Vault-13

DBX ETF TR ASHR

XTRACK HRVST CSI · ETP · CUSIP 233051879

139 institutional holders +1 vs Q4 2024
77,811,73577.8m shares reported held*
$2.1bnreported value*
30 new 40 added 42 reduced 31 sold out net sold ≈ $234.6m (-8.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.53. Options: 43 managers hold calls ($3.1bn notional), 21 hold puts ($731.2m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 142Q1 23: 148Q2 23: 131Q3 23: 123Q4 23: 119Q1 24: 118Q2 24: 110Q3 24: 123Q4 24: 138Q1 25: 139139Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022127
Q4 2022142
Q1 2023148
Q2 2023131
Q3 2023123
Q4 2023119
Q1 2024118
Q2 2024110
Q3 2024123
Q4 2024138
Q1 2025139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 55 bought or addedQ2 23: 93 cut or sold outQ3 23: 60 bought or addedQ3 23: 65 cut or sold outQ3 23Q4 23: 53 bought or addedQ4 23: 70 cut or sold outQ1 24: 61 bought or addedQ1 24: 54 cut or sold outQ1 24Q2 24: 53 bought or addedQ2 24: 54 cut or sold outQ3 24: 60 bought or addedQ3 24: 60 cut or sold outQ3 24Q4 24: 82 bought or addedQ4 24: 64 cut or sold outQ1 25: 70 bought or addedQ1 25: 73 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20235593
Q3 20236065
Q4 20235370
Q1 20246154
Q2 20245354
Q3 20246060
Q4 20248264
Q1 20257073

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bn$4bnQ2 24 calls: $223.7mQ2 24 puts: $247.4mQ2 24P/C 1.11Q3 24 calls: $644.1mQ3 24 puts: $371.4mQ3 24P/C 0.58Q4 24 calls: $1.8bnQ4 24 puts: $456.6mQ4 24P/C 0.25Q1 25 calls: $3.1bnQ1 25 puts: $731.2mQ1 25P/C 0.24
Numbers
QuarterCallsPutsP/C
Q2 2024$223.7m$247.4m1.11
Q3 2024$644.1m$371.4m0.58
Q4 2024$1.8bn$456.6m0.25
Q1 2025$3.1bn$731.2m0.24

Biggest buyers

UBS Group AG Added +3,618,944+3.6m
OLD MISSION CAPITAL LLC Added +3,598,596+3.6m
Varma Mutual Pension Insurance Co New +1,990,078+2.0m
SOROS FUND MANAGEMENT LLC New +1,700,000+1.7m
Quadrature Capital Ltd New +1,314,117+1.3m
MORGAN STANLEY Added +1,060,340+1.1m
Alaska Permanent Fund Corp Added +939,537+939.5k
ExodusPoint Capital Management, LP New +938,716+938.7k
MILLENNIUM MANAGEMENT LLC Added +669,112+669.1k
MARSHALL WACE, LLP Added +666,197+666.2k

Biggest sellers

Clal Insurance Enterprises Holdings Ltd Reduced -7,050,000-7.0m
Rafferty Asset Management, LLC Reduced -4,024,054-4.0m
CITIGROUP INC Reduced -2,471,038-2.5m
CITADEL ADVISORS LLC Reduced -2,244,883-2.2m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,120,843-2.1m
GOLDMAN SACHS GROUP INC Reduced -2,116,844-2.1m
BARCLAYS PLC Reduced -1,619,922-1.6m
Provida Pension Fund Administrator Reduced -1,275,220-1.3m
HSBC HOLDINGS PLC Reduced -1,044,269-1.0m
JPMORGAN CHASE & CO Reduced -959,988-960.0k

Biggest calls

BlueCrest Capital Management Ltd Added $681.5m25.6m shares
Brevan Howard Capital Management LP Added $438.0m16.5m shares
UBS Group AG Reduced $350.3m13.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $187.6m7.1m shares
Kirkoswald Asset Management LLC New $162.1m6.1m shares
Carrhae Capital LLP Added $139.9m5.3m shares
MILLENNIUM MANAGEMENT LLC Added $124.4m4.7m shares
CITIGROUP INC Added $108.9m4.1m shares
CITADEL ADVISORS LLC Added $101.2m3.8m shares
JANE STREET GROUP, LLC Reduced $93.6m3.5m shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $145.1m5.5m shares
BlueCrest Capital Management Ltd Added $118.4m4.5m shares
JANE STREET GROUP, LLC Added $96.0m3.6m shares
BANK OF AMERICA CORP /DE/ New $74.3m2.8m shares
UBS Group AG Added $56.5m2.1m shares
Balyasny Asset Management L.P. New $55.8m2.1m shares
SOROS FUND MANAGEMENT LLC New $37.2m1.4m shares
NOMURA HOLDINGS INC Added $37.2m1.4m shares
CITADEL ADVISORS LLC Reduced $33.1m1.2m shares
Walleye Trading LLC Reduced $30.9m1.2m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 11,799,52111.8m $313.5m $313.5m 0.02% Added +1.1m +1,060,340
2 UBS Group AG 0.05% of their portfolio ZURICH, V8 7,766,6927.8m $206.4m $206.4m 0.05% Added +3.6m +3,618,944
3 BlueCrest Capital Management Ltd 24.71% of their portfolio ST HELIER, Y9 5,829,5925.8m $154.9m $154.9m 24.71% Reduced -206.0k -205,964
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.22% of their portfolio BALA CYNWYD, PA 5,149,4065.1m $136.8m $136.8m 0.22% Reduced -2.1m -2,120,843
5 OLD MISSION CAPITAL LLC 2.45% of their portfolio CHICAGO, IL 4,774,5364.8m $126.9m $126.9m 2.45% Added +3.6m +3,598,596
6 BARCLAYS PLC 0.04% of their portfolio LONDON, X0 3,618,8073.6m $96.2m $96.2m 0.04% Reduced -1.6m -1,619,922
7 Alaska Permanent Fund Corp 1.14% of their portfolio JUNEAU, AK 3,129,5693.1m $80.8m $80.8m 1.14% Added +939.5k +939,537
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,614,4542.6m $69.5m $69.5m 0.01% Reduced -2.1m -2,116,844
9 Rafferty Asset Management, LLC 0.27% of their portfolio New York, NY 2,406,3372.4m $63.9m $63.9m 0.27% Reduced -4.0m -4,024,054
10 Provida Pension Fund Administrator 1.23% of their portfolio LAS CONDES, SANTIAGO, F3 2,302,2202.3m $61.2m $61.2m 1.23% Reduced -1.3m -1,275,220
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,096,8402.1m $55.7m $55.7m 0.00% Reduced -384.7k -384,747
12 Varma Mutual Pension Insurance Co 0.45% of their portfolio Varma, H9 1,990,0782.0m $52.9m $52.9m 0.45% New
13 SOROS FUND MANAGEMENT LLC 0.81% of their portfolio NEW YORK, NY 1,700,0001.7m $45.2m $45.2m 0.81% New
14 ICICI Prudential Asset Management Co Ltd 5.52% of their portfolio MUMBAI, K7 1,596,2101.6m $42.4m $42.4m 5.52% Unchanged
15 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 1,358,5401.4m $36.1m $36.1m 0.01% Added +421.2k +421,186
16 Quadrature Capital Ltd 0.77% of their portfolio LONDON, X0 1,314,1171.3m $34.9m $34.9m 0.77% New
17 STATE OF WISCONSIN INVESTMENT BOARD 0.09% of their portfolio MADISON, WI 1,270,0001.3m $33.7m $33.7m 0.09% Added +550.0k +550,000
18 Carrhae Capital LLP 3.25% of their portfolio London, X0 1,053,7851.1m $28.0m $28.0m 3.25% Added +547.8k +547,785
19 ExodusPoint Capital Management, LP 0.33% of their portfolio NEW YORK, NY 938,716938.7k $24.9m $24.9m 0.33% New
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 936,778936.8k $24.9m $24.9m 0.00% Reduced -960.0k -959,988
21 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 762,023762.0k $20.2m $20.2m 0.03% Added +666.2k +666,197
22 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 704,650704.6k $18.7m $18.7m 0.02% Added +669.1k +669,112
23 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 632,783632.8k $16.8m $16.8m 0.02% Reduced -2.2m -2,244,883
24 CI INVESTMENTS INC. 0.06% of their portfolio TORONTO, Z4 549,737549.7k $14.6m $14.6m 0.06% Reduced -182.2k -182,195
25 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 548,579548.6k $14.6m $14.6m 0.01% First filing
26 Fosun International Ltd 3.89% of their portfolio HONG KONG, F4 520,270520.3k $13.8m $13.8m 3.89% Added +18.8k +18,760
27 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 490,809490.8k $13.0m $13.0m 0.01% Reduced -2.5m -2,471,038
28 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 440,940440.9k $11.7m $11.7m 0.01% New
29 Monaco Asset Management SAM 5.85% of their portfolio Monaco, O9 435,000435.0k $11.6m $11.6m 5.85% New
30 Federation des caisses Desjardins du Quebec 0.06% of their portfolio LEVIS, A8 426,500426.5k $11.3m $11.3m 0.06% Added +272.7k +272,680
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 416,162416.2k $11.1m $11.1m 0.00% Added +60.9k +60,942
32 Capula Management Ltd 0.07% of their portfolio Grand Cayman, E9 373,421373.4k $9.9m $9.9m 0.07% Not comparable
33 Analyst IMS Investment Management Services Ltd. 0.37% of their portfolio Tel-aviv, L3 354,548354.5k $9.4m $9.4m 0.37% Reduced -307 -307
34 STRS OHIO 0.04% of their portfolio COLUMBUS, OH 338,600338.6k $9.0m $9.0m 0.04% Unchanged
35 Tairen Capital Ltd 0.58% of their portfolio HONG KONG, K3 328,905328.9k $8.7m $8.7m 0.58% New
36 BBR PARTNERS, LLC 0.56% of their portfolio NEW YORK, NY 298,919298.9k $7.9m $7.9m 0.56% Unchanged
37 Delphi Financial Group, Inc. 4.62% of their portfolio Wilmington, DE 288,030288.0k $7.7m $7.7m 4.62% Added +149.0k +149,030
38 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 262,998263.0k $7.0m $7.0m 0.00% Added +52.9k +52,861
39 Rovida Investment Management Ltd 1.99% of their portfolio Grand Cayman, E9 250,000250.0k $6.6m $6.6m 1.99% Added +100.0k +100,000
40 SIMPLEX TRADING, LLC 0.23% of their portfolio CHICAGO, IL 245,737245.7k $6.5m $6.5m 0.23% New
41 ALTFEST L J & CO INC 0.78% of their portfolio NEW YORK, NY 233,682233.7k $6.2m $6.2m 0.78% Added +85.0k +84,980
42 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 220,599220.6k $5.9m $5.9m 0.00% Reduced -1.0m -1,044,269
43 WEXFORD CAPITAL LP 1.38% of their portfolio WEST PALM BEACH, FL 200,000200.0k $5.3m $5.3m 1.38% New
44 Oasis Management Co Ltd. 1.74% of their portfolio GRAND CAYMAN, E9 200,000200.0k $5.3m $5.3m 1.74% Unchanged
45 FLOW TRADERS U.S. LLC 0.22% of their portfolio NEW YORK, NY 196,882196.9k $5.2m $5.2m 0.22% New
