Vault-13

CORNERSTONE STRATEGIC INVEST CLM

COM · Closed-End Fund · CUSIP 21924B302

126 institutional holders +3 vs Q2 2025
37,996,88938.0m shares reported held*
$314.1mreported value*
18 new 47 added 31 reduced 13 sold out net sold ≈ $18.8m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.27.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 89Q1 23: 89Q2 23: 92Q3 23: 92Q4 23: 110Q1 24: 108Q2 24: 117Q3 24: 118Q4 24: 128Q1 25: 123Q2 25: 123Q3 25: 126126Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202278
Q4 202289
Q1 202389
Q2 202392
Q3 202392
Q4 2023110
Q1 2024108
Q2 2024117
Q3 2024118
Q4 2024128
Q1 2025123
Q2 2025123
Q3 2025126

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 60 bought or addedQ4 23: 28 cut or sold outQ1 24: 61 bought or addedQ1 24: 39 cut or sold outQ1 24Q2 24: 68 bought or addedQ2 24: 33 cut or sold outQ3 24: 62 bought or addedQ3 24: 40 cut or sold outQ3 24Q4 24: 65 bought or addedQ4 24: 50 cut or sold outQ1 25: 59 bought or addedQ1 25: 59 cut or sold outQ1 25Q2 25: 72 bought or addedQ2 25: 44 cut or sold outQ3 25: 65 bought or addedQ3 25: 44 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20236028
Q1 20246139
Q2 20246833
Q3 20246240
Q4 20246550
Q1 20255959
Q2 20257244
Q3 20256544

Biggest buyers

Cetera Investment Advisers Added +456,498+456.5k
Alpine Global Management, LLC Added +380,985+381.0k
BOOTHBAY FUND MANAGEMENT, LLC Added +272,623+272.6k
SIT INVESTMENT ASSOCIATES INC Added +246,268+246.3k
Sculptor Capital LP Added +145,876+145.9k
LPL Financial LLC Added +89,940+89.9k
Creative Planning Added +77,970+78.0k
AMERIFLEX GROUP, INC. New +64,600+64.6k
MARK SHEPTOFF FINANCIAL PLANNING, LLC New +34,913+34.9k
OneAscent Family Office, LLC New +34,000+34.0k

Biggest sellers

ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -1,229,119-1.2m
Thomas J. Herzfeld Advisors, Inc. Reduced -1,065,427-1.1m
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -792,077-792.1k
Ursa Fund Management, LLC Sold out -275,000-275.0k
US BANCORP \DE\ Reduced -250,000-250.0k
Quarry LP Reduced -234,661-234.7k
Yakira Capital Management, Inc. Reduced -176,116-176.1k
COHEN & STEERS, INC. Reduced -65,000-65.0k
BlackRock, Inc. Reduced -53,940-53.9k
Stratos Wealth Partners, LTD. Reduced -39,999-40.0k

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 1 sellingQ3 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—1$284.9k—
DateInsiderTradeSharesPrice ValueTheir holding
2025-09-10 Morris Matthew Director Sold 1 $8.18 $61 shares -<1%
2025-09-03 Morris Matthew Director Sold 35,000 $8.14 $284.9k35.0k shares

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpine Global Management, LLC 11.90% of their portfolio NEW YORK, NY 6,993,7807.0m $57.9m $57.9m 11.90% Added +381.0k +380,985
2 BOOTHBAY FUND MANAGEMENT, LLC 1.34% of their portfolio NEW YORK, NY 6,408,5526.4m $53.1m $53.1m 1.34% Added +272.6k +272,623
3 SIT INVESTMENT ASSOCIATES INC 1.00% of their portfolio Minneapolis, MN 5,977,0446.0m $49.5m $49.5m 1.00% Added +246.3k +246,268
4 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 3,484,6663.5m $28.4m $28.4m 0.04% Reduced -8.9k -8,884
5 Sculptor Capital LP 0.32% of their portfolio New York, NY 2,812,4502.8m $23.3m $23.3m 0.32% Added +145.9k +145,876
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,452,2391.5m $12.0m $12.0m 0.00% Added +89.9k +89,940
7 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 1,067,0831.1m $8.8m $8.8m 0.01% Added +456.5k +456,498
8 Yakira Capital Management, Inc. 3.15% of their portfolio Westport, CT 1,021,6531.0m $8.5m $8.5m 3.15% Reduced -176.1k -176,116
9 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.48% of their portfolio WEST PALM BEACH, FL 1,011,3151.0m $8.4m $8.4m 0.48% Reduced -792.1k -792,077
10 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 669,931669.9k $5.5m $5.5m 0.01% Reduced -65.0k -65,000
11 Cable Car Capital, LP 2.35% of their portfolio SAN FRANCISCO, CA 661,614661.6k $5.5m $5.5m 2.35% Reduced -211 -211
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 525,268525.3k $4.3m $4.3m 0.01% Added +26.4k +26,419
13 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 508,478508.5k $4.2m $4.2m 0.05% Reduced -40.0k -39,999
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 500,904500.9k $4.1m $4.1m 0.00% Reduced -7.1k -7,140
15 Perennial Investment Advisors, LLC 0.31% of their portfolio Los Angeles, CA 454,903454.9k $3.8m $3.8m 0.31% Added +3.7k +3,675
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 345,578345.6k $2.9m $2.9m 0.00% Reduced -5.9k -5,852
17 Quarry LP 0.55% of their portfolio NEW YORK, NY 272,335272.3k $2.3m $2.3m 0.55% Reduced -234.7k -234,661
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 256,154256.2k $2.1m $2.1m 0.00% Added +4.4k +4,414
19 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 224,152224.2k $1.9m $1.9m 0.04% Added +18.2k +18,221
20 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 199,067199.1k $1.6m $1.6m 0.02% Reduced -18.8k -18,843
21 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 198,944198.9k $1.6m $1.6m 0.00% Added +78.0k +77,970
22 StoneX Group Inc. 0.06% of their portfolio NEW YORK, NY 159,082159.1k $1.3m $1.3m 0.06% Added +25.1k +25,133
23 WJ Financial Advisors LLC 1.21% of their portfolio KILLINGWORTH, CT 150,899150.9k $1.2m $1.2m 1.21% First filing
24 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 145,939145.9k $1.2m $1.2m 0.00% Unchanged
25 WINEBRENNER CAPITAL MANAGEMENT LLC 0.80% of their portfolio LOUISVILLE, KY 133,754133.8k $1.1m $1.1m 0.80% Added +25.3k +25,328
26 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 116,380116.4k $963.6k $963.6k 0.00% Added +25.0k +24,983
27 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 89,83289.8k $743.8k $743.8k 0.01% Reduced -19.7k -19,679
28 Encompass More Asset Management 0.13% of their portfolio Danville, CA 83,82683.8k $694.1k $694.1k 0.13% Added +3.5k +3,509
29 CREATIVE FINANCIAL DESIGNS INC /ADV 0.05% of their portfolio KOKOMO, IN 83,43683.4k $690.9k $690.9k 0.05% Added +1.7k +1,694
30 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 82,66582.7k $684.5k $684.5k 0.01% Added +11.9k +11,939
31 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 69,08069.1k $572.0k $572.0k 0.01% Added +30.0k +29,968
32 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 68,76868.8k $569.4k $569.4k 0.00% Added +9.3k +9,272
33 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 67,61767.6k $559.9k $559.9k 0.00% Added +17.5k +17,453
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 67,54067.5k $559.2k $559.2k 0.00% Added +2.5k +2,535
35 Strategic Financial Concepts, LLC 0.08% of their portfolio SAN ANTONIO, TX 66,20066.2k $548.1k $548.1k 0.08% Added +1.5k +1,500
36 AMERIFLEX GROUP, INC. 0.20% of their portfolio LAS VEGAS, NV 64,60064.6k $534.9k $534.9k 0.20% New
37 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 50,97251.0k $422.1k $422.1k 0.00% Reduced -709 -709
38 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,53150.5k $418.4k $418.4k 0.00% Added +3.3k +3,316
39 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 50,00050.0k $414.0k $414.0k 0.00% Unchanged
40 Garden State Investment Advisory Services LLC 0.10% of their portfolio Red Bank, NJ 49,23949.2k $407.7k $407.7k 0.10% Reduced -12.5k -12,467
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 45,43245.4k $376.2k $376.2k 0.00% Added +220 +220
42 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 41,63341.6k $344.7k $344.7k 0.01% Reduced -10.3k -10,323
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 39,96240.0k $330.9k $330.9k 0.00% Added +11.8k +11,801
44 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 39,01939.0k $323.1k $323.1k 0.02% Added +1.7k +1,701
45 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 38,94738.9k $322.5k $322.5k 0.01% Reduced -2.6k -2,598
46 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 37,90037.9k $297.7k $297.7k 0.00% Added +19.1k +19,100
47 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 35,38335.4k $293.0k $293.0k 0.01% Added +83 +83
48 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.14% of their portfolio GLASTONBURY, CT 34,91334.9k $289.1k $289.1k 0.14% New
