CREDIT SUISSE ASSET MGMT INC CIK
COM · Closed-End Fund · CUSIP 224916106
48
institutional holders
-1 vs Q2 2025
3.9m
shares reported held*
$11.5mreported value*
8 new
15 added
13 reduced
7 sold out
net sold ≈ $1.9m (-638.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.93.
Trends to Q3 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 40 |
| Q4 2022 | 48 |
| Q1 2023 | 48 |
| Q2 2023 | 45 |
| Q3 2023 | 47 |
| Q4 2023 | 50 |
| Q1 2024 | 43 |
| Q2 2024 | 40 |
| Q3 2024 | 43 |
| Q4 2024 | 49 |
| Q1 2025 | 52 |
| Q2 2025 | 49 |
| Q3 2025 | 48 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2023 | 23 | 15 |
| Q1 2024 | 15 | 19 |
| Q2 2024 | 16 | 17 |
| Q3 2024 | 17 | 13 |
| Q4 2024 | 25 | 14 |
| Q1 2025 | 21 | 17 |
| Q2 2025 | 19 | 21 |
| Q3 2025 | 23 | 20 |
Biggest buyers
| Fiera Capital Corp | Added | +54.2k |
| Creative Planning | New | +36.2k |
| LPL Financial LLC | Added | +35.6k |
| JANE STREET GROUP, LLC | Added | +28.1k |
| StoneX Group Inc. | New | +19.0k |
| Balyasny Asset Management L.P. | New | +13.2k |
| World Investment Advisors | New | +11.0k |
| FIFTH THIRD BANCORP | New | +3.3k |
| WELLS FARGO & COMPANY/MN | Added | +2.9k |
| Larson Financial Group LLC | New | +2.0k |
Biggest sellers
| Shaker Financial Services, LLC | Reduced | -254.0k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -181.8k |
| Calamos Advisors LLC | Sold out | -110.3k |
| Invesco Ltd. | Reduced | -63.8k |
| BANK OF AMERICA CORP /DE/ | Reduced | -60.0k |
| AMERIPRISE FINANCIAL INC | Reduced | -32.7k |
| ROYAL BANK OF CANADA | Reduced | -28.5k |
| Xcel Wealth Management, LLC | Sold out | -15.8k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Reduced | -14.6k |
| Virtu Financial LLC | Sold out | -14.5k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -1.3 pts · filed 2026-10-14 | 16.8% |
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-10-02 | 5.1% |
Insider purchases and sales in Q3 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 1 | $20.1k | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 2 | $144.0k | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
| Q3 2025 | 0 | — | 0 | — | — |
None reported in Q3 2025.
Holders, Q3 2025
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.00% of their portfolio | 1.5m $4.4m | Added +35.6k |
| Invesco Ltd. 0.00% of their portfolio | 467.3k $1.4m | Reduced -63.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 383.7k $1.1m | Reduced -60.0k |
| Fiera Capital Corp 0.00% of their portfolio | 214.5k $628.4k | Added +54.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 170.5k $499.5k | Reduced -181.8k |
| IMS Capital Management 0.17% of their portfolio | 123.8k $362.8k | Added +1.8k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 75.7k $221.7k | Reduced -14.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 71.0k $208.0k | Reduced -32.7k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 70.4k $206.4k | Reduced -12.0k |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 60.1k $176.0k | Added +864 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 55.1k $162.0k | Unchanged |
| Shaker Financial Services, LLC 0.05% of their portfolio | 52.3k $153.3k | Reduced -254.0k |
| WEDBUSH SECURITIES INC 0.00% of their portfolio | 51.8k $152.0k | Added +198 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 48.2k $141.1k | Added +28.1k |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 47.8k $140.0k | Added +1 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 47.2k $138.4k | Added +2.9k |
| MELFA WEALTH MANAGEMENT, INC. 0.07% of their portfolio | 43.0k $125.8k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 42.5k $124.5k | Reduced -4.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 37.6k $110.0k | Added +375 |
| Creative Planning 0.00% of their portfolio | 36.2k $106.0k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 33.4k $98.0k | Added +559 |
| Sigma Planning Corp 0.00% of their portfolio | 31.4k $92.1k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 28.5k $84.0k | Reduced -28.5k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 27.9k $81.7k | Added +575 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 27.2k $79.7k | Reduced -6.2k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 26.2k $76.9k | Added +465 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 22.7k $66.6k | Reduced -12.5k |
| StoneX Group Inc. 0.00% of their portfolio | 19.0k $55.6k | New |
| PINNACLE ASSOCIATES LTD 0.00% of their portfolio | 17.4k $51.1k | Unchanged |
| &PARTNERS 0.00% of their portfolio | 15.7k $46.0k | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 15.4k $45.0k | Unchanged |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 13.2k $38.6k | New |
| Fortis Group Advisors, LLC 0.01% of their portfolio | 12.3k $35.4k | Added +23 |
| American Financial Advisors, LLC 0.00% of their portfolio | 11.4k $33.5k | Unchanged |
| World Investment Advisors 0.00% of their portfolio | 11.0k $32.4k | New |
| Unified Investment Management 0.03% of their portfolio | 10.3k $30.3k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 5.2k $15.4k | Reduced -618 |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 4.7k $13.9k | Added +106 |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 4.1k $12.1k | Unchanged |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 3.4k $10.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 3.4k $9.9k | Added +1.9k |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 3.3k $9.6k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 2.0k $5.9k | New |
| Activest Wealth Management 0.00% of their portfolio | 1.5k $4.4k | Reduced -4.6k |
| US BANCORP \DE\ 0.00% of their portfolio | 1.0k $2.9k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 500 $1.5k | New |
| HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio | 500 $1.5k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 481 $1.4k | Unchanged |