Vault-13

CORNERSTONE STRATEGIC INVEST CLM

COM · Closed-End Fund · CUSIP 21924B302

123 institutional holders -5 vs Q4 2024
26,528,55626.5m shares reported held*
$197.1mreported value*
17 new 42 added 37 reduced 22 sold out net sold ≈ $33.0m (-4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.43.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 89Q1 23: 89Q2 23: 92Q3 23: 92Q4 23: 110Q1 24: 108Q2 24: 117Q3 24: 118Q4 24: 128Q1 25: 123123Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202278
Q4 202289
Q1 202389
Q2 202392
Q3 202392
Q4 2023110
Q1 2024108
Q2 2024117
Q3 2024118
Q4 2024128
Q1 2025123

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 46 bought or addedQ2 23: 39 cut or sold outQ3 23: 49 bought or addedQ3 23: 33 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 28 cut or sold outQ1 24: 61 bought or addedQ1 24: 39 cut or sold outQ1 24Q2 24: 68 bought or addedQ2 24: 33 cut or sold outQ3 24: 62 bought or addedQ3 24: 40 cut or sold outQ3 24Q4 24: 65 bought or addedQ4 24: 50 cut or sold outQ1 25: 59 bought or addedQ1 25: 59 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20234639
Q3 20234933
Q4 20236028
Q1 20246139
Q2 20246833
Q3 20246240
Q4 20246550
Q1 20255959

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,705,288+1.7m
Yakira Capital Management, Inc. Added +628,587+628.6k
Stratos Wealth Partners, LTD. Added +330,195+330.2k
OSAIC HOLDINGS, INC. Added +318,667+318.7k
US BANCORP \DE\ Added +256,470+256.5k
Cetera Investment Advisers Added +225,815+225.8k
Virtu Financial LLC Added +121,267+121.3k
Cambridge Investment Research Advisors, Inc. Added +114,302+114.3k
IEQ CAPITAL, LLC New +54,535+54.5k
INTEGRITY ALLIANCE, LLC. New +52,160+52.2k

Biggest sellers

Alpine Global Management, LLC Reduced -6,327,241-6.3m
TrueMark Investments, LLC Sold out -647,416-647.4k
Karpus Management, Inc. Sold out -491,832-491.8k
LPL Financial LLC Reduced -193,227-193.2k
Sculptor Capital LP Sold out -181,573-181.6k
Marex Group Ltd Sold out -124,034-124.0k
Thomas J. Herzfeld Advisors, Inc. Reduced -82,960-83.0k
Baird Financial Group, Inc. Reduced -78,827-78.8k
KANE INVESTMENT MANAGEMENT, INC. Sold out -38,634-38.6k
SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co Sold out -37,567-37.6k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 1 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—1$348.8k—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpine Global Management, LLC 12.35% of their portfolio NEW YORK, NY 6,276,2796.3m $46.6m $46.6m 12.35% Reduced -6.3m -6,327,241
2 BOOTHBAY FUND MANAGEMENT, LLC 1.52% of their portfolio NEW YORK, NY 5,900,5475.9m $43.8m $43.8m 1.52% Reduced -3.2k -3,234
3 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 2,701,9672.7m $20.1m $20.1m 0.04% Added +318.7k +318,667
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,903,2221.9m $14.1m $14.1m 0.00% Added +1.7m +1,705,288
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,113,2581.1m $8.3m $8.3m 0.00% Reduced -193.2k -193,227
6 Yakira Capital Management, Inc. 2.00% of their portfolio Westport, CT 662,760662.8k $4.9m $4.9m 2.00% Added +628.6k +628,587
7 Cable Car Capital, LP 5.59% of their portfolio SAN FRANCISCO, CA 662,532662.5k $4.9m $4.9m 5.59% Added +2.6k +2,629
8 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 607,198607.2k $4.5m $4.5m 0.01% Unchanged
9 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 521,955522.0k $3.9m $3.9m 0.01% Added +114.3k +114,302
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 505,121505.1k $3.8m $3.8m 0.01% Added +225.8k +225,815
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 453,177453.2k $3.4m $3.4m 0.00% Added +11.4k +11,421
12 Perennial Investment Advisors, LLC 0.37% of their portfolio Los Angeles, CA 436,957437.0k $3.2m $3.2m 0.37% Added +2.3k +2,280
13 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 366,334366.3k $2.7m $2.7m 0.04% Added +330.2k +330,195
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 310,669310.7k $2.3m $2.3m 0.00% Reduced -1.0k -1,033
15 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 256,505256.5k $1.9m $1.9m 0.00% Added +256.5k +256,470
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 250,465250.5k $1.9m $1.9m 0.00% Added +3.2k +3,154
17 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 215,052215.1k $1.6m $1.6m 0.02% Added +2.6k +2,559
18 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 203,776203.8k $1.5m $1.5m 0.02% Reduced -4.9k -4,939
19 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 165,907165.9k $1.2m $1.2m 0.04% Added +33.1k +33,072
20 Virtu Financial LLC 0.06% of their portfolio New York, NY 148,325148.3k $1.1m $1.1m 0.06% Added +121.3k +121,267
21 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 122,569122.6k $910.7k $910.7k 0.01% Reduced -35.1k -35,120
22 WINEBRENNER CAPITAL MANAGEMENT LLC 0.73% of their portfolio LOUISVILLE, KY 108,426108.4k $805.6k $805.6k 0.73% Unchanged
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 106,129106.1k $788.5k $788.5k 0.00% Reduced -12.9k -12,864
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 100,696100.7k $748.2k $748.2k 0.00% Reduced -3.1k -3,051
25 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 100,452100.5k $747.0k $747.0k 0.00% Reduced -14.0k -14,000
26 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 95,34795.3k $708.4k $708.4k 0.00% Added +17.9k +17,858
27 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 92,64692.6k $688.4k $688.4k 0.00% Reduced -78.8k -78,827
28 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 92,04792.0k $683.9k $683.9k 0.04% Added +7.7k +7,722
29 Thomas J. Herzfeld Advisors, Inc. 0.22% of their portfolio MIAMI BEACH, FL 88,89288.9k $660.5k $660.5k 0.22% Reduced -83.0k -82,960
30 Encompass More Asset Management 0.17% of their portfolio Danville, CA 76,57076.6k $568.9k $568.9k 0.17% Added +819 +819
31 Strategic Financial Concepts, LLC 0.10% of their portfolio SAN ANTONIO, TX 72,10072.1k $535.7k $535.7k 0.10% Reduced -2.5k -2,550
32 AMERIFLEX GROUP, INC. 0.22% of their portfolio LAS VEGAS, NV 71,60071.6k $532.0k $532.0k 0.22% Reduced -19.5k -19,500
33 CREATIVE FINANCIAL DESIGNS INC /ADV 0.04% of their portfolio KOKOMO, IN 70,97571.0k $527.3k $527.3k 0.04% Reduced -19.4k -19,392
34 Clarity Capital Partners LLC 0.20% of their portfolio Newport Beach, CA 66,19066.2k $491.8k $491.8k 0.20% Added +22.0k +21,964
35 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 63,56363.6k $472.3k $472.3k 0.01% Added +7.7k +7,674
36 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 54,53554.5k $405.2k $405.2k 0.00% New
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 53,35953.4k $396.5k $396.5k 0.00% Reduced -4.6k -4,591
38 INTEGRITY ALLIANCE, LLC. 0.02% of their portfolio Urbandale, IA 52,16052.2k $387.5k $387.5k 0.02% New
39 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 51,54951.5k $383.0k $383.0k 0.00% Added +3.9k +3,896
40 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 51,03551.0k $379.2k $379.2k 0.00% Reduced -1.9k -1,871
41 Garden State Investment Advisory Services LLC 0.12% of their portfolio Red Bank, NJ 50,76150.8k $377.3k $377.3k 0.12% Reduced -863 -863
42 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 50,63650.6k $376.2k $376.2k 0.02% Reduced -339 -339
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 49,89649.9k $370.7k $370.7k 0.00% Added +1.2k +1,151
44 Almitas Capital LLC 0.12% of their portfolio SANTA MONICA, CA 48,56548.6k $360.8k $360.8k 0.12% New
45 BlackRock, Inc. 0.00% of their portfolio New York, NY 46,44146.4k $345.1k $345.1k 0.00% New
46 GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio WESTBOROUGH, MA 44,88644.9k $333.5k $333.5k 0.01% Added +2.1k +2,088
47 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 42,01442.0k $312.2k $312.2k 0.01% Reduced -6.1k -6,142
48 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 41,91541.9k $311.4k $311.4k 0.00% Reduced -203 -203
49 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 39,44239.4k $293.1k $293.1k 0.01% Reduced -2.3k -2,307
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,71435.7k $265.4k $265.4k 0.00% New
51 SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio Minneapolis, MN 35,00035.0k $260.0k $260.0k 0.01% New
52 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 31,16431.2k $218.1k $218.1k 0.01% Added +194 +194
53 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 27,10227.1k $201.4k $201.4k 0.00% Added +1.4k +1,400
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 27,05827.1k $201.0k $201.0k 0.00% New
55 Vantage Financial Partners, LLC 0.05% of their portfolio ELM GROVE, WI 25,00725.0k $185.8k $185.8k 0.05% Added +337 +337
56 Ursa Fund Management, LLC 0.66% of their portfolio Danville, CA 25,00025.0k $185.8k $185.8k 0.66% New
57 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 24,71724.7k $183.7k $183.7k 0.01% Reduced -4.2k -4,246
58 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 23,00023.0k $170.9k $170.9k 0.00% Reduced -8.7k -8,730
59 Redhawk Wealth Advisors, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 22,56422.6k $167.6k $167.6k 0.02% Added +364 +364
60 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 22,00022.0k $163.5k $163.5k 0.00% Added +600 +600
61 HF Advisory Group, LLC 0.07% of their portfolio Annapolis, MD 21,10321.1k $156.8k $156.8k 0.07% Added +51 +51
62 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 21,01221.0k $156.1k $156.1k 0.00% Unchanged
63 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 20,27920.3k $150.7k $150.7k 0.00% Added +3.7k +3,666
64 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 19,92419.9k $148.0k $148.0k 0.01% Reduced -4.4k -4,426
65 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 19,00019.0k $141.2k $141.2k 0.00% Added +150 +150
66 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 18,90718.9k $140.5k $140.5k 0.02% Reduced -33.8k -33,792
67 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 18,60918.6k $138.3k $138.3k 0.00% Added +1.1k +1,056
68 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 18,45518.5k $137.0k $137.0k 0.01% Added +18.4k +18,441
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,90717.9k $133.1k $133.1k 0.00% Reduced -7.3k -7,332
70 Capital CS Group, LLC 0.22% of their portfolio IRVINE, CA 17,55517.6k $130.4k $130.4k 0.22% Reduced -25.0k -24,976
71 Buska Wealth Management, LLC 0.04% of their portfolio WAUSAU, WI 16,51916.5k $122.7k $122.7k 0.04% Added +5.2k +5,239
72 FIRETHORN WEALTH PARTNERS, LLC 0.06% of their portfolio AUGUSTA, GA 16,33916.3k $121.4k $121.4k 0.06% Added +721 +721
73 BIP Wealth, LLC 0.01% of their portfolio ATLANTA, GA 16,00016.0k $118.9k $118.9k 0.01% Unchanged
74 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 15,97016.0k $118.7k $118.7k 0.00% Unchanged
75 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,91615.9k $118.3k $118.3k 0.00% Unchanged
76 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,66615.7k $116.4k $116.4k 0.00% Reduced -12.8k -12,753
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,11714.1k $104.9k $104.9k 0.00% Unchanged
78 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 13,99114.0k $104.0k $104.0k 0.00% New
79 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 13,83013.8k $102.8k $102.8k 0.01% Unchanged
80 BlueChip Wealth Advisors LLC 0.05% of their portfolio Milton, GA 13,08813.1k $97.2k $97.2k 0.05% Unchanged
81 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 12,77312.8k $94.9k $94.9k 0.00% Unchanged
82 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 12,39212.4k $92.1k $92.1k 0.00% New
83 Quarry LP 0.02% of their portfolio NEW YORK, NY 12,01812.0k $89.3k $89.3k 0.02% Reduced -3.0k -2,995
84 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11,76611.8k $87.4k $87.4k 0.00% Added +501 +501
85 Pasadena Private Wealth, LLC 0.02% of their portfolio PASADENA, CA 11,60311.6k $86.2k $86.2k 0.02% Reduced -3.6k -3,567
86 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 11,20411.2k $83.2k $83.2k 0.01% Unchanged
87 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.01% of their portfolio ST. LOUIS, MO 10,61510.6k $78.9k $78.9k 0.01% Added +513 +513
88 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 10,58610.6k $78.7k $78.7k 0.00% Reduced -1.5k -1,500
89 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 10,13510.1k $75.3k $75.3k 0.01% Added +2 +2
90 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 10,00010.0k $74.3k $74.3k 0.00% New
91 RPG Investment Advisory, LLC 0.01% of their portfolio Pleasanton, CA 10,00010.0k $74.3k $74.3k 0.01% New
92 Meridian Wealth Management, LLC 0.00% of their portfolio LEXINGTON, KY 10,00010.0k $74.3k $74.3k 0.00% New
93 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 10,00010.0k $74.3k $74.3k 0.01% New
94 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 10,00010.0k $74.3k $74.3k 0.00% Unchanged
95 Marshall Financial Group, LLC 0.02% of their portfolio Hunt Valley, MD 10,00010.0k $74.3k $74.3k 0.02% Unchanged
96 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 6,8106.8k $50.6k $50.6k 0.01% Unchanged
97 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 6,6416.6k $49.3k $49.3k 0.00% Added +778 +778
98 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 6,5286.5k $48.5k $48.5k 0.02% Unchanged
99 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 6,2336.2k $46.3k $46.3k 0.00% Reduced -751 -751
100 Park Square Financial Group, LLC 0.03% of their portfolio ROSWELL, GA 5,6955.7k $42.3k $42.3k 0.03% Unchanged