CREDIT SUISSE ASSET MGMT INC CIK
COM · Closed-End Fund · CUSIP 224916106
49
institutional holders
-3 vs Q1 2025
4.6m
shares reported held*
$13.6mreported value*
5 new
14 added
12 reduced
9 sold out
net sold ≈ $1.1m (-362.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.96.
Trends to Q2 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 40 |
| Q4 2022 | 48 |
| Q1 2023 | 48 |
| Q2 2023 | 45 |
| Q3 2023 | 47 |
| Q4 2023 | 50 |
| Q1 2024 | 43 |
| Q2 2024 | 40 |
| Q3 2024 | 43 |
| Q4 2024 | 49 |
| Q1 2025 | 52 |
| Q2 2025 | 49 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 20 | 16 |
| Q4 2023 | 23 | 15 |
| Q1 2024 | 15 | 19 |
| Q2 2024 | 16 | 17 |
| Q3 2024 | 17 | 13 |
| Q4 2024 | 25 | 14 |
| Q1 2025 | 21 | 17 |
| Q2 2025 | 19 | 21 |
Biggest buyers
| Shaker Financial Services, LLC | Added | +97.2k |
| LPL Financial LLC | Added | +74.2k |
| BANK OF AMERICA CORP /DE/ | Added | +58.2k |
| ROYAL BANK OF CANADA | Added | +28.5k |
| MORGAN STANLEY | Added | +20.2k |
| JANE STREET GROUP, LLC | New | +20.1k |
| Virtu Financial LLC | New | +14.5k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +12.0k |
| Unified Investment Management | New | +10.3k |
| RAYMOND JAMES FINANCIAL INC | New | +8.5k |
Biggest sellers
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -148.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -140.6k |
| AMERIPRISE FINANCIAL INC | Reduced | -117.4k |
| Chicago Partners Investment Group LLC | Sold out | -62.4k |
| HRT FINANCIAL LP | Sold out | -53.6k |
| Atria Wealth Solutions, Inc. | Reduced | -37.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -32.2k |
| Clearstead Advisors, LLC | Sold out | -27.2k |
| Cetera Investment Advisers | Sold out | -20.0k |
| Arete Wealth Advisors, LLC | Sold out | -16.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -1.3 pts · filed 2026-10-14 | 16.8% |
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-10-02 | 5.1% |
Insider purchases and sales in Q2 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 1 | $20.1k | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 2 | $144.0k | 0 | — | — |
| Q2 2025 | 0 | — | 0 | — | — |
None reported in Q2 2025.
Holders, Q2 2025
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.00% of their portfolio | 1.5m $4.3m | Added +74.2k |
| Invesco Ltd. 0.00% of their portfolio | 531.1k $1.6m | Added +7.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 443.7k $1.3m | Added +58.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.08% of their portfolio | 352.2k $1.0m | Reduced -140.6k |
| Shaker Financial Services, LLC 0.33% of their portfolio | 306.4k $906.9k | Added +97.2k |
| Fiera Capital Corp 0.00% of their portfolio | 160.3k $474.4k | Unchanged |
| IMS Capital Management 0.17% of their portfolio | 122.0k $361.1k | Reduced -11.1k |
| Calamos Advisors LLC 0.00% of their portfolio | 110.3k $326.4k | Reduced -9.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 103.7k $306.9k | Reduced -117.4k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 90.3k $267.2k | Reduced -6.9k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 82.4k $244.0k | Unchanged |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 59.2k $175.3k | Reduced -3.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 57.1k $168.0k | Added +28.5k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 55.1k $163.0k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 51.6k $153.0k | Added +6.2k |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 47.8k $141.5k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 47.2k $139.8k | Added +20.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 44.3k $131.3k | Added +999 |
| MELFA WEALTH MANAGEMENT, INC. 0.08% of their portfolio | 43.0k $127.1k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 37.3k $110.0k | Added +12.0k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 35.3k $104.4k | Reduced -13.2k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 33.4k $99.0k | Added +1.2k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 32.9k $97.0k | Reduced -8.9k |
| Sigma Planning Corp 0.00% of their portfolio | 31.4k $93.0k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 27.3k $80.8k | Added +596 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 25.8k $76.3k | Added +4.0k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 20.1k $59.4k | New |
| PINNACLE ASSOCIATES LTD 0.00% of their portfolio | 17.4k $51.6k | Unchanged |
| Xcel Wealth Management, LLC 0.01% of their portfolio | 15.8k $46.6k | Unchanged |
| &PARTNERS 0.00% of their portfolio | 15.7k $46.5k | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 15.4k $45.5k | Unchanged |
| Virtu Financial LLC 0.00% of their portfolio | 14.5k $43.0k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 13.8k $40.7k | Reduced -32.2k |
| Tactive Advisors, LLC 0.01% of their portfolio | 12.6k $37.2k | First filing |
| Fortis Group Advisors, LLC 0.01% of their portfolio | 12.3k $36.5k | Added +8 |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 11.9k $35.2k | Reduced -37.6k |
| American Financial Advisors, LLC 0.00% of their portfolio | 11.4k $33.8k | Unchanged |
| Unified Investment Management 0.03% of their portfolio | 10.3k $30.6k | New |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 8.5k $25.1k | New |
| Activest Wealth Management 0.00% of their portfolio | 6.1k $18.1k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 5.9k $17.4k | Added +426 |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 4.6k $13.7k | New |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 4.1k $12.0k | Unchanged |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 3.4k $9.8k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.4k $4.2k | Reduced -4.6k |
| US BANCORP \DE\ 0.00% of their portfolio | 1.0k $3.0k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 481 $1.4k | Reduced -481 |
| MAI Capital Management 0.00% of their portfolio | 460 $1.4k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |