added +1.0k +1,009
98 WATERS PARKERSON & CO., LLC 0.02% of their portfolio NEW ORLEANS, LA 42,78742.8k $363.0k $363.0k 0.02% Unchanged
99 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 41,87841.9k $355.1k $355.1k 0.03% Reduced -11.9k -11,865
100 Advisor Resource Council 0.04% of their portfolio DALLAS, TX 41,56441.6k $352.5k $352.5k 0.04% New