CORNERSTONE STRATEGIC INVEST CLM
COM · Closed-End Fund · CUSIP 21924B302
- HeadquartersCincinnati, OH
- FilingsSEC EDGAR
89
institutional holders
+11 vs Q3 2022
46.2m
shares reported held*
$340.6mreported value*
16 new
34 added
24 reduced
5 sold out
net bought ≈ $36.6m (+5.0m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.37.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 78 |
| Q4 2022 | 89 |
Biggest buyers
| Hunting Hill Global Capital, LLC | Added | +3.9m |
| Alpine Global Management, LLC | Added | +1.2m |
| BOOTHBAY FUND MANAGEMENT, LLC | Added | +1.0m |
| Thomas J. Herzfeld Advisors, Inc. | Added | +749.4k |
| BANK OF AMERICA CORP /DE/ | Added | +468.0k |
| CLOUGH CAPITAL PARTNERS L P | New | +286.1k |
| CENTAURUS FINANCIAL, INC. | Added | +164.9k |
| OSAIC HOLDINGS, INC. | Added | +158.4k |
| LPL Financial LLC | Added | +81.9k |
| WOLVERINE ASSET MANAGEMENT LLC | New | +68.3k |
Biggest sellers
| Ursa Fund Management, LLC | Reduced | -2.1m |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -633.3k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -350.5k |
| Mariner, LLC | Reduced | -194.2k |
| Yakira Capital Management, Inc. | Reduced | -187.4k |
| GOLDMAN SACHS GROUP INC | Reduced | -110.7k |
| Prospera Financial Services Inc | Reduced | -53.8k |
| ROYAL BANK OF CANADA | Reduced | -17.8k |
| Capital CS Group, LLC | Reduced | -14.3k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -12.8k |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 3.89% of their portfolio | 18.8m $138.8m | Reduced -633.3k |
| Alpine Global Management, LLC 11.79% of their portfolio | 4.8m $35.5m | Added +1.2m |
| BOOTHBAY FUND MANAGEMENT, LLC 1.09% of their portfolio | 4.8m $35.4m | Added +1.0m |
| Hunting Hill Global Capital, LLC 20.43% of their portfolio | 4.1m $30.1m | Added +3.9m |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 3.6m $26.4m | Added +468.0k |
| CENTAURUS FINANCIAL, INC. 1.66% of their portfolio | 2.4m $17.7m | Added +164.9k |
| OSAIC HOLDINGS, INC. 0.02% of their portfolio | 1.3m $9.8m | Added +158.4k |
| Thomas J. Herzfeld Advisors, Inc. 3.32% of their portfolio | 1.1m $8.1m | Added +749.4k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 617.9k $4.6m | Reduced -110.7k |
| LPL Financial LLC 0.00% of their portfolio | 461.6k $3.4m | Added +81.9k |
| Ford Financial Group, LLC 1.04% of their portfolio | 357.9k $2.6m | Reduced -3.3k |
| Yakira Capital Management, Inc. 0.47% of their portfolio | 310.0k $2.3m | Reduced -187.4k |
| CLOUGH CAPITAL PARTNERS L P 0.21% of their portfolio | 286.1k $2.1m | New |
| Atria Wealth Solutions, Inc. 0.03% of their portfolio | 229.5k $1.7m | Added +11.5k |
| Ursa Fund Management, LLC 5.79% of their portfolio | 220.0k $1.6m | Reduced -2.1m |
| MORGAN STANLEY 0.00% of their portfolio | 219.7k $1.6m | Added +65.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 212.7k $1.6m | Reduced -11.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 154.1k $1.1m | Reduced -17.8k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 153.1k $1.1m | Added +47.0k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 146.6k $1.1m | Added +44.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 142.4k $1.0m | Reduced -12.8k |
| CSS LLC/IL 0.04% of their portfolio | 93.2k $686.5k | Added +4.3k |
| Capital CS Group, LLC 0.75% of their portfolio | 91.8k $676.6k | Reduced -14.3k |
| Kovack Advisors, Inc. 0.09% of their portfolio | 81.4k $599.9k | Added +5.4k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 73.1k $539.0k | Reduced -7.6k |
| Cetera Advisors LLC 0.01% of their portfolio | 69.8k $514.4k | Reduced -11.2k |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 68.3k $503.3k | New |
| Garden State Investment Advisory Services LLC 0.29% of their portfolio | 65.8k $485.0k | First filing |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.07% of their portfolio | 65.3k $481.5k | Reduced -860 |
| Prospera Financial Services Inc 0.02% of their portfolio | 63.5k $467.8k | Reduced -53.8k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 53.6k $395.0k | Reduced -350.5k |
| Bridgecreek Investment Management, LLC 0.09% of their portfolio | 52.5k $386.9k | New |
| BLUEFIN CAPITAL MANAGEMENT, LLC 0.06% of their portfolio | 48.2k $355.4k | New |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio | 45.5k $335.1k | New |
| MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio | 43.8k $323.1k | New |
| Capital Wealth Alliance, LLC 0.26% of their portfolio | 42.4k $312.5k | Added +3.2k |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 39.2k $289.0k | Added +1.9k |
| Dynamic Advisor Solutions LLC 0.02% of their portfolio | 37.7k $277.7k | Added +3.2k |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.07% of their portfolio | 36.0k $265.0k | Reduced -3.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 35.1k $258.4k | New |
| Capital Asset Advisory Services LLC 0.02% of their portfolio | 34.8k $256.6k | New |
| Global Retirement Partners, LLC 0.02% of their portfolio | 33.7k $248.7k | Added +33.7k |
| Aptus Capital Advisors, LLC 0.01% of their portfolio | 31.7k $233.8k | Added +8.7k |
| Creative Planning 0.00% of their portfolio | 30.8k $226.7k | Added +11.1k |
| XTX Topco Ltd 0.05% of their portfolio | 30.7k $225.9k | New |
| Virtu Financial LLC 0.03% of their portfolio | 30.0k $221.0k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 28.6k $210.6k | Added +14.3k |
| TWO SIGMA SECURITIES, LLC 0.03% of their portfolio | 27.3k $200.9k | New |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 27.2k $201.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 23.7k $174.5k | Added +4.5k |
| Private Advisor Group, LLC 0.01% of their portfolio | 23.6k $174.0k | Reduced -3.3k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 23.4k $172.1k | Added +1.3k |
| GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 22.9k $168.4k | Added +1.5k |
| Chicago Partners Investment Group LLC 0.01% of their portfolio | 21.5k $181.1k | Added +3.7k |
| Pasadena Private Wealth, LLC 0.04% of their portfolio | 19.6k $144.6k | Added +1.5k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 16.1k $121.4k | New |
| PRIVATE TRUST CO NA 0.02% of their portfolio | 15.9k $117.0k | Unchanged |
| FIRETHORN WEALTH PARTNERS, LLC 0.10% of their portfolio | 15.9k $117.1k | Added +1.2k |
| HF Advisory Group, LLC 0.12% of their portfolio | 15.7k $115.6k | First filing |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 15.3k $113.1k | Reduced -2.2k |
| Center For Asset Management LLC 0.10% of their portfolio | 15.1k $111.0k | Added +2.5k |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 14.6k $107.4k | Reduced -366 |
| CoreCap Advisors, LLC 0.01% of their portfolio | 14.1k $104.2k | Reduced -4.3k |
| Laidlaw Wealth Management LLC 0.02% of their portfolio | 14.1k $103.8k | Added +949 |
| N.E.W. Advisory Services LLC 0.02% of their portfolio | 13.7k $100.8k | Unchanged |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 10.8k $79.0k | Added +623 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 10.6k $78.0k | Added +257 |
| HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio | 10.5k $77.2k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 10.1k $74.0k | Reduced -194.2k |
| Marshall Financial Group, LLC 0.03% of their portfolio | 10.0k $73.7k | Unchanged |
| Tradition Wealth Management, LLC 0.01% of their portfolio | 9.1k $67.0k | Reduced -80 |
| Larson Financial Group LLC 0.00% of their portfolio | 3.1k $22.8k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 3.0k $22.1k | New |
| Gradient Investments LLC 0.00% of their portfolio | 2.7k $19.9k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 2.5k $18.4k | Unchanged |
| Accurate Wealth Management, LLC 0.01% of their portfolio | 2.0k $15.9k | New |
| MinichMacGregor Wealth Management, LLC 0.01% of their portfolio | 1.9k $14.0k | New |
| Sound Income Strategies, LLC 0.00% of their portfolio | 1.3k $9.8k | Unchanged |
| Focused Wealth Management, Inc 0.00% of their portfolio | 708 $5.2k | Added +8 |
| US BANCORP \DE\ 0.00% of their portfolio | 653 $4.8k | Reduced -2 |
| Rise Advisors, LLC 0.00% of their portfolio | 514 $3.8k | Added +38 |
| IFP Advisors, Inc 0.00% of their portfolio | 421 $6.0k | Unchanged |
| ADIRONDACK TRUST CO 0.00% of their portfolio | 355 $2.6k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 207 $2.0k | Reduced -131 |
| Parallel Advisors, LLC 0.00% of their portfolio | 55 $405 | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 38 $280 | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 30 $222 | Added +2 |
| TSFG, LLC 0.00% of their portfolio | 17 $0 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2 $15 | Reduced -1.4k |