49 OneAscent Family Office, LLC 0.23% of their portfolio BIRMINGHAM, AL 34,00034.0k $281.5k $281.5k 0.23% New
50 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 33,18833.2k $274.8k $274.8k 0.00% Reduced -1.3k -1,259
51 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 30,49030.5k $258.6k $258.6k 0.03% Added +6.6k +6,552
52 BlackRock, Inc. 0.00% of their portfolio New York, NY 29,20429.2k $241.8k $241.8k 0.00% Reduced -53.9k -53,940
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 29,14929.1k $244.6k $244.6k 0.00% Reduced -2.0k -1,951
54 Buska Wealth Management, LLC 0.07% of their portfolio WAUSAU, WI 28,31728.3k $234.5k $234.5k 0.07% Added +10.3k +10,300
55 A4 Wealth Advisors LLC 0.19% of their portfolio HUNTERSVILLE, NC 27,74427.7k $229.7k $229.7k 0.19% First filing
56 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 27,15627.2k $224.9k $224.9k 0.00% Reduced -24.2k -24,248
57 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 26,75626.8k $221.5k $221.5k 0.00% Added +2.5k +2,459
58 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 26,57426.6k $220.0k $220.0k 0.00% Unchanged
59 Virtu Financial LLC 0.01% of their portfolio New York, NY 26,53626.5k $220.0k $220.0k 0.01% New
60 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 26,23626.2k $217.2k $217.2k 0.01% Reduced -115 -115
61 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 25,60425.6k $212.0k $212.0k 0.00% New
62 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,11125.1k $207.9k $207.9k 0.00% Reduced -12.8k -12,818
63 Redhawk Wealth Advisors, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 24,75424.8k $205.0k $205.0k 0.02% Added +1.1k +1,076
64 UBS Group AG 0.00% of their portfolio ZURICH, V8 23,39023.4k $193.7k $193.7k 0.00% Added +196 +196
65 HF Advisory Group, LLC 0.07% of their portfolio Annapolis, MD 22,74522.7k $188.3k $188.3k 0.07% Added +806 +806
66 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 21,78721.8k $180.4k $180.4k 0.00% Added +160 +160
67 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 21,40021.4k $177.2k $177.2k 0.00% Unchanged
68 Vantage Financial Partners, LLC 0.04% of their portfolio ELM GROVE, WI 21,27521.3k $176.2k $176.2k 0.04% Reduced -162 -162
69 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 21,01221.0k $174.0k $174.0k 0.00% Unchanged
70 INTEGRITY ALLIANCE, LLC. 0.01% of their portfolio Urbandale, IA 19,96220.0k $165.3k $165.3k 0.01% New
71 EVOLUTION WEALTH MANAGEMENT INC. 0.17% of their portfolio FORT MYERS, FL 19,42519.4k $160.8k $160.8k 0.17% Unchanged
72 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 18,45518.5k $152.8k $152.8k 0.01% Unchanged
73 FIRETHORN WEALTH PARTNERS, LLC 0.06% of their portfolio AUGUSTA, GA 17,92517.9k $148.4k $148.4k 0.06% Added +779 +779
74 BECKER CAPITAL MANAGEMENT INC 0.00% of their portfolio Portland, OR 17,63017.6k $146.0k $146.0k 0.00% New
75 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 17,15017.1k $142.0k $142.0k 0.00% Added +3.3k +3,300
76 Capital CS Group, LLC 0.22% of their portfolio IRVINE, CA 16,28716.3k $134.9k $134.9k 0.22% Reduced -6.3k -6,281
77 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,93015.9k $131.9k $131.9k 0.00% Added +14 +14
78 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 15,90115.9k $131.7k $131.7k 0.01% New
79 Meridian Wealth Management, LLC 0.00% of their portfolio LEXINGTON, KY 15,28315.3k $126.5k $126.5k 0.00% Reduced -3.8k -3,843
80 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 14,47614.5k $119.9k $119.9k 0.00% Added +13 +13
81 Pasadena Private Wealth, LLC 0.02% of their portfolio PASADENA, CA 14,11414.1k $116.9k $116.9k 0.02% Added +169 +169
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,69413.7k $113.4k $113.4k 0.00% New
83 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 12,77312.8k $105.8k $105.8k 0.00% Unchanged
84 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,68212.7k $105.0k $105.0k 0.00% Reduced -17.2k -17,183
85 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.00% of their portfolio Seattle, WA 12,10012.1k $100.2k $100.2k 0.00% New
86 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.01% of their portfolio ST. LOUIS, MO 11,86311.9k $97.7k $97.7k 0.01% Added +415 +415
87 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 11,80511.8k $97.8k $97.8k 0.00% Reduced -405 -405
88 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 11,57811.6k $95.9k $95.9k 0.00% Added +1.5k +1,456
89 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 11,20411.2k $92.8k $92.8k 0.01% Unchanged
90 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 10,26010.3k $85.0k $85.0k 0.00% Unchanged
91 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 10,13510.1k $83.9k $83.9k 0.01% Unchanged
92 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 10,00010.0k $82.8k $82.8k 0.00% Unchanged
93 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 10,00010.0k $82.8k $82.8k 0.00% Unchanged
94 Marshall Financial Group, LLC 0.02% of their portfolio Hunt Valley, MD 10,00010.0k $82.8k $82.8k 0.02% Unchanged
95 NFSG Corp 0.01% of their portfolio BOCA RATON, FL 10,00010.0k $82.8k $82.8k 0.01% Unchanged
96 Thomas J. Herzfeld Advisors, Inc. 0.03% of their portfolio MIAMI BEACH, FL 9,5399.5k $79.0k $79.0k 0.03% Reduced -1.1m -1,065,427
97 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 8,0108.0k $66.3k $66.3k 0.01% Unchanged
98 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 6,5286.5k $54.1k $54.1k 0.02% Unchanged
99 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,5056.5k $53.9k $53.9k 0.00% Reduced -250.0k -250,000
100 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,6475.6k $46.8k $46.8k 0.00% Reduced -4.1k -4,108