CREDIT SUISSE ASSET MGMT INC CIK
COM · Closed-End Fund · CUSIP 224916106
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.52.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 40 |
| Q4 2022 | 48 |
Biggest buyers
| Shaker Financial Services, LLC | New | +94.1k |
| WOLVERINE ASSET MANAGEMENT LLC | New | +93.2k |
| SIT INVESTMENT ASSOCIATES INC | New | +70.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +43.6k |
| Invesco Ltd. | Added | +41.4k |
| B. Riley Wealth Advisors, Inc. | Added | +40.4k |
| Walleye Capital LLC | New | +24.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +23.2k |
| CITADEL ADVISORS LLC | New | +21.4k |
| Astoria Portfolio Advisors LLC. | New | +13.7k |
Biggest sellers
| RAYMOND JAMES & ASSOCIATES | Reduced | -185.4k |
| LPL Financial LLC | Reduced | -41.5k |
| HRT FINANCIAL LP | Sold out | -32.5k |
| BSW Wealth Partners | Sold out | -27.5k |
| Strategic Advisors LLC | Reduced | -19.4k |
| MML INVESTORS SERVICES, LLC | Reduced | -15.6k |
| UBS Group AG | Reduced | -14.6k |
| QP WEALTH MANAGEMENT, LLC | Sold out | -14.6k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Reduced | -14.5k |
| Janney Montgomery Scott LLC | Reduced | -8.6k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -1.3 pts · filed 2026-10-14 | 16.8% |
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-10-02 | 5.1% |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.00% of their portfolio | 1.3m $3.3m | Reduced -41.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 555.8k $1.4m | Reduced -3.9k |
| Invesco Ltd. 0.00% of their portfolio | 515.7k $1.3m | Added +41.4k |
| B. Riley Wealth Advisors, Inc. 0.02% of their portfolio | 270.5k $681.7k | Added +40.4k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 220.1k $554.7k | Reduced -1.9k |
| Fiera Capital Corp 0.00% of their portfolio | 199.1k $501.6k | Added +10.8k |
| Sigma Planning Corp 0.01% of their portfolio | 137.1k $345.6k | Added +1.4k |
| IMS Capital Management 0.17% of their portfolio | 105.3k $265.4k | Added +2.8k |
| Shaker Financial Services, LLC 0.11% of their portfolio | 94.1k $237.2k | New |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 93.2k $234.9k | New |
| SIT INVESTMENT ASSOCIATES INC 0.00% of their portfolio | 70.7k $178.0k | New |
| MORGAN STANLEY 0.00% of their portfolio | 66.5k $167.6k | Added +7.9k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 61.8k $156.0k | Reduced -15.6k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 58.7k $148.0k | Reduced -8.6k |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 53.6k $135.0k | Reduced -2.4k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 52.3k $131.7k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 43.6k $109.9k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 40.5k $102.1k | Unchanged |
| Columbia Asset Management 0.02% of their portfolio | 40.0k $101.0k | Unchanged |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 37.5k $94.6k | Reduced -1.6k |
| Strategic Advisors LLC 0.02% of their portfolio | 37.3k $94.0k | Reduced -19.4k |
| CoreCap Advisors, LLC 0.01% of their portfolio | 30.9k $77.8k | Added +2.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 29.9k $75.0k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 29.5k $74.4k | Reduced -185.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 24.8k $62.5k | Unchanged |
| Walleye Capital LLC 0.00% of their portfolio | 24.2k $61.0k | New |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 23.8k $59.9k | Unchanged |
| WEDBUSH SECURITIES INC 0.00% of their portfolio | 23.6k $59.0k | Reduced -2.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio | 23.2k $58.5k | New |
| UBS Group AG 0.00% of their portfolio | 22.8k $57.5k | Reduced -14.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 22.4k $56.0k | Added +144 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 22.0k $55.0k | Added +541 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 21.4k $54.0k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 21.0k $53.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 20.7k $52.0k | Added +4.9k |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC 0.01% of their portfolio | 17.4k $43.9k | Unchanged |
| DAVENPORT & Co LLC 0.00% of their portfolio | 14.5k $36.5k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 14.0k $35.2k | Reduced -14.5k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 13.9k $35.0k | Added +360 |
| Astoria Portfolio Advisors LLC. 0.02% of their portfolio | 13.7k $36.4k | New |
| Xcel Wealth Management, LLC 0.01% of their portfolio | 12.9k $32.4k | Unchanged |
| SeaCrest Wealth Management, LLC 0.00% of their portfolio | 12.2k $30.8k | New |
| American Financial Advisors, LLC 0.00% of their portfolio | 11.4k $28.8k | Unchanged |
| DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio | 2.1k $5.3k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 1.0k $2.5k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 500 $1.3k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 481 $1.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |