Vault-13

CORNERSTONE STRATEGIC INVEST CLM

COM · Closed-End Fund · CUSIP 21924B302

117 institutional holders +9 vs Q1 2024
33,450,86433.5m shares reported held*
$253.7mreported value*
19 new 49 added 26 reduced 7 sold out net sold ≈ $57.4m (-7.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.59.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 89Q1 23: 89Q2 23: 92Q3 23: 92Q4 23: 110Q1 24: 108Q2 24: 117117Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202278
Q4 202289
Q1 202389
Q2 202392
Q3 202392
Q4 2023110
Q1 2024108
Q2 2024117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 29 cut or sold outQ4 22Q1 23: 55 bought or addedQ1 23: 36 cut or sold outQ2 23: 46 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 33 cut or sold outQ4 23: 60 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 61 bought or addedQ1 24: 39 cut or sold outQ2 24: 68 bought or addedQ2 24: 33 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225029
Q1 20235536
Q2 20234639
Q3 20234933
Q4 20236028
Q1 20246139
Q2 20246833

Biggest buyers

TrueMark Investments, LLC New +584,405+584.4k
BOOTHBAY FUND MANAGEMENT, LLC Added +526,348+526.3k
Sea Otter Advisors LLC New +500,000+500.0k
Quarry LP Added +483,304+483.3k
Strategic Financial Concepts, LLC Added +452,790+452.8k
Cetera Investment Advisers Added +178,437+178.4k
COHEN & STEERS, INC. Added +135,000+135.0k
Creative Planning Added +84,013+84.0k
Virtu Financial LLC New +62,702+62.7k
BCR Wealth Strategies, LLC New +52,309+52.3k