46 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 188,801188.8k $5.0m $5.0m 0.00% New
47 Police & Firemen's Retirement System of New Jersey 0.05% of their portfolio TRENTON, NJ 188,800188.8k $5.0m $5.0m 0.05% New
48 Rokos Capital Management LLP 0.13% of their portfolio LONDON, X0 174,863174.9k $4.6m $4.6m 0.13% Unchanged
49 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 169,505169.5k $4.5m $4.5m 0.02% Reduced -27.2k -27,240
50 Trans-Canada Capital Inc. 0.33% of their portfolio MONTREAL, A8 155,750155.8k $4.1m $4.1m 0.33% Unchanged
51 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 149,818149.8k $4.0m $4.0m 0.01% Unchanged
52 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 144,132144.1k $3.8m $3.8m 0.00% Unchanged
53 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 137,737137.7k $3.7m $3.7m 0.01% Reduced -34.7k -34,715
54 Brevan Howard Capital Management LP 0.10% of their portfolio ST. HELIER, Y9 136,291136.3k $3.6m $3.6m 0.10% New
55 Walleye Trading LLC 0.09% of their portfolio NEW YORK, NY 122,260122.3k $3.2m $3.2m 0.09% Added +30.4k +30,363
56 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 113,320113.3k $3.0m $3.0m 0.01% Added +15.0k +15,000
57 Banco BTG Pactual S.A. 0.75% of their portfolio RIO DE JANEIRO, D5 113,000113.0k $3.0m $3.0m 0.75% Added +63.0k +63,000
58 SIH Partners, LLLP 0.26% of their portfolio Wilmington, DE 110,994111.0k $2.9m $2.9m 0.26% Added +28.8k +28,830
59 Ion Asset Management Ltd. 0.21% of their portfolio Herzliya, L3 106,800106.8k $2.8m $2.8m 0.21% Reduced -14.0k -14,000
60 Alberta Investment Management Corp 0.02% of their portfolio EDMONTON, A0 99,70099.7k $2.6m $2.6m 0.02% Unchanged
61 Banque Cantonale Vaudoise 0.11% of their portfolio LAUSANNE, V8 90,97391.0k $2.4m $2.4m 0.11% First filing
62 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio CHICAGO, IL 88,10088.1k $2.3m $2.3m 0.01% New
63 Corecam Pte. Ltd. 1.25% of their portfolio SINGAPORE, U0 85,80085.8k $2.3m $2.3m 1.25% Added +41.2k +41,200
64 Advanced Portfolio Management, LLC 4.55% of their portfolio NEW YORK, NY 85,00085.0k $2.3m $2.3m 4.55% New
65 Harel Insurance Investments & Financial Services Ltd. 0.03% of their portfolio Ramat Gan, L3 83,01283.0k $2.2m $2.2m 0.03% Added +81.0k +80,990
66 PICTON MAHONEY ASSET MANAGEMENT 0.07% of their portfolio Toronto, A6 81,53581.5k $2.2m $2.2m 0.07% Added +28.4k +28,360
67 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 80,90480.9k $2.2m $2.2m 0.01% Added +64.7k +64,704
68 BLKBRD Asset Management, LP 2.51% of their portfolio Old Greenwich, CT 77,79677.8k $2.1m $2.1m 2.51% New
69 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 69,91969.9k $1.9m $1.9m 0.00% Reduced -8.0k -8,035
70 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 69,52069.5k $1.8m $1.8m 0.01% Reduced -5.1k -5,071
71 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 66,43666.4k $1.8m $1.8m 0.00% Reduced -627.4k -627,354
72 Optiver Holding B.V. 0.07% of their portfolio AMSTERDAM, P7 66,19566.2k $1.8m $1.8m 0.07% New
73 EVERGREEN CAPITAL MANAGEMENT LLC 0.06% of their portfolio Bellevue, WA 64,56264.6k $1.7m $1.7m 0.06% Added +6.8k +6,774
