Vault-13

CORNERSTONE STRATEGIC INVEST CLM

COM · Closed-End Fund · CUSIP 21924B302

139 institutional holders +12 vs Q4 2025
42,490,33842.5m shares reported held*
$310.0mreported value*
24 new 58 added 25 reduced 11 sold out net bought ≈ $96.0m (+13.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.30.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 89Q1 23: 89Q2 23: 92Q3 23: 92Q4 23: 110Q1 24: 108Q2 24: 117Q3 24: 118Q4 24: 128Q1 25: 123Q2 25: 123Q3 25: 126Q4 25: 127Q1 26: 139139Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202278
Q4 202289
Q1 202389
Q2 202392
Q3 202392
Q4 2023110
Q1 2024108
Q2 2024117
Q3 2024118
Q4 2024128
Q1 2025123
Q2 2025123
Q3 2025126
Q4 2025127
Q1 2026139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 68 bought or addedQ2 24: 33 cut or sold outQ3 24: 62 bought or addedQ3 24: 40 cut or sold outQ3 24Q4 24: 65 bought or addedQ4 24: 50 cut or sold outQ1 25: 59 bought or addedQ1 25: 59 cut or sold outQ1 25Q2 25: 72 bought or addedQ2 25: 44 cut or sold outQ3 25: 65 bought or addedQ3 25: 44 cut or sold outQ3 25Q4 25: 65 bought or addedQ4 25: 48 cut or sold outQ1 26: 82 bought or addedQ1 26: 36 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20246833
Q3 20246240
Q4 20246550
Q1 20255959
Q2 20257244
Q3 20256544
Q4 20256548
Q1 20268236

Biggest buyers

Alpine Global Management, LLC Added +5,674,519+5.7m
BOOTHBAY FUND MANAGEMENT, LLC Added +5,459,213+5.5m
Quarry LP Added +2,253,957+2.3m
PFG Investments, LLC Added +1,125,223+1.1m
Warberg Asset Management LLC New +1,041,935+1.0m
LPL Financial LLC Added +619,212+619.2k
Cable Car Capital, LP Added +588,316+588.3k
Cambridge Investment Research Advisors, Inc. Added +478,353+478.4k
Almitas Capital LLC New +442,014+442.0k
WJ Financial Advisors LLC Added +181,900+181.9k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -4,482,184-4.5m
Stratos Wealth Partners, LTD. Reduced -283,574-283.6k
J.W. COLE ADVISORS, INC. Sold out -219,637-219.6k
Yakira Capital Management, Inc. Reduced -180,495-180.5k
OSAIC HOLDINGS, INC. Reduced -122,134-122.1k
Aptus Capital Advisors, LLC Reduced -93,064-93.1k
JANE STREET GROUP, LLC Reduced -88,330-88.3k
Kovack Advisors, Inc. Reduced -66,924-66.9k
MARK SHEPTOFF FINANCIAL PLANNING, LLC Sold out -34,913-34.9k
OneAscent Family Office, LLC Sold out -34,000-34.0k

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 1 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—1$284.9k—
Q4 20250—0——
Q1 20260—0——