Biggest sellers

Alpine Global Management, LLC Reduced -4,890,943-4.9m
SIT INVESTMENT ASSOCIATES INC Reduced -2,023,634-2.0m
CENTAURUS FINANCIAL, INC. Reduced -809,399-809.4k
Logan Stone Capital, LLC Sold out -703,122-703.1k
MORGAN STANLEY Reduced -591,987-592.0k
Significant Wealth Partners LLC Sold out -475,332-475.3k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -314,964-315.0k
WOLVERINE ASSET MANAGEMENT LLC Sold out -157,508-157.5k
Thomas J. Herzfeld Advisors, Inc. Reduced -110,902-110.9k
Qube Research & Technologies Ltd Sold out -110,703-110.7k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—1$348.8k—
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpine Global Management, LLC 7.91% of their portfolio NEW YORK, NY 5,908,0955.9m $45.5m $45.5m 7.91% Reduced -4.9m -4,890,943
2 BOOTHBAY FUND MANAGEMENT, LLC 1.40% of their portfolio NEW YORK, NY 5,901,5155.9m $45.4m $45.4m 1.40% Added +526.3k +526,348
3 SIT INVESTMENT ASSOCIATES INC 0.62% of their portfolio Minneapolis, MN 3,493,5713.5m $26.9m $26.9m 0.62% Reduced -2.0m -2,023,634
4 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 2,037,5222.0m $15.7m $15.7m 0.04% Reduced -34.4k -34,448
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.73% of their portfolio WEST PALM BEACH, FL 2,005,1572.0m $15.4m $15.4m 0.73% Reduced -315.0k -314,964
6 Karpus Management, Inc. 0.42% of their portfolio Pittsford, NY 1,960,1552.0m $15.1m $15.1m 0.42% Added +15.9k +15,943
7 ABSOLUTE INVESTMENT ADVISERS, LLC 1.43% of their portfolio ROSEMARY BEACH, FL 1,256,4311.3m $9.7m $9.7m 1.43% Added +37.2k +37,238
8 Thomas J. Herzfeld Advisors, Inc. 3.03% of their portfolio MIAMI BEACH, FL 1,123,3351.1m $8.6m $8.6m 3.03% Reduced -110.9k -110,902
9 Quarry LP 1.51% of their portfolio NEW YORK, NY 940,492940.5k $7.2m $7.2m 1.51% Added +483.3k +483,304
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 721,072721.1k $5.6m $5.6m 0.00% Reduced -28.3k -28,268
11 Cable Car Capital, LP 5.36% of their portfolio SAN FRANCISCO, CA 659,958660.0k $5.1m $5.1m 5.36% Reduced -43 -43
12 TrueMark Investments, LLC 1.54% of their portfolio CHICAGO, IL 584,405584.4k $4.5m $4.5m 1.54% New
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 529,000529.0k $4.1m $4.1m 0.01% Added +135.0k +135,000
14 Strategic Financial Concepts, LLC 0.04% of their portfolio SAN ANTONIO, TX 509,390509.4k $66.5k $66.5k 0.04% Added +452.8k +452,790
15 Sea Otter Advisors LLC 32.26% of their portfolio Miami, FL 500,000500.0k $3.9m $3.9m 32.26% New
16 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 457,175457.2k $3.5m $3.5m 0.01% Added +178.4k +178,437
17 Perennial Investment Advisors, LLC 0.43% of their portfolio Los Angeles, CA 394,021394.0k $3.0m $3.0m 0.43% Added +13.6k +13,588
18 Yakira Capital Management, Inc. 1.18% of their portfolio Westport, CT 388,217388.2k $3.0m $3.0m 1.18% Reduced -46.9k -46,893
19 CENTAURUS FINANCIAL, INC. 0.19% of their portfolio ANAHEIM, CA 374,029374.0k $2.9m $2.9m 0.19% Reduced -809.4k -809,399
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 347,316347.3k $2.7m $2.7m 0.00% Reduced -592.0k -591,987
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 316,244316.2k $2.4m $2.4m 0.00% Reduced -3.0k -3,048
22 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 229,849229.8k $1.8m $1.8m 0.02% Added +3.5k +3,450
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 183,825183.8k $1.4m $1.4m 0.00% Added +8.1k +8,080
24 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 173,718173.7k $1.3m $1.3m 0.00% Unchanged
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 144,704144.7k $1.1m $1.1m 0.00% Added +50.8k +50,824
26 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 135,621135.6k $1.0m $1.0m 0.02% Added +1.3k +1,254
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 109,245109.2k $842.0k $842.0k 0.00% Reduced -3.5k -3,526
28 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 108,430108.4k $834.9k $834.9k 0.00% Added +84.0k +84,013
29 CREATIVE FINANCIAL DESIGNS INC /ADV 0.06% of their portfolio KOKOMO, IN 90,15990.2k $694.2k $694.2k 0.06% Added +1.5k +1,531
30 CWM, LLC 0.00% of their portfolio OMAHA, NE 85,55985.6k $659.0k $659.0k 0.00% Added +3.0k +2,972
31 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 83,77783.8k $645.1k $645.1k 0.02% Added +2.5k +2,492
32 Clarity Capital Partners LLC 0.39% of their portfolio Newport Beach, CA 81,70581.7k $629.1k $629.1k 0.39% Reduced -7.8k -7,842
33 Virtu Financial LLC 0.03% of their portfolio New York, NY 62,70262.7k $483.0k $483.0k 0.03% New
34 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 57,01657.0k $439.0k $439.0k 0.00% Reduced -69.9k -69,931
35 Capital Wealth Alliance, LLC 0.25% of their portfolio Scottsdale, AZ 56,98757.0k $438.8k $438.8k 0.25% Added +6.3k +6,307
36 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 55,56355.6k $427.8k $427.8k 0.03% Added +989 +989
37 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 55,00955.0k $423.6k $423.6k 0.03% Added +17.9k +17,872
38 Garden State Investment Advisory Services LLC 0.14% of their portfolio Red Bank, NJ 54,28854.3k $418.1k $418.1k 0.14% Added +19.4k +19,358
39 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 52,60152.6k $405.0k $405.0k 0.00% Added +45 +45
40 BCR Wealth Strategies, LLC 0.26% of their portfolio VESTAVIA, AL 52,30952.3k $402.0k $402.0k 0.26% New
41 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 51,23951.2k $394.5k $394.5k 0.00% Added +19.4k +19,387
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 50,96651.0k $392.4k $392.4k 0.00% Added +7.8k +7,847
43 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 48,17648.2k $371.0k $371.0k 0.00% Added +1.3k +1,273
44 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 47,26347.3k $363.9k $363.9k 0.04% Added +335 +335
45 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 46,95547.0k $361.6k $361.6k 0.01% Added +2.8k +2,800
46 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 43,30343.3k $333.4k $333.4k 0.01% Added +3.6k +3,602
47 Capital CS Group, LLC 0.36% of their portfolio IRVINE, CA 40,67640.7k $313.2k $313.2k 0.36% Reduced -1.3k -1,332
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 35,50535.5k $273.4k $273.4k 0.00% Added +1.2k +1,200
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,40432.4k $249.5k $249.5k 0.00% New
50 Vantage Financial Partners, LLC 0.06% of their portfolio ELM GROVE, WI 30,13430.1k $232.0k $232.0k 0.06% Added +260 +260
51 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 28,35328.4k $218.3k $218.3k 0.01% Reduced -3.8k -3,847
52 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 27,69727.7k $213.3k $213.3k 0.02% Added +14.4k +14,405
53 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 27,46227.5k $211.5k $211.5k 0.00% Added +1.3k +1,275
54 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 25,94325.9k $198.7k $198.7k 0.01% Reduced -80 -80
55 Marex Group Ltd 0.01% of their portfolio London, X0 25,21025.2k $194.1k $194.1k 0.01% New
56 Center For Asset Management LLC 0.12% of their portfolio PALM BEACH GARDENS, FL 23,58923.6k $181.6k $181.6k 0.12% Unchanged
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 22,22922.2k $171.2k $171.2k 0.00% Added +218 +218
58 Redhawk Wealth Advisors, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 22,20022.2k $170.9k $170.9k 0.03% Added +4.5k +4,537
59 Charles Schwab Trust Co 0.02% of their portfolio HENDERSON, NV 21,51921.5k $165.7k $165.7k 0.02% Unchanged
60 GRIMES & Co WEALTH MANAGEMENT, LLC 0.00% of their portfolio WESTBOROUGH, MA 21,39621.4k $164.7k $164.7k 0.00% Added +895 +895
61 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 21,01221.0k $161.8k $161.8k 0.00% Unchanged
62 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 20,90020.9k $161.0k $161.0k 0.01% Added +7.0k +7,000
63 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,35120.4k $156.7k $156.7k 0.00% Added +2.9k +2,892
64 HF Advisory Group, LLC 0.08% of their portfolio Annapolis, MD 19,80719.8k $152.5k $152.5k 0.08% Added +624 +624
65 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 19,26719.3k $148.0k $148.0k 0.00% Reduced -147 -147
66 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,25919.3k $148.3k $148.3k 0.00% Reduced -12.1k -12,102
67 CSS LLC/IL 0.01% of their portfolio CHICAGO, IL 18,85418.9k $145.2k $145.2k 0.01% Unchanged
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,57918.6k $143.1k $143.1k 0.00% New
69 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 16,20316.2k $124.8k $124.8k 0.00% Reduced -18.0k -17,966
70 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 16,17616.2k $124.6k $124.6k 0.00% New
71 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 15,91615.9k $122.6k $122.6k 0.00% Unchanged
72 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,29415.3k $117.8k $117.8k 0.00% Reduced -2.5k -2,532
73 Pasadena Private Wealth, LLC 0.03% of their portfolio PASADENA, CA 15,17015.2k $116.8k $116.8k 0.03% Unchanged
74 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 14,85014.8k $114.0k $114.0k 0.01% Added +4.3k +4,300
75 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 14,67614.7k $113.0k $113.0k 0.00% Added +1.5k +1,502
76 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 14,62714.6k $112.6k $112.6k 0.00% New
77 FIRETHORN WEALTH PARTNERS, LLC 0.06% of their portfolio AUGUSTA, GA 14,41514.4k $111.0k $111.0k 0.06% Added +603 +603
78 Evernest Financial Advisors, LLC 0.05% of their portfolio CARMEL, IN 14,08414.1k $108.4k $108.4k 0.05% Added +640 +640
79 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 13,83013.8k $106.5k $106.5k 0.01% Unchanged
80 N.E.W. Advisory Services LLC 0.01% of their portfolio DE PERE, WI 13,67413.7k $105.3k $105.3k 0.01% Unchanged
81 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 13,52513.5k $104.1k $104.1k 0.00% New
82 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 13,40113.4k $103.2k $103.2k 0.01% Reduced -12.3k -12,340
83 Soltis Investment Advisors LLC 0.01% of their portfolio ST. GEORGE, UT 13,30013.3k $102.4k $102.4k 0.01% New
84 BlueChip Wealth Advisors LLC 0.06% of their portfolio Milton, GA 13,08813.1k $100.8k $100.8k 0.06% New
85 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,82911.8k $91.0k $91.0k 0.00% New
86 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 11,20411.2k $86.3k $86.3k 0.01% Unchanged
87 Outlook Wealth Advisors, LLC 0.04% of their portfolio SHENANDOAH, TX 10,78110.8k $117.4k $117.4k 0.04% Unchanged
88 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,72510.7k $82.6k $82.6k 0.00% Reduced -4.5k -4,506
89 Marshall Financial Group, LLC 0.02% of their portfolio Hunt Valley, MD 10,00010.0k $77.0k $77.0k 0.02% Unchanged
90 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 10,00010.0k $77.0k $77.0k 0.01% Unchanged
91 VOISARD ASSET MANAGEMENT GROUP, INC. 0.04% of their portfolio Grand Rapids, MI 9,3349.3k $71.9k $71.9k 0.04% New
92 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 6,8106.8k $52.4k $52.4k 0.01% Unchanged
93 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 4,8644.9k $37.5k $37.5k 0.00% Added +3.5k +3,539
94 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 4,5904.6k $35.0k $35.0k 0.01% Added +1.6k +1,550
95 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 4,4714.5k $34.4k $34.4k 0.00% Added +187 +187
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,5002.5k $19.2k $19.2k 0.00% Unchanged
97 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,1002.1k $16.3k $16.3k 0.00% New
98 First Command Advisory Services, Inc. 0.00% of their portfolio FORT WORTH, TX 1,2601.3k $9.7k $9.7k 0.00% New
99 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1,0781.1k $8.3k $8.3k 0.00% Added +49 +49
100 BOKF, NA 0.00% of their portfolio TULSA, OK 1,0561.1k $8.1k $8.1k 0.00% Added +51 +51