Vault-13

CORNERSTONE STRATEGIC INVEST CLM

COM · Closed-End Fund · CUSIP 21924B302

128 institutional holders +10 vs Q3 2024
30,966,87731.0m shares reported held*
$266.0mreported value*
22 new 43 added 33 reduced 17 sold out net bought ≈ $23.7m (+2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.59.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 89Q1 23: 89Q2 23: 92Q3 23: 92Q4 23: 110Q1 24: 108Q2 24: 117Q3 24: 118Q4 24: 128128Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202278
Q4 202289
Q1 202389
Q2 202392
Q3 202392
Q4 2023110
Q1 2024108
Q2 2024117
Q3 2024118
Q4 2024128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 55 bought or addedQ1 23: 36 cut or sold outQ2 23: 46 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 33 cut or sold outQ4 23: 60 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 61 bought or addedQ1 24: 39 cut or sold outQ2 24: 68 bought or addedQ2 24: 33 cut or sold outQ2 24Q3 24: 62 bought or addedQ3 24: 40 cut or sold outQ4 24: 65 bought or addedQ4 24: 50 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235536
Q2 20234639
Q3 20234933
Q4 20236028
Q1 20246139
Q2 20246833
Q3 20246240
Q4 20246550

Biggest buyers

Alpine Global Management, LLC Added +6,695,613+6.7m
LPL Financial LLC Added +354,086+354.1k
Sculptor Capital LP New +181,573+181.6k
OSAIC HOLDINGS, INC. Added +173,217+173.2k
HighTower Advisors, LLC New +118,993+119.0k
Cambridge Investment Research Advisors, Inc. Added +116,606+116.6k
BANK OF AMERICA CORP /DE/ Added +104,296+104.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +60,888+60.9k
COHEN & STEERS, INC. Added +60,000+60.0k
J.W. COLE ADVISORS, INC. Added +54,659+54.7k

Biggest sellers

Karpus Management, Inc. Reduced -1,443,272-1.4m
ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -1,267,554-1.3m
RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -597,293-597.3k
Thomas J. Herzfeld Advisors, Inc. Reduced -584,439-584.4k
Quarry LP Reduced -459,945-459.9k
Yakira Capital Management, Inc. Reduced -373,147-373.1k
DOLIVER ADVISORS, LP Sold out -287,300-287.3k
CENTAURUS FINANCIAL, INC. Sold out -230,148-230.1k
Dakota Wealth Management Reduced -59,610-59.6k
JANE STREET GROUP, LLC Sold out -43,292-43.3k

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20230—1$348.8k—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpine Global Management, LLC 14.16% of their portfolio NEW YORK, NY 12,603,52012.6m $108.3m $108.3m 14.16% Added +6.7m +6,695,613
2 BOOTHBAY FUND MANAGEMENT, LLC 1.52% of their portfolio NEW YORK, NY 5,903,7815.9m $50.7m $50.7m 1.52% Reduced -2.6k -2,552
3 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 2,383,3002.4m $20.5m $20.5m 0.05% Added +173.2k +173,217
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,306,4851.3m $11.2m $11.2m 0.00% Added +354.1k +354,086
5 Cable Car Capital, LP 0.43% of their portfolio SAN FRANCISCO, CA 659,903659.9k $5.7m $5.7m 0.43% Added +14 +14
6 TrueMark Investments, LLC 1.78% of their portfolio CHICAGO, IL 647,416647.4k $5.6m $5.6m 1.78% Added +37.8k +37,784
7 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 607,198607.2k $5.2m $5.2m 0.01% Added +60.0k +60,000
8 Karpus Management, Inc. 0.12% of their portfolio Pittsford, NY 491,832491.8k $4.2m $4.2m 0.12% Reduced -1.4m -1,443,272
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 441,756441.8k $3.8m $3.8m 0.00% Added +54.0k +53,951
10 Perennial Investment Advisors, LLC 0.44% of their portfolio Los Angeles, CA 434,677434.7k $3.7m $3.7m 0.44% Added +24.1k +24,134
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 407,653407.7k $3.5m $3.5m 0.01% Added +116.6k +116,606
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 311,702311.7k $2.7m $2.7m 0.00% First filing
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 279,306279.3k $2.4m $2.4m 0.01% Reduced -2.5k -2,497
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 247,311247.3k $2.1m $2.1m 0.00% Added +60.9k +60,888
15 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 212,493212.5k $1.8m $1.8m 0.02% Added +16.7k +16,685
16 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 208,715208.7k $1.8m $1.8m 0.02% Reduced -543 -543
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 197,934197.9k $1.7m $1.7m 0.00% Added +104.3k +104,296
18 Sculptor Capital LP 0.02% of their portfolio New York, NY 181,573181.6k $1.6m $1.6m 0.02% New
19 Thomas J. Herzfeld Advisors, Inc. 0.47% of their portfolio MIAMI BEACH, FL 171,852171.9k $1.5m $1.5m 0.47% Reduced -584.4k -584,439
20 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 171,473171.5k $1.5m $1.5m 0.00% Reduced -9.1k -9,067
21 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 157,689157.7k $1.4m $1.4m 0.02% Reduced -20.4k -20,364
22 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 132,835132.8k $1.1m $1.1m 0.05% Added +54.7k +54,659
23 Marex Group Ltd 0.02% of their portfolio London, X0 124,034124.0k $1.1m $1.1m 0.02% Reduced -24.4k -24,406
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 118,993119.0k $1.0m $1.0m 0.00% New
25 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 114,452114.5k $983.0k $983.0k 0.00% Reduced -42.8k -42,803
26 WINEBRENNER CAPITAL MANAGEMENT LLC 0.72% of their portfolio LOUISVILLE, KY 108,426108.4k $931.4k $931.4k 0.72% First filing
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 103,747103.7k $891.2k $891.2k 0.00% Reduced -9.9k -9,903
28 AMERIFLEX GROUP, INC. 0.37% of their portfolio LAS VEGAS, NV 91,10091.1k $812.6k $812.6k 0.37% First filing
29 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 90,36790.4k $776.3k $776.3k 0.06% Added +1.6k +1,631
30 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 84,32584.3k $724.4k $724.4k 0.04% Added +23.9k +23,921
31 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 77,48977.5k $665.6k $665.6k 0.00% Added +31.0k +31,048
32 Encompass More Asset Management 0.21% of their portfolio Danville, CA 75,75175.8k $650.7k $650.7k 0.21% Added +3.5k +3,459
33 Strategic Financial Concepts, LLC 0.12% of their portfolio SAN ANTONIO, TX 74,65074.7k $641.2k $641.2k 0.12% Added +2.1k +2,150
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 57,95058.0k $497.8k $497.8k 0.00% Added +38.0k +38,042
35 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 55,88955.9k $480.1k $480.1k 0.01% Added +8.9k +8,934
36 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 52,90652.9k $454.5k $454.5k 0.00% Reduced -4.1k -4,090
37 SeaCrest Wealth Management, LLC 0.05% of their portfolio PURCHASE, NY 52,69952.7k $452.7k $452.7k 0.05% Reduced -1.3k -1,251
38 Garden State Investment Advisory Services LLC 0.14% of their portfolio Red Bank, NJ 51,62451.6k $443.6k $443.6k 0.14% Reduced -8.7k -8,717
39 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 50,97551.0k $437.9k $437.9k 0.03% Reduced -3.0k -3,003
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 48,74548.7k $418.7k $418.7k 0.00% Added +359 +359
41 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 48,15648.2k $413.7k $413.7k 0.02% Added +18.9k +18,874
42 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 47,65347.7k $409.3k $409.3k 0.00% Added +21.5k +21,514
43 Clarity Capital Partners LLC 0.20% of their portfolio Newport Beach, CA 44,22644.2k $379.9k $379.9k 0.20% Reduced -2.6k -2,564
44 GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio WESTBOROUGH, MA 42,79842.8k $367.6k $367.6k 0.01% Added +308 +308
45 Capital CS Group, LLC 0.49% of their portfolio IRVINE, CA 42,53142.5k $365.3k $365.3k 0.49% Added +920 +920
46 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 42,11842.1k $361.8k $361.8k 0.00% Added +14.0k +14,008
47 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 41,74941.7k $358.6k $358.6k 0.02% Added +6.1k +6,086
48 KANE INVESTMENT MANAGEMENT, INC. 0.19% of their portfolio LOS GATOS, CA 38,63438.6k $331.9k $331.9k 0.19% First filing
49 SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co 0.32% of their portfolio CINCINNATI, OH 37,56737.6k $322.7k $322.7k 0.32% First filing
50 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 36,13936.1k $310.4k $310.4k 0.00% New
51 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 34,69734.7k $298.0k $298.0k 0.00% New
52 Yakira Capital Management, Inc. 0.12% of their portfolio Westport, CT 34,17334.2k $293.5k $293.5k 0.12% Reduced -373.1k -373,147
53 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 33,89233.9k $291.0k $291.0k 0.00% New
54 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 31,73031.7k $272.6k $272.6k 0.00% Added +12.1k +12,060
55 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 30,97031.0k $270.7k $270.7k 0.01% Reduced -37 -37
56 Dakota Wealth Management 0.01% of their portfolio PALM BEACH GARDENS, FL 29,19329.2k $250.8k $250.8k 0.01% Reduced -59.6k -59,610
57 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 28,96329.0k $248.8k $248.8k 0.01% New
58 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 28,41928.4k $244.1k $244.1k 0.00% New
59 Virtu Financial LLC 0.01% of their portfolio New York, NY 27,05827.1k $232.0k $232.0k 0.01% Reduced -8.6k -8,608
60 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 25,70225.7k $220.8k $220.8k 0.00% New
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 25,23925.2k $216.8k $216.8k 0.00% Added +11.9k +11,942
62 Vantage Financial Partners, LLC 0.05% of their portfolio ELM GROVE, WI 24,67024.7k $211.9k $211.9k 0.05% Reduced -65 -65
63 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 24,35024.4k $209.0k $209.0k 0.01% Added +3.3k +3,300
64 Redhawk Wealth Advisors, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 22,20022.2k $190.7k $190.7k 0.03% Unchanged
65 Evernest Financial Advisors, LLC 0.05% of their portfolio CARMEL, IN 22,10222.1k $189.9k $189.9k 0.05% Reduced -12.1k -12,149
66 Charles Schwab Trust Co 0.02% of their portfolio HENDERSON, NV 21,51921.5k $184.8k $184.8k 0.02% Unchanged
67 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 21,40021.4k $183.8k $183.8k 0.00% Unchanged
68 HF Advisory Group, LLC 0.08% of their portfolio Annapolis, MD 21,05221.1k $180.8k $180.8k 0.08% Added +602 +602
69 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 21,01221.0k $182.0k $182.0k 0.00% Unchanged
70 Soltis Investment Advisors LLC 0.02% of their portfolio ST. GEORGE, UT 20,73020.7k $178.1k $178.1k 0.02% Added +7.4k +7,430
71 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 20,14520.1k $173.0k $173.0k 0.00% New
72 Bison Wealth, LLC 0.02% of their portfolio ATLANTA, GA 19,42519.4k $166.9k $166.9k 0.02% First filing
73 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 18,85018.9k $167.8k $167.8k 0.00% Added +40 +40
74 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 17,55317.6k $150.8k $150.8k 0.00% New
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 16,61316.6k $142.7k $142.7k 0.00% Added +846 +846
76 BIP Wealth, LLC 0.01% of their portfolio ATLANTA, GA 16,00016.0k $137.4k $137.4k 0.01% New
77 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 15,97016.0k $137.2k $137.2k 0.00% Added +2.0k +2,000
78 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,91615.9k $136.7k $136.7k 0.00% Unchanged
79 FIRETHORN WEALTH PARTNERS, LLC 0.07% of their portfolio AUGUSTA, GA 15,61815.6k $134.2k $134.2k 0.07% Added +582 +582
80 Pasadena Private Wealth, LLC 0.03% of their portfolio PASADENA, CA 15,17015.2k $130.3k $130.3k 0.03% Unchanged
81 Quarry LP 0.03% of their portfolio NEW YORK, NY 15,01315.0k $129.0k $129.0k 0.03% Reduced -459.9k -459,945
82 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,11714.1k $121.3k $121.3k 0.00% Reduced -4.5k -4,462
83 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 13,83013.8k $118.8k $118.8k 0.01% Unchanged
84 BlueChip Wealth Advisors LLC 0.06% of their portfolio Milton, GA 13,08813.1k $112.4k $112.4k 0.06% Unchanged
85 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 12,77312.8k $109.7k $109.7k 0.00% New
86 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 12,08612.1k $103.8k $103.8k 0.00% Added +1.3k +1,317
87 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,70011.7k $100.5k $100.5k 0.00% Reduced -23.8k -23,805
88 Buska Wealth Management, LLC 0.03% of their portfolio WAUSAU, WI 11,28011.3k $96.9k $96.9k 0.03% Added +1.0k +1,039
89 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 11,26511.3k $96.8k $96.8k 0.00% Reduced -37.9k -37,861
90 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,21511.2k $96.3k $96.3k 0.00% Reduced -23.0k -22,995
91 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 11,20411.2k $96.2k $96.2k 0.01% Unchanged
92 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 11,18711.2k $96.1k $96.1k 0.00% Reduced -15.8k -15,835
93 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 10,13310.1k $87.0k $87.0k 0.01% New
94 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.01% of their portfolio ST. LOUIS, MO 10,10210.1k $86.8k $86.8k 0.01% New
95 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 10,00010.0k $85.9k $85.9k 0.00% New
96 Marshall Financial Group, LLC 0.02% of their portfolio Hunt Valley, MD 10,00010.0k $85.9k $85.9k 0.02% Unchanged
97 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 6,9847.0k $60.0k $60.0k 0.00% New
98 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 6,8106.8k $58.5k $58.5k 0.01% Unchanged
99 Anfield Capital Management, LLC 0.02% of their portfolio IRVINE, CA 6,5286.5k $56.1k $56.1k 0.02% New
100 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 5,8635.9k $50.4k $50.4k 0.00% Reduced -904 -904