Vault-13

ELEVATION SERIES TRUST AUGZ

TRUESHARES STRUC · ETP · CUSIP 210322814

36 institutional holders +20 vs Q4 2025
1,121,6971.1m shares reported held*
$45.6mreported value*
20 new 5 added 5 reduced 0 sold out net bought ≈ $28.0m (+688.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.64.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 25: 16Q4 25: 16Q1 26: 3636Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q3 202516
Q4 202516
Q1 202636

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 25: 4 bought or addedQ4 25: 6 cut or sold outQ4 25Q1 26: 25 bought or addedQ1 26: 5 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q4 202546
Q1 2026255

Biggest buyers

AE Wealth Management LLC Added +478,568+478.6k
Wellment Financial New +25,729+25.7k
B.O.S.S. Retirement Advisors, LLC New +22,934+22.9k
HOWARD BAILEY SECURITIES, LLC New +21,341+21.3k
SMART Wealth LLC New +20,996+21.0k
POM Investment Strategies, LLC New +14,317+14.3k
TrueMark Investments, LLC Added +14,249+14.2k
FWG Investments, LLC. New +13,398+13.4k
Integrated Wealth Management New +13,168+13.2k
Great Lakes Retirement, Inc. New +11,486+11.5k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -1,452-1.5k
JPMORGAN CHASE & CO Reduced -1,442-1.4k
Weaver Consulting Group Reduced -590-590
HARBOUR INVESTMENTS, INC. Reduced -261-261
UBS Group AG Reduced -60-60

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 479,003479.0k $19.5m $19.5m 0.11% Added +478.6k +478,568
2 TrueMark Investments, LLC 1.75% of their portfolio CHICAGO, IL 220,971221.0k $9.0m $9.0m 1.75% Added +14.2k +14,249
3 Weaver Consulting Group 1.03% of their portfolio HUNTINGTON BEACH, CA 105,871105.9k $4.3m $4.3m 1.03% Reduced -590 -590
4 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 32,50632.5k $1.3m $1.3m 0.10% Added +285 +285
5 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 28,00028.0k $1.1m $1.1m 0.00% Unchanged
6 Wellment Financial 1.29% of their portfolio ELMHURST, IL 25,72925.7k $1.0m $1.0m 1.29% New
7 B.O.S.S. Retirement Advisors, LLC 0.28% of their portfolio Lehi, UT 22,93422.9k $932.1k $932.1k 0.28% New
8 HOWARD BAILEY SECURITIES, LLC 0.36% of their portfolio FORT WAYNE, IN 21,34121.3k $867.4k $867.4k 0.36% New
9 SMART Wealth LLC 0.25% of their portfolio Omaha, NE 20,99621.0k $853.3k $853.3k 0.25% New
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,29219.3k $784.1k $784.1k 0.00% Reduced -1.5k -1,452
11 POM Investment Strategies, LLC 0.72% of their portfolio RALEIGH, NC 14,31714.3k $581.9k $581.9k 0.72% New
12 FWG Investments, LLC. 0.35% of their portfolio LEXINGTON, KY 13,39813.4k $544.5k $544.5k 0.35% New
13 Integrated Wealth Management 0.61% of their portfolio UNIONTOWN, OH 13,16813.2k $535.2k $535.2k 0.61% New
14 Valtinson Bruner Financial Planning LLC 0.13% of their portfolio NEW BRIGHTON, MN 11,52411.5k $468.4k $468.4k 0.13% Unchanged
15 Great Lakes Retirement, Inc. 0.05% of their portfolio SANDUSKY, OH 11,48611.5k $466.8k $466.8k 0.05% New
16 LifeWealth Investments, LLC 0.13% of their portfolio WINTER GARDEN, FL 10,69910.7k $434.8k $434.8k 0.13% New
17 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 10,52110.5k $427.6k $427.6k 0.01% Added +791 +791
18 Centennial Advisors, LLC 0.45% of their portfolio AUSTIN, TX 8,6168.6k $350.2k $350.2k 0.45% New
19 Outlook Wealth Advisors, LLC 0.08% of their portfolio SHENANDOAH, TX 8,1838.2k $332.6k $332.6k 0.08% New
20 FSA Advisors, Inc. 0.20% of their portfolio TROY, MI 7,4697.5k $303.6k $303.6k 0.20% New
21 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 6,7946.8k $276.1k $276.1k 0.00% Unchanged
22 Networth Advisors, LLC 0.16% of their portfolio CANONSBURG, PA 5,4045.4k $219.6k $219.6k 0.16% New
23 Quest 10 Wealth Builders, Inc. 0.19% of their portfolio Fuquay-Varina, VA 5,2045.2k $211.5k $211.5k 0.19% New
24 Lloyd Advisory Services, LLC. 0.05% of their portfolio SUWANEE, GA 4,2894.3k $174.3k $174.3k 0.05% Added +4.3k +4,286
25 Kingdom Financial Group LLC. 0.05% of their portfolio PEORIA, AZ 4,2894.3k $174.3k $174.3k 0.05% New
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,9402.9k $117.1k $117.1k 0.00% Reduced -1.4k -1,442
27 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 2,1522.2k $87.5k $87.5k 0.00% Unchanged
28 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,6671.7k $67.8k $67.8k 0.00% Unchanged
29 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0551.1k $42.9k $42.9k 0.00% Reduced -261 -261
30 BALLAST ADVISORS LLC 0.01% of their portfolio WOODBURY, MN 600600 $24.4k $24.4k 0.01% New
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 312312 $12.7k $12.7k 0.00% New
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 312312 $12.7k $12.7k 0.00% Reduced -60 -60
33 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 280280 $11.4k $11.4k 0.00% Unchanged
34 Key Capital Management, INC 0.01% of their portfolio HENDERSONVILLE, TN 37075, TN 235235 $9.6k $9.6k 0.01% New
35 Decker Retirement Planning Inc. 0.00% of their portfolio LEVI, UT 132132 $5.4k $5.4k 0.00% New
36 Elevated Capital Advisors, LLC 0.00% of their portfolio SANDY, UT 88 $325 $325 0.00% New