CORNERSTONE STRATEGIC INVEST CLM
COM · Closed-End Fund · CUSIP 21924B302
- HeadquartersCincinnati, OH
- FilingsSEC EDGAR
89
institutional holders
+0 vs Q4 2022
36.5m
shares reported held*
$284.1mreported value*
17 new
38 added
18 reduced
18 sold out
net sold ≈ $76.2m (-9.8m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.79.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 89 |
| Q1 2023 | 89 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 50 | 29 |
| Q1 2023 | 55 | 36 |
Biggest buyers
| Perennial Investment Advisors, LLC | New | +352.5k |
| Ursa Fund Management, LLC | Added | +230.1k |
| CENTAURUS FINANCIAL, INC. | Added | +150.6k |
| OSAIC HOLDINGS, INC. | Added | +112.5k |
| BOOTHBAY FUND MANAGEMENT, LLC | Added | +88.8k |
| Alpine Global Management, LLC | Added | +80.3k |
| Atria Wealth Solutions, Inc. | Added | +71.2k |
| Summit Wealth Group, LLC | New | +39.1k |
| Cetera Advisor Networks LLC | Added | +34.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +33.8k |
Biggest sellers
| Hunting Hill Global Capital, LLC | Sold out | -4.1m |
| BANK OF AMERICA CORP /DE/ | Reduced | -3.0m |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -1.5m |
| GOLDMAN SACHS GROUP INC | Reduced | -585.6k |
| Thomas J. Herzfeld Advisors, Inc. | Reduced | -409.8k |
| Ford Financial Group, LLC | Sold out | -357.9k |
| CLOUGH CAPITAL PARTNERS L P | Sold out | -286.1k |
| Yakira Capital Management, Inc. | Reduced | -261.2k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -86.7k |
| ROYAL BANK OF CANADA | Reduced | -82.3k |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 3.68% of their portfolio | 17.4m $135.4m | Reduced -1.5m |
| Alpine Global Management, LLC 14.81% of their portfolio | 4.9m $38.1m | Added +80.3k |
| BOOTHBAY FUND MANAGEMENT, LLC 1.00% of their portfolio | 4.9m $38.1m | Added +88.8k |
| CENTAURUS FINANCIAL, INC. 1.59% of their portfolio | 2.6m $19.9m | Added +150.6k |
| OSAIC HOLDINGS, INC. 0.02% of their portfolio | 1.4m $11.3m | Added +112.5k |
| Thomas J. Herzfeld Advisors, Inc. 2.17% of their portfolio | 688.9k $5.4m | Reduced -409.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 533.6k $4.2m | Reduced -3.0m |
| LPL Financial LLC 0.00% of their portfolio | 489.8k $3.8m | Added +28.2k |
| Ursa Fund Management, LLC 21.15% of their portfolio | 450.1k $3.5m | Added +230.1k |
| Perennial Investment Advisors, LLC 0.51% of their portfolio | 352.5k $2.7m | New |
| Atria Wealth Solutions, Inc. 0.03% of their portfolio | 300.6k $2.3m | Added +71.2k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 180.9k $1.4m | Added +34.3k |
| MORGAN STANLEY 0.00% of their portfolio | 167.6k $1.3m | Reduced -52.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 164.6k $1.3m | Added +22.1k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 146.3k $1.1m | Reduced -6.8k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 126.0k $981.8k | Reduced -86.7k |
| CSS LLC/IL 0.06% of their portfolio | 93.5k $728.4k | Added +354 |
| Capital CS Group, LLC 0.68% of their portfolio | 92.7k $722.4k | Added +932 |
| Kovack Advisors, Inc. 0.10% of their portfolio | 91.6k $713.3k | Added +10.2k |
| Garden State Investment Advisory Services LLC 0.29% of their portfolio | 72.2k $562.8k | Added +6.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 71.8k $560.0k | Reduced -82.3k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 69.9k $545.0k | Reduced -3.2k |
| Prospera Financial Services Inc 0.02% of their portfolio | 67.0k $521.5k | Added +3.5k |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.07% of their portfolio | 65.6k $511.1k | Added +274 |
| Cetera Advisors LLC 0.01% of their portfolio | 62.8k $489.2k | Reduced -7.0k |
| Yakira Capital Management, Inc. 0.10% of their portfolio | 48.8k $380.0k | Reduced -261.2k |
| Capital Wealth Alliance, LLC 0.29% of their portfolio | 45.6k $354.9k | Added +3.2k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 43.6k $339.0k | Added +4.3k |
| Private Advisor Group, LLC 0.00% of their portfolio | 41.9k $326.6k | Added +18.3k |
| Dynamic Advisor Solutions LLC 0.02% of their portfolio | 40.7k $316.7k | Added +3.0k |
| Summit Wealth Group, LLC 0.01% of their portfolio | 39.1k $5 | New |
| Chicago Partners Investment Group LLC 0.02% of their portfolio | 35.8k $274.8k | Added +14.2k |
| Pasadena Private Wealth, LLC 0.08% of their portfolio | 35.2k $274.1k | Added +15.6k |
