Vault-13

CORNERSTONE STRATEGIC INVEST CLM

COM · Closed-End Fund · CUSIP 21924B302

123 institutional holders +0 vs Q1 2025
40,220,47040.2m shares reported held*
$326.6mreported value*
16 new 56 added 28 reduced 16 sold out net bought ≈ $111.1m (+13.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.12.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 89Q1 23: 89Q2 23: 92Q3 23: 92Q4 23: 110Q1 24: 108Q2 24: 117Q3 24: 118Q4 24: 128Q1 25: 123Q2 25: 123123Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202278
Q4 202289
Q1 202389
Q2 202392
Q3 202392
Q4 2023110
Q1 2024108
Q2 2024117
Q3 2024118
Q4 2024128
Q1 2025123
Q2 2025123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 49 bought or addedQ3 23: 33 cut or sold outQ4 23: 60 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 61 bought or addedQ1 24: 39 cut or sold outQ2 24: 68 bought or addedQ2 24: 33 cut or sold outQ2 24Q3 24: 62 bought or addedQ3 24: 40 cut or sold outQ4 24: 65 bought or addedQ4 24: 50 cut or sold outQ4 24Q1 25: 59 bought or addedQ1 25: 59 cut or sold outQ2 25: 72 bought or addedQ2 25: 44 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20234933
Q4 20236028
Q1 20246139
Q2 20246833
Q3 20246240
Q4 20246550
Q1 20255959
Q2 20257244

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +5,695,776+5.7m
Sculptor Capital LP New +2,666,574+2.7m
RIVERNORTH CAPITAL MANAGEMENT, LLC New +1,803,392+1.8m
ABSOLUTE INVESTMENT ADVISERS, LLC New +1,229,119+1.2m
Thomas J. Herzfeld Advisors, Inc. Added +986,074+986.1k
OSAIC HOLDINGS, INC. Added +791,583+791.6k
Yakira Capital Management, Inc. Added +535,009+535.0k
Quarry LP Added +494,978+495.0k
Alpine Global Management, LLC Added +336,516+336.5k
Ursa Fund Management, LLC Added +250,000+250.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,899,318-1.9m
Atria Wealth Solutions, Inc. Reduced -171,245-171.2k
Virtu Financial LLC Sold out -148,325-148.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -72,535-72.5k
AMERIFLEX GROUP, INC. Sold out -71,600-71.6k
IEQ CAPITAL, LLC Sold out -54,535-54.5k
INTEGRITY ALLIANCE, LLC. Sold out -52,160-52.2k
Clarity Capital Partners LLC Reduced -52,101-52.1k
Almitas Capital LLC Sold out -48,565-48.6k
HighTower Advisors, LLC Reduced -46,633-46.6k

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—1$348.8k—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpine Global Management, LLC 12.31% of their portfolio NEW YORK, NY 6,612,7956.6m $53.7m $53.7m 12.31% Added +336.5k +336,516
2 BOOTHBAY FUND MANAGEMENT, LLC 1.53% of their portfolio NEW YORK, NY 6,135,9296.1m $49.8m $49.8m 1.53% Added +235.4k +235,382
3 SIT INVESTMENT ASSOCIATES INC 0.99% of their portfolio Minneapolis, MN 5,730,7765.7m $46.5m $46.5m 0.99% Added +5.7m +5,695,776
4 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 3,493,5503.5m $28.4m $28.4m 0.05% Added +791.6k +791,583
5 Sculptor Capital LP 0.35% of their portfolio New York, NY 2,666,5742.7m $21.7m $21.7m 0.35% New
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.81% of their portfolio WEST PALM BEACH, FL 1,803,3921.8m $14.6m $14.6m 0.81% New
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,362,2991.4m $11.1m $11.1m 0.00% Added +249.0k +249,041
8 ABSOLUTE INVESTMENT ADVISERS, LLC 1.23% of their portfolio ROSEMARY BEACH, FL 1,229,1191.2m $10.0m $10.0m 1.23% New
9 Yakira Capital Management, Inc. 3.58% of their portfolio Westport, CT 1,197,7691.2m $9.7m $9.7m 3.58% Added +535.0k +535,009
10 Thomas J. Herzfeld Advisors, Inc. 3.11% of their portfolio MIAMI BEACH, FL 1,074,9661.1m $8.7m $8.7m 3.11% Added +986.1k +986,074
11 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 734,931734.9k $6.0m $6.0m 0.01% Added +127.7k +127,733
12 Cable Car Capital, LP 2.33% of their portfolio SAN FRANCISCO, CA 661,825661.8k $5.4m $5.4m 2.33% Reduced -707 -707
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 610,585610.6k $5.0m $5.0m 0.01% Added +105.5k +105,464
14 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 548,477548.5k $4.5m $4.5m 0.06% Added +182.1k +182,143
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 508,044508.0k $4.1m $4.1m 0.00% Added +54.9k +54,867
16 Quarry LP 0.95% of their portfolio NEW YORK, NY 506,996507.0k $4.1m $4.1m 0.95% Added +495.0k +494,978
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 498,849498.8k $4.1m $4.1m 0.01% Reduced -23.1k -23,106
18 Perennial Investment Advisors, LLC 0.36% of their portfolio Los Angeles, CA 451,228451.2k $3.7m $3.7m 0.36% Added +14.3k +14,271
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 351,430351.4k $2.9m $2.9m 0.00% Added +40.8k +40,761
20 Ursa Fund Management, LLC 5.58% of their portfolio Danville, CA 275,000275.0k $2.2m $2.2m 5.58% Added +250.0k +250,000
21 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 256,505256.5k $2.1m $2.1m 0.00% Unchanged
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 251,740251.7k $2.0m $2.0m 0.00% Added +1.3k +1,275
23 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 217,910217.9k $1.8m $1.8m 0.02% Added +2.9k +2,858
24 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 205,931205.9k $1.7m $1.7m 0.04% Added +40.0k +40,024
25 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 145,939145.9k $1.2m $1.2m 0.00% Added +45.5k +45,487
26 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 133,949133.9k $1.1m $1.1m 0.05% Added +41.9k +41,902
27 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 120,974121.0k $982.3k $982.3k 0.00% Added +25.6k +25,627
28 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 109,511109.5k $889.2k $889.2k 0.01% Reduced -13.1k -13,058
29 WINEBRENNER CAPITAL MANAGEMENT LLC 0.71% of their portfolio LOUISVILLE, KY 108,426108.4k $880.4k $880.4k 0.71% Unchanged
30 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 91,39791.4k $742.1k $742.1k 0.00% Reduced -1.2k -1,249
31 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 83,89983.9k $681.3k $681.3k 0.00% New
32 BlackRock, Inc. 0.00% of their portfolio New York, NY 83,14483.1k $675.1k $675.1k 0.00% Added +36.7k +36,703
33 CREATIVE FINANCIAL DESIGNS INC /ADV 0.05% of their portfolio KOKOMO, IN 81,74281.7k $663.7k $663.7k 0.05% Added +10.8k +10,767
34 Encompass More Asset Management 0.15% of their portfolio Danville, CA 80,31780.3k $652.2k $652.2k 0.15% Added +3.7k +3,747
35 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 70,72670.7k $574.3k $574.3k 0.01% Added +7.2k +7,163
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 65,00565.0k $527.8k $527.8k 0.00% Added +29.3k +29,291
37 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 64,70064.7k $525.4k $525.4k 0.07% Reduced -7.4k -7,400
38 Garden State Investment Advisory Services LLC 0.14% of their portfolio Red Bank, NJ 61,70661.7k $501.2k $501.2k 0.14% Added +10.9k +10,945
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 59,49659.5k $483.1k $483.1k 0.00% Reduced -46.6k -46,633
40 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 51,95652.0k $421.9k $421.9k 0.02% Added +9.9k +9,942
41 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 51,68151.7k $419.6k $419.6k 0.00% Added +646 +646
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 51,40451.4k $417.4k $417.4k 0.00% Added +24.3k +24,302
43 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 50,16450.2k $407.3k $407.3k 0.00% New
44 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 50,00050.0k $406.0k $406.0k 0.00% New
45 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 47,21547.2k $383.4k $383.4k 0.00% Added +5.3k +5,300
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 45,21245.2k $367.1k $367.1k 0.00% Reduced -6.3k -6,337
47 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 41,54541.5k $337.3k $337.3k 0.01% Added +2.1k +2,103
48 FMR LLC 0.00% of their portfolio BOSTON, MA 39,67339.7k $322.1k $322.1k 0.00% Added +39.6k +39,629
49 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 39,11239.1k $317.6k $317.6k 0.01% New
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 37,92937.9k $308.0k $308.0k 0.00% Reduced -12.0k -11,967
51 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 37,31837.3k $303.0k $303.0k 0.02% Reduced -13.3k -13,318
52 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 35,30035.3k $286.6k $286.6k 0.01% Added +10.6k +10,583
53 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 34,44734.4k $279.7k $279.7k 0.00% Added +18.8k +18,781
54 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 32,53132.5k $268.2k $268.2k 0.01% Reduced -171.2k -171,245
55 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 31,10031.1k $256.3k $256.3k 0.00% Added +13.2k +13,193
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 29,86529.9k $242.5k $242.5k 0.00% Added +6.9k +6,865
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,16128.2k $228.7k $228.7k 0.00% Reduced -72.5k -72,535
58 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 26,57426.6k $215.8k $215.8k 0.00% New
59 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 26,35126.4k $213.2k $213.2k 0.01% Reduced -4.8k -4,813
60 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 24,29724.3k $197.3k $197.3k 0.00% Added +4.0k +4,018
61 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 23,93823.9k $194.4k $194.4k 0.02% Added +5.0k +5,031
62 Redhawk Wealth Advisors, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 23,67823.7k $192.3k $192.3k 0.02% Added +1.1k +1,114
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 23,19423.2k $188.3k $188.3k 0.00% Reduced -30.2k -30,165
64 Capital CS Group, LLC 0.30% of their portfolio IRVINE, CA 22,56822.6k $183.3k $183.3k 0.30% Added +5.0k +5,013
65 HF Advisory Group, LLC 0.07% of their portfolio Annapolis, MD 21,93921.9k $178.1k $178.1k 0.07% Added +836 +836
66 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 21,62721.6k $175.6k $175.6k 0.00% New
67 Vantage Financial Partners, LLC 0.04% of their portfolio ELM GROVE, WI 21,43721.4k $174.1k $174.1k 0.04% Reduced -3.6k -3,570
68 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 21,40021.4k $173.8k $173.8k 0.00% Reduced -600 -600
69 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 21,01221.0k $170.6k $170.6k 0.00% Unchanged
70 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 20,00020.0k $162.4k $162.4k 0.00% New
71 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 19,86519.9k $161.3k $161.3k 0.00% Added +1.3k +1,256
72 EVOLUTION WEALTH MANAGEMENT INC. 0.19% of their portfolio FORT MYERS, FL 19,42519.4k $157.7k $157.7k 0.19% First filing
73 Meridian Wealth Management, LLC 0.01% of their portfolio LEXINGTON, KY 19,12619.1k $155.3k $155.3k 0.01% Added +9.1k +9,126
74 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 18,80018.8k $152.7k $152.7k 0.00% Reduced -200 -200
75 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 18,45518.5k $149.0k $149.0k 0.01% Unchanged
76 Buska Wealth Management, LLC 0.04% of their portfolio WAUSAU, WI 18,01718.0k $146.3k $146.3k 0.04% Added +1.5k +1,498
77 FIRETHORN WEALTH PARTNERS, LLC 0.06% of their portfolio AUGUSTA, GA 17,14617.1k $139.2k $139.2k 0.06% Added +807 +807
78 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 15,96616.0k $129.6k $129.6k 0.00% Reduced -4 -4
79 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,91615.9k $129.2k $129.2k 0.00% Unchanged
80 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 14,96915.0k $121.5k $121.5k 0.00% New
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 14,46314.5k $117.4k $117.4k 0.00% Added +13.8k +13,842
82 Clarity Capital Partners LLC 0.04% of their portfolio Newport Beach, CA 14,08914.1k $114.4k $114.4k 0.04% Reduced -52.1k -52,101
83 Pasadena Private Wealth, LLC 0.02% of their portfolio PASADENA, CA 13,94513.9k $113.2k $113.2k 0.02% Added +2.3k +2,342
84 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 13,85013.8k $112.0k $112.0k 0.00% Reduced -6.1k -6,074
85 BlueChip Wealth Advisors LLC 0.05% of their portfolio Milton, GA 13,49713.5k $109.6k $109.6k 0.05% Added +409 +409
86 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 12,77312.8k $103.7k $103.7k 0.00% Unchanged
87 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 12,21012.2k $99.1k $99.1k 0.00% Reduced -182 -182
88 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 12,13712.1k $98.6k $98.6k 0.01% New
89 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.01% of their portfolio ST. LOUIS, MO 11,44811.4k $93.0k $93.0k 0.01% Added +833 +833
90 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 11,20411.2k $91.0k $91.0k 0.01% Unchanged
91 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 10,26010.3k $83.3k $83.3k 0.00% New
92 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 10,13510.1k $82.3k $82.3k 0.01% Unchanged
93 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 10,12210.1k $82.2k $82.2k 0.00% Added +3.5k +3,481
94 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 10,00010.0k $81.2k $81.2k 0.00% Unchanged
95 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 10,00010.0k $81.2k $81.2k 0.00% Unchanged
96 Marshall Financial Group, LLC 0.02% of their portfolio Hunt Valley, MD 10,00010.0k $81.7k $81.7k 0.02% Unchanged
97 NFSG Corp 0.01% of their portfolio BOCA RATON, FL 10,00010.0k $81.2k $81.2k 0.01% New
98 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,7559.8k $79.2k $79.2k 0.00% Reduced -4.4k -4,362
99 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 8,0108.0k $65.0k $65.0k 0.01% Added +1.2k +1,200
100 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 6,5286.5k $53.0k $53.0k 0.02% Unchanged