CREDIT SUISSE ASSET MGMT INC CIK
COM · Closed-End Fund · CUSIP 224916106
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.94.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 40 |
| Q4 2022 | 48 |
| Q1 2023 | 48 |
| Q2 2023 | 45 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 22 | 15 |
| Q1 2023 | 21 | 16 |
| Q2 2023 | 21 | 23 |
Biggest buyers
| LPL Financial LLC | Added | +55.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +33.6k |
| JPMORGAN CHASE & CO | New | +30.5k |
| WELLS FARGO & COMPANY/MN | Added | +26.3k |
| WEDBUSH SECURITIES INC | Added | +21.7k |
| PINNACLE ASSOCIATES LTD | New | +17.4k |
| JANE STREET GROUP, LLC | New | +11.8k |
| CreativeOne Wealth, LLC | New | +11.3k |
| MML INVESTORS SERVICES, LLC | Added | +7.6k |
| AMERIPRISE FINANCIAL INC | Added | +4.2k |
Biggest sellers
| Shaker Financial Services, LLC | Sold out | -379.2k |
| SIT INVESTMENT ASSOCIATES INC | Sold out | -331.5k |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -249.8k |
| Walleye Capital LLC | Sold out | -80.9k |
| Invesco Ltd. | Reduced | -74.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -59.7k |
| NOMURA HOLDINGS INC | Sold out | -36.1k |
| BANK OF AMERICA CORP /DE/ | Reduced | -31.7k |
| UBS Group AG | Reduced | -16.3k |
| Sigma Planning Corp | Reduced | -14.9k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -1.3 pts · filed 2026-10-14 | 16.8% |
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-10-02 | 5.1% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.00% of their portfolio | 1.4m $4.2m | Added +55.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 508.3k $1.5m | Reduced -31.7k |
| Invesco Ltd. 0.00% of their portfolio | 433.0k $1.3m | Reduced -74.5k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 206.9k $608.3k | Added +400 |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 131.9k $387.9k | Reduced -11.8k |
| IMS Capital Management 0.18% of their portfolio | 108.4k $318.8k | Added +1.5k |
| Sigma Planning Corp 0.01% of their portfolio | 101.1k $297.3k | Reduced -14.9k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 68.3k $200.8k | Added +1.6k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 63.3k $186.0k | Added +7.6k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 58.3k $171.0k | Reduced -400 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 51.1k $150.1k | Added +26.3k |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 50.9k $149.7k | Reduced -1 |
| MORGAN STANLEY 0.00% of their portfolio | 48.1k $141.4k | Reduced -11.9k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 45.4k $134.0k | Added +21.7k |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 43.0k $126.4k | Added +318 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 40.5k $119.1k | Reduced -2.8k |
| Columbia Asset Management 0.03% of their portfolio | 40.0k $118.0k | Unchanged |
| Strategic Advisors LLC 0.02% of their portfolio | 38.4k $113.0k | Added +572 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 35.8k $105.2k | Reduced -2.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 33.6k $98.6k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 30.5k $89.8k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 28.5k $84.0k | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 26.8k $78.7k | Added +4.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 22.7k $67.0k | Added +139 |
| CoreCap Advisors, LLC 0.00% of their portfolio | 20.9k $61.3k | First filing |
| Astoria Portfolio Advisors LLC. 0.02% of their portfolio | 20.4k $60.1k | Added +599 |
| Fiera Capital Corp 0.00% of their portfolio | 19.0k $56.0k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 18.4k $54.0k | Reduced -2.6k |
| PINNACLE ASSOCIATES LTD 0.00% of their portfolio | 17.4k $51.3k | New |
| Xcel Wealth Management, LLC 0.01% of their portfolio | 15.4k $45.2k | Added +2.5k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 14.6k $42.9k | Added +350 |
| DAVENPORT & Co LLC 0.00% of their portfolio | 14.5k $42.6k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 13.9k $40.9k | Reduced -9.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 13.9k $40.8k | Reduced -5.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 12.5k $36.8k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 11.8k $34.7k | New |
| American Financial Advisors, LLC 0.01% of their portfolio | 11.4k $33.6k | Unchanged |
| CreativeOne Wealth, LLC 0.00% of their portfolio | 11.3k $33.0k | New |
| UBS Group AG 0.00% of their portfolio | 8.7k $25.5k | Reduced -16.3k |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 3.4k $10.0k | New |
| DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio | 2.1k $6.2k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 1.4k $4.0k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 1.0k $2.9k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 481 $1.4k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |