Vault-13

CREDIT SUISSE ASSET MGMT INC CIK

COM · Closed-End Fund · CUSIP 224916106

45 institutional holders -3 vs Q1 2023
3,863,2103.9m shares reported held*
$11.4mreported value*
7 new 14 added 13 reduced 10 sold out net sold ≈ $3.3m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.94.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 48Q1 23: 48Q2 23: 4545Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202240
Q4 202248
Q1 202348
Q2 202345

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 23 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222215
Q1 20232116
Q2 20232123

Biggest buyers

LPL Financial LLC Added +55,851+55.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +33,553+33.6k
JPMORGAN CHASE & CO New +30,544+30.5k
WELLS FARGO & COMPANY/MN Added +26,274+26.3k
WEDBUSH SECURITIES INC Added +21,705+21.7k
PINNACLE ASSOCIATES LTD New +17,440+17.4k
JANE STREET GROUP, LLC New +11,788+11.8k
CreativeOne Wealth, LLC New +11,292+11.3k
MML INVESTORS SERVICES, LLC Added +7,641+7.6k
AMERIPRISE FINANCIAL INC Added +4,234+4.2k

Biggest sellers

Shaker Financial Services, LLC Sold out -379,201-379.2k
SIT INVESTMENT ASSOCIATES INC Sold out -331,524-331.5k
WOLVERINE ASSET MANAGEMENT LLC Sold out -249,846-249.8k
Walleye Capital LLC Sold out -80,888-80.9k
Invesco Ltd. Reduced -74,501-74.5k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -59,680-59.7k
NOMURA HOLDINGS INC Sold out -36,103-36.1k
BANK OF AMERICA CORP /DE/ Reduced -31,733-31.7k
UBS Group AG Reduced -16,282-16.3k
Sigma Planning Corp Reduced -14,864-14.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.3 pts · filed 2026-10-14 16.8% -1.3 pts 9.2m≈ $22.9m 2026-10-14
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-10-02 5.1% new 2.8m≈ $6.9m 2026-10-02

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,415,9281.4m $4.2m $4.2m 0.00% Added +55.9k +55,851
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 508,275508.3k $1.5m $1.5m 0.00% Reduced -31.7k -31,733
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 433,023433.0k $1.3m $1.3m 0.00% Reduced -74.5k -74,501
4 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 206,900206.9k $608.3k $608.3k 0.01% Added +400 +400
5 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 131,949131.9k $387.9k $387.9k 0.01% Reduced -11.8k -11,843
6 IMS Capital Management 0.18% of their portfolio PORTLAND, OR 108,442108.4k $318.8k $318.8k 0.18% Added +1.5k +1,546
7 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 101,121101.1k $297.3k $297.3k 0.01% Reduced -14.9k -14,864
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 68,29368.3k $200.8k $200.8k 0.00% Added +1.6k +1,581
9 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 63,27163.3k $186.0k $186.0k 0.00% Added +7.6k +7,641
10 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 58,29558.3k $171.0k $171.0k 0.00% Reduced -400 -400
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 51,06451.1k $150.1k $150.1k 0.00% Added +26.3k +26,274
12 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 50,92150.9k $149.7k $149.7k 0.00% Reduced -1 -1
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 48,10748.1k $141.4k $141.4k 0.00% Reduced -11.9k -11,905
14 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 45,41045.4k $134.0k $134.0k 0.01% Added +21.7k +21,705
15 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 42,99043.0k $126.4k $126.4k 0.01% Added +318 +318
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 40,50040.5k $119.1k $119.1k 0.00% Reduced -2.8k -2,819
17 Columbia Asset Management 0.03% of their portfolio Ann Arbor, MI 40,00040.0k $118.0k $118.0k 0.03% Unchanged
18 Strategic Advisors LLC 0.02% of their portfolio New York, NY 38,44238.4k $113.0k $113.0k 0.02% Added +572 +572
19 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 35,77835.8k $105.2k $105.2k 0.00% Reduced -2.0k -2,000
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,55333.6k $98.6k $98.6k 0.00% New
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,54430.5k $89.8k $89.8k 0.00% New
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 28,54628.5k $84.0k $84.0k 0.00% Unchanged
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 26,76526.8k $78.7k $78.7k 0.00% Added +4.2k +4,234
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,71522.7k $67.0k $67.0k 0.00% Added +139 +139
25 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 20,86320.9k $61.3k $61.3k 0.00% First filing
26 Astoria Portfolio Advisors LLC. 0.02% of their portfolio NEW YORK, NY 20,42820.4k $60.1k $60.1k 0.02% Added +599 +599
27 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 19,03119.0k $56.0k $56.0k 0.00% Unchanged
28 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,35118.4k $54.0k $54.0k 0.00% Reduced -2.6k -2,649
29 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 17,44017.4k $51.3k $51.3k 0.00% New
30 Xcel Wealth Management, LLC 0.01% of their portfolio Holly Hill, FL 15,37515.4k $45.2k $45.2k 0.01% Added +2.5k +2,500
31 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,59214.6k $42.9k $42.9k 0.00% Added +350 +350
32 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 14,50014.5k $42.6k $42.6k 0.00% Unchanged
33 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 13,90013.9k $40.9k $40.9k 0.00% Reduced -9.9k -9,857
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,87413.9k $40.8k $40.8k 0.00% Reduced -5.3k -5,332
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,50412.5k $36.8k $36.8k 0.00% Unchanged
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,78811.8k $34.7k $34.7k 0.00% New
37 American Financial Advisors, LLC 0.01% of their portfolio Marietta, GA 11,42511.4k $33.6k $33.6k 0.01% Unchanged
38 CreativeOne Wealth, LLC 0.00% of their portfolio OVERLAND PARK, KS 11,29211.3k $33.0k $33.0k 0.00% New
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,6718.7k $25.5k $25.5k 0.00% Reduced -16.3k -16,282
40 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 3,4003.4k $10.0k $10.0k 0.00% New
41 DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio MEMPHIS, TN 2,1002.1k $6.2k $6.2k 0.00% Unchanged
42 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,3631.4k $4.0k $4.0k 0.00% New
43 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0001.0k $2.9k $2.9k 0.00% Unchanged
44 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 481481 $1.4k $1.4k 0.00% Unchanged
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged