Vault-13

CORNERSTONE STRATEGIC INVEST CLM

COM · Closed-End Fund · CUSIP 21924B302

118 institutional holders +1 vs Q2 2024
27,919,07627.9m shares reported held*
$214.2mreported value*
16 new 46 added 25 reduced 15 sold out net sold ≈ $39.3m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.67.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 89Q1 23: 89Q2 23: 92Q3 23: 92Q4 23: 110Q1 24: 108Q2 24: 117Q3 24: 118118Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202278
Q4 202289
Q1 202389
Q2 202392
Q3 202392
Q4 2023110
Q1 2024108
Q2 2024117
Q3 2024118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 29 cut or sold outQ1 23: 55 bought or addedQ1 23: 36 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 39 cut or sold outQ3 23: 49 bought or addedQ3 23: 33 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 28 cut or sold outQ1 24: 61 bought or addedQ1 24: 39 cut or sold outQ1 24Q2 24: 68 bought or addedQ2 24: 33 cut or sold outQ3 24: 62 bought or addedQ3 24: 40 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225029
Q1 20235536
Q2 20234639
Q3 20234933
Q4 20236028
Q1 20246139
Q2 20246833
Q3 20246240

Biggest buyers

DOLIVER ADVISORS, LP New +287,300+287.3k
LPL Financial LLC Added +231,327+231.3k
BENJAMIN EDWARDS INC New +178,053+178.1k
OSAIC HOLDINGS, INC. Added +172,561+172.6k
Cambridge Investment Research Advisors, Inc. Added +146,343+146.3k
Thrivent Financial for Lutherans Added +137,988+138.0k
Marex Group Ltd Added +123,230+123.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +81,246+81.2k
J.W. COLE ADVISORS, INC. New +78,176+78.2k
BANK OF AMERICA CORP /DE/ Added +77,435+77.4k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Sold out -3,493,571-3.5m
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -1,407,864-1.4m
Sea Otter Advisors LLC Sold out -500,000-500.0k
Quarry LP Reduced -465,534-465.5k
Strategic Financial Concepts, LLC Reduced -436,890-436.9k
Thomas J. Herzfeld Advisors, Inc. Reduced -367,044-367.0k
Cetera Investment Advisers Reduced -175,372-175.4k
CENTAURUS FINANCIAL, INC. Reduced -143,881-143.9k
ROYAL BANK OF CANADA Reduced -94,050-94.0k
Creative Planning Reduced -61,989-62.0k

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 1 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—1$348.8k—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpine Global Management, LLC 10.98% of their portfolio NEW YORK, NY 5,907,9075.9m $45.4m $45.4m 10.98% Reduced -188 -188
2 BOOTHBAY FUND MANAGEMENT, LLC 1.36% of their portfolio NEW YORK, NY 5,906,3335.9m $45.4m $45.4m 1.36% Added +4.8k +4,818
3 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 2,210,0832.2m $17.0m $17.0m 0.04% Added +172.6k +172,561
4 Karpus Management, Inc. 0.41% of their portfolio Pittsford, NY 1,935,1041.9m $14.9m $14.9m 0.41% Reduced -25.1k -25,051
5 ABSOLUTE INVESTMENT ADVISERS, LLC 1.33% of their portfolio ROSEMARY BEACH, FL 1,267,5541.3m $9.7m $9.7m 1.33% Added +11.1k +11,123
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 952,399952.4k $7.3m $7.3m 0.00% Added +231.3k +231,327
7 Thomas J. Herzfeld Advisors, Inc. 1.93% of their portfolio MIAMI BEACH, FL 756,291756.3k $5.8m $5.8m 1.93% Reduced -367.0k -367,044
8 Cable Car Capital, LP 5.46% of their portfolio SAN FRANCISCO, CA 659,889659.9k $5.1m $5.1m 5.46% Reduced -69 -69
9 TrueMark Investments, LLC 1.50% of their portfolio CHICAGO, IL 609,632609.6k $4.7m $4.7m 1.50% Added +25.2k +25,227
10 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.22% of their portfolio WEST PALM BEACH, FL 597,293597.3k $4.6m $4.6m 0.22% Reduced -1.4m -1,407,864
11 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 547,198547.2k $4.2m $4.2m 0.01% Added +18.2k +18,198
12 Quarry LP 1.12% of their portfolio NEW YORK, NY 474,958475.0k $3.6m $3.6m 1.12% Reduced -465.5k -465,534
13 Perennial Investment Advisors, LLC 0.41% of their portfolio Los Angeles, CA 410,543410.5k $3.2m $3.2m 0.41% Added +16.5k +16,522
14 Yakira Capital Management, Inc. 1.21% of their portfolio Westport, CT 407,320407.3k $3.1m $3.1m 1.21% Added +19.1k +19,103
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 387,805387.8k $3.0m $3.0m 0.00% Added +40.5k +40,489
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 291,047291.0k $2.2m $2.2m 0.01% Added +146.3k +146,343
17 DOLIVER ADVISORS, LP 0.61% of their portfolio HOUSTON, TX 287,300287.3k $2.2m $2.2m 0.61% New
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 281,803281.8k $2.2m $2.2m 0.00% Reduced -175.4k -175,372
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 255,736255.7k $2.0m $2.0m 0.00% Reduced -60.5k -60,508
20 CENTAURUS FINANCIAL, INC. 0.11% of their portfolio ANAHEIM, CA 230,148230.1k $1.8m $1.8m 0.11% Reduced -143.9k -143,881
21 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 209,258209.3k $1.6m $1.6m 0.02% Reduced -20.6k -20,591
22 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 195,808195.8k $1.5m $1.5m 0.02% Added +60.2k +60,187
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 186,423186.4k $1.4m $1.4m 0.00% Added +2.6k +2,598
24 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 180,540180.5k $1.4m $1.4m 0.00% Added +6.8k +6,822
25 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 178,053178.1k $1.4m $1.4m 0.02% New
26 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 157,255157.3k $1.2m $1.2m 0.00% Added +138.0k +137,988
27 Marex Group Ltd 0.03% of their portfolio London, X0 148,440148.4k $1.1m $1.1m 0.03% Added +123.2k +123,230
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 113,650113.7k $872.8k $872.8k 0.00% Added +81.2k +81,246
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 93,63893.6k $719.1k $719.1k 0.00% Added +77.4k +77,435
30 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 88,80388.8k $682.0k $682.0k 0.02% Added +5.0k +5,026
31 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 88,73688.7k $681.5k $681.5k 0.06% Reduced -1.4k -1,423
32 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 78,17678.2k $600.4k $600.4k 0.03% New
33 Strategic Financial Concepts, LLC 0.18% of their portfolio SAN ANTONIO, TX 72,50072.5k $556.8k $556.8k 0.18% Reduced -436.9k -436,890
34 Encompass More Asset Management 0.21% of their portfolio Danville, CA 72,29272.3k $555.2k $555.2k 0.21% New
35 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 60,40460.4k $463.9k $463.9k 0.03% Added +5.4k +5,395
36 Garden State Investment Advisory Services LLC 0.15% of their portfolio Red Bank, NJ 60,34160.3k $463.5k $463.5k 0.15% Added +6.1k +6,053
37 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 56,99657.0k $437.7k $437.7k 0.00% Added +4.4k +4,395
38 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 53,97854.0k $414.6k $414.6k 0.03% Reduced -1.6k -1,585
39 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 53,95054.0k $414.3k $414.3k 0.04% Added +6.7k +6,687
40 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 49,12649.1k $377.3k $377.3k 0.00% Added +950 +950
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 48,38648.4k $371.6k $371.6k 0.00% Reduced -2.6k -2,580
42 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 46,95547.0k $360.6k $360.6k 0.01% Unchanged
43 Clarity Capital Partners LLC 0.21% of their portfolio Newport Beach, CA 46,79046.8k $359.3k $359.3k 0.21% Reduced -34.9k -34,915
44 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 46,44146.4k $356.7k $356.7k 0.00% Reduced -62.0k -61,989
45 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 43,30343.3k $332.6k $332.6k 0.01% Unchanged
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 43,29243.3k $332.5k $332.5k 0.00% Added +32.6k +32,567
47 GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio WESTBOROUGH, MA 42,49042.5k $326.3k $326.3k 0.01% Added +21.1k +21,094
48 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 41,71241.7k $320.3k $320.3k 0.03% Added +28.2k +28,187
49 Capital CS Group, LLC 0.39% of their portfolio IRVINE, CA 41,61141.6k $319.6k $319.6k 0.39% Added +935 +935
50 Virtu Financial LLC 0.02% of their portfolio New York, NY 35,66635.7k $274.0k $274.0k 0.02% Reduced -27.0k -27,036
51 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 35,66335.7k $273.9k $273.9k 0.01% Added +7.3k +7,310
52 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 35,50535.5k $272.7k $272.7k 0.00% Unchanged
53 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 34,97935.0k $268.6k $268.6k 0.00% Reduced -16.3k -16,260
54 Evernest Financial Advisors, LLC 0.07% of their portfolio CARMEL, IN 34,25134.3k $263.0k $263.0k 0.07% Added +20.2k +20,167
55 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 34,21034.2k $262.7k $262.7k 0.00% Reduced -22.8k -22,806
56 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 31,00731.0k $246.5k $246.5k 0.01% Added +5.1k +5,064
57 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 29,28229.3k $224.9k $224.9k 0.01% Added +1.6k +1,585
58 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 28,11028.1k $215.9k $215.9k 0.00% Added +648 +648
59 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 27,26427.3k $3.5k $3.5k 0.01% New
60 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 27,02227.0k $207.3k $207.3k 0.00% New
61 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,13926.1k $200.8k $200.8k 0.00% Added +5.8k +5,788
62 CWM, LLC 0.00% of their portfolio OMAHA, NE 26,08426.1k $200.0k $200.0k 0.00% Reduced -59.5k -59,475
63 Vantage Financial Partners, LLC 0.05% of their portfolio ELM GROVE, WI 24,73524.7k $190.0k $190.0k 0.05% Reduced -5.4k -5,399
64 Redhawk Wealth Advisors, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 22,20022.2k $170.5k $170.5k 0.02% Unchanged
65 Charles Schwab Trust Co 0.01% of their portfolio HENDERSON, NV 21,51921.5k $165.3k $165.3k 0.01% Unchanged
66 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 21,40021.4k $164.4k $164.4k 0.00% New
67 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 21,05021.1k $162.0k $162.0k 0.01% Added +150 +150
68 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 21,01221.0k $161.4k $161.4k 0.00% Unchanged
69 HF Advisory Group, LLC 0.07% of their portfolio Annapolis, MD 20,45020.4k $157.1k $157.1k 0.07% Added +643 +643
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,90819.9k $152.9k $152.9k 0.00% Added +649 +649
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,67019.7k $151.1k $151.1k 0.00% Reduced -2.6k -2,559
72 CSS LLC/IL 0.01% of their portfolio CHICAGO, IL 18,85418.9k $144.8k $144.8k 0.01% Unchanged
73 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 18,81018.8k $165.3k $165.3k 0.00% New
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,57918.6k $142.7k $142.7k 0.00% Unchanged
75 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,91615.9k $122.2k $122.2k 0.00% Unchanged
76 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 15,76715.8k $121.1k $121.1k 0.00% Added +1.1k +1,140
77 Prairie Sky Financial Group LLC 0.07% of their portfolio Lake Bluff, IL 15,60515.6k $119.8k $119.8k 0.07% New
78 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,19515.2k $117.0k $117.0k 0.00% Reduced -94.0k -94,050
79 Pasadena Private Wealth, LLC 0.02% of their portfolio PASADENA, CA 15,17015.2k $116.5k $116.5k 0.02% Unchanged
80 FIRETHORN WEALTH PARTNERS, LLC 0.06% of their portfolio AUGUSTA, GA 15,03615.0k $115.5k $115.5k 0.06% Added +621 +621
81 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 14,85014.8k $114.0k $114.0k 0.01% Unchanged
82 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 13,97014.0k $107.3k $107.3k 0.00% New
83 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 13,83013.8k $106.2k $106.2k 0.01% Unchanged
84 Householder Group Estate & Retirement Specialist, LLC 0.03% of their portfolio SCOTTSDALE, AZ 13,34713.3k $102.0k $102.0k 0.03% Added +8.8k +8,757
85 Soltis Investment Advisors LLC 0.01% of their portfolio ST. GEORGE, UT 13,30013.3k $102.1k $102.1k 0.01% Unchanged
86 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,29713.3k $102.1k $102.1k 0.00% New
87 BlueChip Wealth Advisors LLC 0.05% of their portfolio Milton, GA 13,08813.1k $100.5k $100.5k 0.05% Unchanged
88 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 11,20411.2k $86.0k $86.0k 0.01% Unchanged
89 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 10,76910.8k $82.7k $82.7k 0.00% New
90 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 10,36210.4k $79.5k $79.5k 0.00% Reduced -5.8k -5,814
91 Buska Wealth Management, LLC 0.03% of their portfolio WAUSAU, WI 10,24110.2k $78.7k $78.7k 0.03% New
92 Marshall Financial Group, LLC 0.02% of their portfolio Hunt Valley, MD 10,00010.0k $76.8k $76.8k 0.02% Unchanged
93 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 10,00010.0k $76.8k $76.8k 0.01% Unchanged
94 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 6,8106.8k $52.3k $52.3k 0.01% Unchanged
95 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 6,7676.8k $52.0k $52.0k 0.00% Added +2.3k +2,296
96 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 5,3955.4k $41.2k $41.2k 0.01% New
97 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 4,8644.9k $37.4k $37.4k 0.00% Unchanged
98 Planning Capital Management Corp 0.02% of their portfolio PAOLI, PA 3,4813.5k $26.7k $26.7k 0.02% Added +3.4k +3,352
99 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,5002.5k $19.2k $19.2k 0.00% Unchanged
100 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,1002.1k $16.1k $16.1k 0.00% Unchanged