| Global Retirement Partners, LLC 0.01% of their portfolio | 34.1k $266.8k | Added +372 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 33.8k $263.3k | New |
| Aptus Capital Advisors, LLC 0.01% of their portfolio | 33.5k $261.1k | Added +1.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 33.4k $260.0k | Reduced -1.7k |
| Strategic Financial Concepts, LLC 0.10% of their portfolio | 32.7k $254.5k | First filing |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 32.4k $252.1k | Reduced -585.6k |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 31.6k $246.0k | Added +4.4k |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 31.1k $242.3k | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.06% of their portfolio | 30.7k $238.2k | Reduced -5.2k |
| BLUEFIN CAPITAL MANAGEMENT, LLC 0.03% of their portfolio | 29.1k $226.9k | New |
| UBS Group AG 0.00% of their portfolio | 25.4k $198.2k | Added +1.8k |
| GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 24.1k $188.0k | Added +1.3k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 23.8k $185.5k | Reduced -21.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 22.8k $177.8k | Reduced -535 |
| FIRETHORN WEALTH PARTNERS, LLC 0.13% of their portfolio | 21.3k $168.4k | Added +5.5k |
| Brainard Capital Management LLC 0.13% of their portfolio | 21.0k $163.7k | New |
| PFG Investments, LLC 0.03% of their portfolio | 20.8k $162.3k | First filing |
| Center For Asset Management LLC 0.14% of their portfolio | 18.4k $143.2k | Added +3.3k |
| HF Advisory Group, LLC 0.11% of their portfolio | 16.4k $127.7k | Added +710 |
| Laidlaw Wealth Management LLC 0.03% of their portfolio | 16.2k $126.3k | Added +2.1k |
| PRIVATE TRUST CO NA 0.02% of their portfolio | 15.9k $124.0k | Unchanged |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 15.3k $119.5k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 14.6k $113.8k | Added +39 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 14.1k $109.5k | Reduced -14.5k |
| N.E.W. Advisory Services LLC 0.02% of their portfolio | 13.7k $106.5k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 12.7k $100.8k | Reduced -3.3k |
| Creative Planning 0.00% of their portfolio | 11.8k $92.0k | Reduced -18.9k |
| Vantage Financial Partners, LLC 0.03% of their portfolio | 11.2k $87.5k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 10.9k $84.6k | Added +229 |
| WEDBUSH SECURITIES INC 0.00% of their portfolio | 10.8k $84.0k | New |
| HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio | 10.5k $81.6k | Unchanged |
| Marshall Financial Group, LLC 0.03% of their portfolio | 10.0k $77.9k | Unchanged |
| Tradition Wealth Management, LLC 0.01% of their portfolio | 9.1k $71.0k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 5.9k $46.1k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 5.2k $40.4k | Added +5.2k |
| Addison Advisors LLC 0.02% of their portfolio | 3.9k $30.3k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 3.1k $24.3k | Added +119 |
| Larson Financial Group LLC 0.00% of their portfolio | 3.1k $24.1k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 2.5k $19.5k | Unchanged |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 2.2k $16.8k | New |
| BOK Financial Private Wealth, Inc. 0.00% of their portfolio | 2.0k $15.6k | New |
| AlphaMark Advisors, LLC 0.00% of their portfolio | 1.4k $11.0k | New |
| Sound Income Strategies, LLC 0.00% of their portfolio | 1.3k $10.3k | Unchanged |
| GODSEY & GIBB, INC 0.00% of their portfolio | 1.0k $7.8k | New |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 831 $6.4k | New |
| Focused Wealth Management, Inc 0.00% of their portfolio | 715 $5.6k | Added +7 |
| US BANCORP \DE\ 0.00% of their portfolio | 653 $5.1k | Unchanged |
| Rise Advisors, LLC 0.00% of their portfolio | 548 $4.3k | Added +34 |
| ADIRONDACK TRUST CO 0.00% of their portfolio | 355 $2.8k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 332 $3.0k | Added +125 |
| Belpointe Asset Management LLC 0.00% of their portfolio | 200 $1.6k | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 55 $428 | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 38 $296 | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 32 $250 | Added +2 |
| TSFG, LLC 0.00% of their portfolio | 17 $0 | Unchanged |
| FMR LLC 0.00% of their portfolio | 2 $16 | New |