74 ACIMA PRIVATE WEALTH, LLC 0.60% of their portfolio RICHMOND, VA 62,84962.8k $1.7m $1.7m 0.60% Added +1.3k +1,280
75 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 60,54760.5k $1.6m $1.6m 0.00% Added +5.0k +5,033
76 Parallax Volatility Advisers, L.P. 0.05% of their portfolio San Francisco, CA 59,28259.3k $1.6m $1.6m 0.05% New
77 FIL Ltd 0.00% of their portfolio HAMILTON, D0 56,26056.3k $1.5m $1.5m 0.00% Reduced -8.3k -8,302
78 Portman Square Capital LLP 0.20% of their portfolio London, X0 55,20055.2k $1.5m $1.5m 0.20% New
79 Centiva Capital, LP 0.08% of their portfolio New York, NY 54,00554.0k $1.4m $1.4m 0.08% New
80 PEAK6 LLC 0.06% of their portfolio AUSTIN, TX 53,15553.2k $1.4m $1.4m 0.06% Added +46.7k +46,679
81 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 50,01050.0k $1.3m $1.3m 0.00% Reduced -59.1k -59,089
82 Clal Insurance Enterprises Holdings Ltd 0.01% of their portfolio Tel-aviv, L3 50,00050.0k $1.3m $1.3m 0.01% Reduced -7.0m -7,050,000
83 Columbus Macro, LLC 0.17% of their portfolio NEW CASTLE, PA 47,23447.2k $1.3m $1.3m 0.17% Added +1.5k +1,523
84 Summit Place Financial Advisors, LLC 0.66% of their portfolio SUMMIT, NJ 44,23844.2k $1.2m $1.2m 0.66% Reduced -2.3k -2,285
85 SELDON CAPITAL LP 0.74% of their portfolio SAN FRANCISCO, CA 44,10644.1k $1.2m $1.2m 0.74% Unchanged
86 Polunin Capital Partners Ltd 0.20% of their portfolio LONDON, X0 40,84540.8k $967.0k $967.0k 0.20% Unchanged
87 SIG BROKERAGE, LP 0.30% of their portfolio BALA CYNWYD, PA 38,60538.6k $1.0m $1.0m 0.30% Reduced -46.0k -46,000
88 Marex Group Ltd 0.02% of their portfolio London, X0 37,21437.2k $988.8k $988.8k 0.02% Added +2.8k +2,788
89 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 37,18237.2k $987.9k $987.9k 0.00% Reduced -70.0k -69,953
90 Endowment Wealth Management, Inc. 0.62% of their portfolio APPLETON, WI 36,03636.0k $957.5k $957.5k 0.62% Reduced -2.2k -2,178
91 Strait & Sound Wealth Management LLC 0.37% of their portfolio SAN FRANCISCO, CA 30,00030.0k $797.1k $797.1k 0.37% Added +15.0k +15,000
92 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 29,33729.3k $779.5k $779.5k 0.00% Reduced -4.5k -4,500
93 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,03329.0k $771.4k $771.4k 0.00% Reduced -4.6k -4,593
94 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 28,65228.7k $761.3k $761.3k 0.03% Added +2.9k +2,895
95 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 25,83525.8k $686.4k $686.4k 0.00% Reduced -10.2k -10,200
96 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,24525.2k $670.8k $670.8k 0.00% Added +9.3k +9,273
97 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 24,63124.6k $654.4k $654.4k 0.01% Reduced -12.2k -12,169
98 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,47822.5k $597.2k $597.2k 0.00% Added +1.4k +1,409
99 Provenance Wealth Advisors, LLC 0.09% of their portfolio FORT LAUDERDALE, FL 22,30922.3k $592.8k $592.8k 0.09% Unchanged
100 Global Endowment Management, LP 0.07% of their portfolio CHARLOTTE, NC 20,00020.0k $531.4k $531.4k 0.07% Unchanged