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpine Global Management, LLC 7.54% of their portfolio NEW YORK, NY 6,814,3326.8m $49.6m $49.6m 7.54% Added +5.7m +5,674,519
2 BOOTHBAY FUND MANAGEMENT, LLC 1.14% of their portfolio NEW YORK, NY 6,744,5536.7m $49.1m $49.1m 1.14% Added +5.5m +5,459,213
3 PFG Investments, LLC 1.40% of their portfolio WOODBURY, NY 4,123,0314.1m $30.0m $30.0m 1.40% Added +1.1m +1,125,223
4 Quarry LP 5.12% of their portfolio NEW YORK, NY 3,489,2643.5m $25.4m $25.4m 5.12% Added +2.3m +2,253,957
5 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 3,249,0133.2m $23.7m $23.7m 0.03% Reduced -122.1k -122,134
6 Sculptor Capital LP 0.26% of their portfolio New York, NY 3,143,5893.1m $22.9m $22.9m 0.26% Added +175.9k +175,853
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 2,421,5302.4m $17.6m $17.6m 0.00% Added +619.2k +619,212
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 1,355,3781.4m $9.9m $9.9m 0.01% Added +155.1k +155,132
9 Cable Car Capital, LP 3.37% of their portfolio SAN FRANCISCO, CA 1,249,9991.2m $9.7m $9.7m 3.37% Added +588.3k +588,316
10 Warberg Asset Management LLC 2.21% of their portfolio WINNETKA, IL 1,041,9351.0m $7.6m $7.6m 2.21% New
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 1,039,9301.0m $7.6m $7.6m 0.02% Added +478.4k +478,353
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 654,939654.9k $4.8m $4.8m 0.00% Added +96.1k +96,062
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 629,931629.9k $4.6m $4.6m 0.01% Reduced -25.0k -25,000
14 Perennial Investment Advisors, LLC 0.28% of their portfolio Los Angeles, CA 475,766475.8k $3.5m $3.5m 0.28% Added +10.2k +10,202
15 WJ Financial Advisors LLC 2.62% of their portfolio KILLINGWORTH, CT 444,915444.9k $3.2m $3.2m 2.62% Added +181.9k +181,900
16 Almitas Capital LLC 0.73% of their portfolio SANTA MONICA, CA 442,014442.0k $3.2m $3.2m 0.73% New
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 377,080377.1k $2.7m $2.7m 0.00% Added +9.6k +9,610
18 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 342,511342.5k $2.5m $2.5m 0.03% Reduced -283.6k -283,574
19 Yakira Capital Management, Inc. 0.65% of their portfolio Westport, CT 306,712306.7k $2.2m $2.2m 0.65% Reduced -180.5k -180,495
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 294,428294.4k $2.1m $2.1m 0.00% Added +9.9k +9,869
21 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 202,929202.9k $1.5m $1.5m 0.00% Added +24.8k +24,843
22 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 159,613159.6k $1.2m $1.2m 0.00% Reduced -747 -747
23 SIT INVESTMENT ASSOCIATES INC 0.02% of their portfolio Minneapolis, MN 158,042158.0k $1.2m $1.2m 0.02% Reduced -4.5m -4,482,184
24 WINEBRENNER CAPITAL MANAGEMENT LLC 0.74% of their portfolio LOUISVILLE, KY 157,800157.8k $1.1m $1.1m 0.74% Added +21.0k +21,046
25 StoneX Group Inc. 0.06% of their portfolio NEW YORK, NY 155,124155.1k $1.1m $1.1m 0.06% Added +12.2k +12,175
26 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 145,939145.9k $1.1m $1.1m 0.00% Unchanged
27 Kovack Advisors, Inc. 0.06% of their portfolio FT. LAUDERDALE, FL 144,289144.3k $1.1m $1.1m 0.06% Reduced -66.9k -66,924
28 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 108,687108.7k $791.2k $791.2k 0.01% Reduced -93.1k -93,064
29 Savvy Advisors, Inc. 0.02% of their portfolio NEW YORK, NY 107,490107.5k $782.5k $782.5k 0.02% Reduced -1.3k -1,270
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 99,68399.7k $725.7k $725.7k 0.00% Added +11.8k +11,806
31 CREATIVE FINANCIAL DESIGNS INC /ADV 0.04% of their portfolio KOKOMO, IN 93,98294.0k $684.2k $684.2k 0.04% Added +2.9k +2,873
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 91,95292.0k $669.4k $669.4k 0.00% Reduced -88.3k -88,330
33 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 90,86790.9k $661.5k $661.5k 0.00% Added +80.7k +80,678
34 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 86,67386.7k $631.0k $631.0k 0.01% Reduced -1.0k -1,018
35 Encompass More Asset Management 0.10% of their portfolio Danville, CA 80,94680.9k $589.3k $589.3k 0.10% Reduced -27 -27
36 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 76,81476.8k $559.2k $559.2k 0.01% Added +625 +625
37 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 72,58772.6k $528.4k $528.4k 0.01% Reduced -5.1k -5,148
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 65,91765.9k $479.9k $479.9k 0.00% Added +5.0k +5,017
39 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 57,49657.5k $418.6k $418.6k 0.02% New
40 Garden State Investment Advisory Services LLC 0.10% of their portfolio Red Bank, NJ 57,26057.3k $417.0k $417.0k 0.10% Added +5.2k +5,180
41 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 54,60854.6k $397.6k $397.6k 0.00% Added +626 +626
42 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 53,16753.2k $387.1k $387.1k 0.00% Reduced -18.7k -18,736
43 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 52,22052.2k $380.2k $380.2k 0.00% Added +18.4k +18,379
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 50,78350.8k $369.7k $369.7k 0.00% Added +507 +507
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,73450.7k $369.3k $369.3k 0.00% Added +3.9k +3,875
46 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 50,20050.2k $365.5k $365.5k 0.00% Added +200 +200
47 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 48,79848.8k $355.2k $355.2k 0.01% Added +4.1k +4,052
48 BlackRock, Inc. 0.00% of their portfolio New York, NY 41,25841.3k $300.4k $300.4k 0.00% Unchanged
49 FIRETHORN WEALTH PARTNERS, LLC 0.11% of their portfolio AUGUSTA, GA 40,25540.3k $293.1k $293.1k 0.11% Added +20.5k +20,493
50 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 37,07237.1k $269.9k $269.9k 0.00% New
51 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 36,80536.8k $267.9k $267.9k 0.01% Added +17.3k +17,346
52 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 33,78733.8k $246.0k $246.0k 0.00% Reduced -1.7k -1,684
53 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 33,08933.1k $240.9k $240.9k 0.00% Unchanged
54 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 30,06730.1k $218.9k $218.9k 0.00% New
55 Buska Wealth Management, LLC 0.09% of their portfolio WAUSAU, WI 29,43529.4k $214.3k $214.3k 0.09% Added +802 +802
56 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 28,73228.7k $209.2k $209.2k 0.00% Unchanged
57 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 28,66828.7k $208.7k $208.7k 0.00% New
58 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 28,54728.5k $207.8k $207.8k 0.02% Reduced -1.4k -1,375
59 AMERIFLEX GROUP, INC. 0.10% of their portfolio LAS VEGAS, NV 28,00028.0k $203.8k $203.8k 0.10% Unchanged
60 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,63426.6k $193.9k $193.9k 0.00% Unchanged
61 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 25,80525.8k $187.9k $187.9k 0.00% Added +896 +896
62 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 25,20525.2k $183.5k $183.5k 0.01% Added +6.8k +6,750
63 Chicago Partners Investment Group LLC 0.00% of their portfolio CHICAGO, IL 24,94024.9k $186.3k $186.3k 0.00% Reduced -492 -492
64 HF Advisory Group, LLC 0.06% of their portfolio Annapolis, MD 24,49924.5k $178.4k $178.4k 0.06% Added +924 +924
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 24,02324.0k $176.3k $176.3k 0.00% Reduced -10.0k -10,016
66 Pasadena Private Wealth, LLC 0.02% of their portfolio PASADENA, CA 23,66123.7k $172.2k $172.2k 0.02% Added +3.2k +3,204
67 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 23,33323.3k $169.9k $169.9k 0.00% Added +13.3k +13,333
68 BECKER CAPITAL MANAGEMENT INC 0.00% of their portfolio Portland, OR 22,03722.0k $160.4k $160.4k 0.00% Added +2.6k +2,566
69 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 21,40021.4k $155.8k $155.8k 0.00% Unchanged
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 21,28521.3k $148.4k $148.4k 0.00% Added +18.3k +18,253
71 SMITH CHAS P & ASSOCIATES PA CPAS 0.01% of their portfolio LAKELAND, FL 20,66320.7k $150.4k $150.4k 0.01% New
72 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 20,35420.4k $148.2k $148.2k 0.00% Added +700 +700
73 HOWE & RUSLING INC 0.01% of their portfolio ROCHESTER, NY 20,14220.1k $146.6k $146.6k 0.01% New
74 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 19,96120.0k $145.3k $145.3k 0.00% Added +346 +346
75 EVOLUTION WEALTH MANAGEMENT INC. 0.10% of their portfolio FORT MYERS, FL 19,42519.4k $141.4k $141.4k 0.10% Unchanged
76 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 19,17619.2k $139.6k $139.6k 0.00% Reduced -23.2k -23,224
77 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 19,17119.2k $139.6k $139.6k 0.00% Added +7.1k +7,094
78 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 18,63118.6k $135.6k $135.6k 0.00% Reduced -796 -796
79 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 17,88017.9k $130.2k $130.2k 0.00% New
80 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 17,85017.9k $130.0k $130.0k 0.00% Added +700 +700
81 UBS Group AG 0.00% of their portfolio ZURICH, V8 17,63417.6k $128.4k $128.4k 0.00% Unchanged
82 INTEGRITY ALLIANCE, LLC. 0.00% of their portfolio Urbandale, IA 17,63117.6k $128.4k $128.4k 0.00% Reduced -11 -11
83 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,49017.5k $127.3k $127.3k 0.00% Added +571 +571
84 Capital CS Group, LLC 0.26% of their portfolio IRVINE, CA 17,15617.2k $124.9k $124.9k 0.26% Added +617 +617
85 A4 Wealth Advisors LLC 0.10% of their portfolio HUNTERSVILLE, NC 15,97216.0k $116.3k $116.3k 0.10% Unchanged
86 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,91615.9k $115.9k $115.9k 0.00% Unchanged
87 Virtu Financial LLC 0.00% of their portfolio New York, NY 15,59315.6k $114.0k $114.0k 0.00% New
88 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 15,05415.1k $109.6k $109.6k 0.00% New
89 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 14,74814.7k $107.4k $107.4k 0.00% Reduced -15.6k -15,606
90 Strategic Financial Concepts, LLC 0.03% of their portfolio SAN ANTONIO, TX 14,70014.7k $107.0k $107.0k 0.03% New
91 Accurate Wealth Management, LLC 0.01% of their portfolio WESLEY CHAPEL, FL 14,00314.0k $103.9k $103.9k 0.01% New
92 NWF Advisory Services Inc. 0.01% of their portfolio Los Angeles, CA 13,50013.5k $98.3k $98.3k 0.01% Added +1.0k +1,000
93 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.01% of their portfolio ST. LOUIS, MO 13,21913.2k $96.2k $96.2k 0.01% Added +703 +703
94 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,12513.1k $95.5k $95.5k 0.00% Reduced -7.8k -7,765
95 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 12,91912.9k $94.0k $94.0k 0.00% New
96 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 12,77312.8k $93.0k $93.0k 0.00% Unchanged
97 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 12,65412.7k $92.1k $92.1k 0.00% New
98 Secure Asset Management, LLC 0.01% of their portfolio Troy, MI 12,53012.5k $91.2k $91.2k 0.01% New
99 Redhawk Wealth Advisors, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 12,45912.5k $90.7k $90.7k 0.01% Added +567 +567
100 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 11,91011.9k $86.7k $86.7k 0.00% Unchanged