Vault-13

CREDIT SUISSE ASSET MGMT INC CIK

COM · Closed-End Fund · CUSIP 224916106

48 institutional holders +8 vs Q3 2022
4,514,5424.5m shares reported held*
$11.4mreported value*
11 new 11 added 12 reduced 3 sold out net bought ≈ $317.1k (+125.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.52.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 40Q4 22: 4848Q3 22Q4 22
Numbers
QuarterHolders
Q3 202240
Q4 202248

Biggest buyers

Shaker Financial Services, LLC New +94,120+94.1k
WOLVERINE ASSET MANAGEMENT LLC New +93,222+93.2k
SIT INVESTMENT ASSOCIATES INC New +70,729+70.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +43,596+43.6k
Invesco Ltd. Added +41,424+41.4k
B. Riley Wealth Advisors, Inc. Added +40,394+40.4k
Walleye Capital LLC New +24,196+24.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +23,222+23.2k
CITADEL ADVISORS LLC New +21,431+21.4k
Astoria Portfolio Advisors LLC. New +13,718+13.7k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -185,351-185.4k
LPL Financial LLC Reduced -41,542-41.5k
HRT FINANCIAL LP Sold out -32,508-32.5k
BSW Wealth Partners Sold out -27,500-27.5k
Strategic Advisors LLC Reduced -19,413-19.4k
MML INVESTORS SERVICES, LLC Reduced -15,569-15.6k
UBS Group AG Reduced -14,620-14.6k
QP WEALTH MANAGEMENT, LLC Sold out -14,600-14.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -14,480-14.5k
Janney Montgomery Scott LLC Reduced -8,600-8.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.3 pts · filed 2026-10-14 16.8% -1.3 pts 9.2m≈ $22.9m 2026-10-14
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-10-02 5.1% new 2.8m≈ $6.9m 2026-10-02

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,306,8271.3m $3.3m $3.3m 0.00% Reduced -41.5k -41,542
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 555,758555.8k $1.4m $1.4m 0.00% Reduced -3.9k -3,900
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 515,655515.7k $1.3m $1.3m 0.00% Added +41.4k +41,424
4 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 270,533270.5k $681.7k $681.7k 0.02% Added +40.4k +40,394
5 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 220,100220.1k $554.7k $554.7k 0.01% Reduced -1.9k -1,850
6 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 199,062199.1k $501.6k $501.6k 0.00% Added +10.8k +10,759
7 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 137,148137.1k $345.6k $345.6k 0.01% Added +1.4k +1,388
8 IMS Capital Management 0.17% of their portfolio PORTLAND, OR 105,313105.3k $265.4k $265.4k 0.17% Added +2.8k +2,823
9 Shaker Financial Services, LLC 0.11% of their portfolio Arlington, VA 94,12094.1k $237.2k $237.2k 0.11% New
10 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 93,22293.2k $234.9k $234.9k 0.00% New
11 SIT INVESTMENT ASSOCIATES INC 0.00% of their portfolio Minneapolis, MN 70,72970.7k $178.0k $178.0k 0.00% New
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 66,52766.5k $167.6k $167.6k 0.00% Added +7.9k +7,944
13 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 61,78961.8k $156.0k $156.0k 0.00% Reduced -15.6k -15,569
14 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 58,69558.7k $148.0k $148.0k 0.00% Reduced -8.6k -8,600
15 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 53,62253.6k $135.0k $135.0k 0.00% Reduced -2.4k -2,379
16 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 52,25152.3k $131.7k $131.7k 0.00% Unchanged
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,59643.6k $109.9k $109.9k 0.00% New
18 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 40,50040.5k $102.1k $102.1k 0.00% Unchanged
19 Columbia Asset Management 0.02% of their portfolio Ann Arbor, MI 40,00040.0k $101.0k $101.0k 0.02% Unchanged
20 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 37,52437.5k $94.6k $94.6k 0.01% Reduced -1.6k -1,563
21 Strategic Advisors LLC 0.02% of their portfolio New York, NY 37,28337.3k $94.0k $94.0k 0.02% Reduced -19.4k -19,413
22 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 30,86330.9k $77.8k $77.8k 0.01% Added +2.6k +2,563
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 29,92229.9k $75.0k $75.0k 0.00% Unchanged
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,53029.5k $74.4k $74.4k 0.00% Reduced -185.4k -185,351
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 24,78924.8k $62.5k $62.5k 0.00% Unchanged
26 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 24,19624.2k $61.0k $61.0k 0.00% New
27 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 23,75723.8k $59.9k $59.9k 0.00% Unchanged
28 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 23,59623.6k $59.0k $59.0k 0.00% Reduced -2.5k -2,541
29 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 23,22223.2k $58.5k $58.5k 0.01% New
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 22,81322.8k $57.5k $57.5k 0.00% Reduced -14.6k -14,620
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,43222.4k $56.0k $56.0k 0.00% Added +144 +144
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 21,98522.0k $55.0k $55.0k 0.00% Added +541 +541
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,43121.4k $54.0k $54.0k 0.00% New
34 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,00021.0k $53.0k $53.0k 0.00% Unchanged
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,66320.7k $52.0k $52.0k 0.00% Added +4.9k +4,859
36 INVESTMENT MANAGEMENT OF VIRGINIA LLC 0.01% of their portfolio RICHMOND, VA 17,44017.4k $43.9k $43.9k 0.01% Unchanged
37 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 14,50014.5k $36.5k $36.5k 0.00% Unchanged
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,96314.0k $35.2k $35.2k 0.00% Reduced -14.5k -14,480
39 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,88013.9k $35.0k $35.0k 0.00% Added +360 +360
40 Astoria Portfolio Advisors LLC. 0.02% of their portfolio NEW YORK, NY 13,71813.7k $36.4k $36.4k 0.02% New
41 Xcel Wealth Management, LLC 0.01% of their portfolio Holly Hill, FL 12,87512.9k $32.4k $32.4k 0.01% Unchanged
42 SeaCrest Wealth Management, LLC 0.00% of their portfolio PURCHASE, NY 12,20712.2k $30.8k $30.8k 0.00% New
43 American Financial Advisors, LLC 0.00% of their portfolio Marietta, GA 11,42511.4k $28.8k $28.8k 0.00% Unchanged
44 DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio MEMPHIS, TN 2,1002.1k $5.3k $5.3k 0.00% New
45 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0001.0k $2.5k $2.5k 0.00% Unchanged
46 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 500500 $1.3k $1.3k 0.00% New
47 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 481481 $1.2k $1.2k 0.00% Unchanged
48 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged