Vault-13

CONFLUENT INC CFLT 0 01.15.27

NOTE 1/1 · US DOMESTIC · CUSIP 20717MAB9

47 institutional holders +3 vs Q4 2022
24,283,00024.3m shares reported held*
$822.3mreported value*
8 new 13 added 13 reduced 5 sold out net bought ≈ $37.7m (-13.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.86. Options: 0 managers hold calls (— notional), 2 hold puts ($66.0m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q4 22: 44Q1 23: 4747Q4 22Q1 23
Numbers
QuarterHolders
Q4 202244
Q1 202347

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $31.5mQ4 22P/C —Q1 23 calls: $0Q1 23 puts: $66.0mQ1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$31.5m—
Q1 2023$0$66.0m—

Biggest buyers

FMR LLC Added +49,005,000+49.0m
Opti Capital Management, LP Added +26,675,000+26.7m
Aequim Alternative Investments LP New +17,500,000+17.5m
LAZARD ASSET MANAGEMENT LLC Added +8,250,000+8.2m
Man Group plc Added +7,000,000+7.0m
Blackstone Inc. New +6,000,000+6.0m
STEELHEAD PARTNERS LLC Added +4,655,000+4.7m
JANE STREET GROUP, LLC New +4,000,000+4.0m
Elliott Investment Management L.P. Added +3,500,000+3.5m
STATE STREET CORP Added +2,746,000+2.7m

Biggest sellers

Verition Fund Management LLC Reduced -22,480,000-22.5m
Aequim Alternative Investments LP Sold out -20,000,000-20.0m
VOYA INVESTMENT MANAGEMENT LLC Reduced -19,980,000-20.0m
SOROS FUND MANAGEMENT LLC Reduced -13,600,000-13.6m
JPMORGAN CHASE & CO Reduced -6,256,000-6.3m
Segantii Capital Management Ltd Sold out -5,500,000-5.5m
MORGAN STANLEY Reduced -4,767,000-4.8m
Point72 Asset Management, L.P. Reduced -3,500,000-3.5m
BlackRock Inc. Reduced -2,900,000-2.9m
D. E. Shaw & Co., Inc. Reduced -2,500,000-2.5m

Biggest calls

None

Biggest puts

DAVIDSON KEMPNER PARTNERS First filing $33.0m41.8m shares
Davidson Kempner Capital Management LP Unchanged $33.0m41.8m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.14% of their portfolio ATLANTA, GA 167,100,000167.1m $132.8m $132.8m 0.14% Reduced -20.0m -19,980,000
2 SOROS FUND MANAGEMENT LLC 1.85% of their portfolio NEW YORK, NY 122,900,000122.9m $97.3m $97.3m 1.85% Reduced -13.6m -13,600,000
3 Linden Advisors LP 1.02% of their portfolio New York, NY 121,975,000122.0m $96.7m $96.7m 1.02% Unchanged
4 Calamos Advisors LLC 0.33% of their portfolio NAPERVILLE, IL 83,189,00083.2m $65.7m $65.7m 0.33% Added +2.5m +2,500,000
5 FMR LLC 0.00% of their portfolio BOSTON, MA 75,946,00075.9m $60.0m $60.0m 0.00% Added +49.0m +49,005,000
6 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 50,000,00050.0m $39.7m $39.7m 0.05% Added +8.2m +8,250,000
7 Elliott Investment Management L.P. 0.48% of their portfolio WEST PALM BEACH, FL 50,000,00050.0m $39.3m $39.3m 0.48% Added +3.5m +3,500,000
8 STEELHEAD PARTNERS LLC 2.37% of their portfolio SEATTLE, WA 46,000,00046.0m $36.4m $36.4m 2.37% Added +4.7m +4,655,000
9 Opti Capital Management, LP 2.03% of their portfolio New York, NY 31,675,00031.7m $25.1m $25.1m 2.03% Added +26.7m +26,675,000
10 AVIVA PLC 0.09% of their portfolio LONDON, X0 25,000,00025.0m $19.9m $19.9m 0.09% Unchanged
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 24,021,00024.0m $19.0m $19.0m 0.00% Added +2.7m +2,746,000
12 Man Group plc 0.06% of their portfolio LONDON, X0 23,000,00023.0m $18.2m $18.2m 0.06% Added +7.0m +7,000,000
13 ADVENT CAPITAL MANAGEMENT /DE/ 0.33% of their portfolio NEW YORK, NY 21,432,00021.4m $17.0m $17.0m 0.33% Added +18.0k +18,000
14 Aequim Alternative Investments LP 0.44% of their portfolio MILL VALLEY, CA 17,500,00017.5m $13.9m $13.9m 0.44% New
15 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 15,400,00015.4m $12.2m $12.2m 0.02% Reduced -2.5m -2,500,000
16 LMR Partners LLP 0.22% of their portfolio LONDON, X0 15,000,00015.0m $11.9m $11.9m 0.22% Unchanged
17 AQR Arbitrage LLC 0.35% of their portfolio Greenwich, CT 14,475,00014.5m $11.5m $11.5m 0.35% Reduced -1.8m -1,825,000
18 CAPSTONE INVESTMENT ADVISORS, LLC 0.31% of their portfolio NEW YORK, NY 12,500,00012.5m $9.9m $9.9m 0.31% Unchanged
19 SSI INVESTMENT MANAGEMENT LLC 0.48% of their portfolio Los Angeles, CA 8,725,0008.7m $6.9m $6.9m 0.48% Reduced -747.0k -747,000
20 ABSOLUTE INVESTMENT ADVISERS, LLC 0.99% of their portfolio ROSEMARY BEACH, FL 8,500,0008.5m $6.7m $6.7m 0.99% Added +1.4m +1,375,000
21 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 8,500,0008.5m $6.7m $6.7m 0.02% Reduced -3.5m -3,500,000
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,855,0007.9m $6.2m $6.2m 0.00% Added +230.0k +230,000
23 BlackRock Inc. 0.00% of their portfolio New York, NY 6,675,0006.7m $5.3m $5.3m 0.00% Reduced -2.9m -2,900,000
24 SILVERBACK ASSET MANAGEMENT LLC 0.76% of their portfolio DURHAM, NC 6,000,0006.0m $4.7m $4.7m 0.76% Unchanged
25 Blackstone Inc. 0.02% of their portfolio NEW YORK, NY 6,000,0006.0m $4.8m $4.8m 0.02% New
26 Ionic Capital Management LLC 1.74% of their portfolio NEW YORK, NY 5,750,0005.8m $4.6m $4.6m 1.74% Added +500.0k +500,000
27 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 5,000,0005.0m $3.9m $3.9m 0.01% Added +1.0m +1,000,000
28 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 4,056,0004.1m $3.2m $3.2m 0.00% Unchanged
29 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 4,000,0004.0m $3.2m $3.2m 0.01% New
30 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 2,750,0002.8m $2.2m $2.2m 0.01% Unchanged
31 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 2,225,0002.2m $1.8m $1.8m 0.00% Unchanged
32 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 2,100,0002.1m $1.6m $1.6m 0.00% Unchanged
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,519,0001.5m $1.2m $1.2m 0.00% Reduced -2.3m -2,345,000
34 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,500,0001.5m $1.2m $1.2m 0.00% Unchanged
35 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,407,0001.4m $1.1m $1.1m 0.00% Reduced -4.8m -4,767,000
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,391,0001.4m $1.1m $1.1m 0.00% Reduced -6.3m -6,256,000
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 977,000977.0k $771.7k $771.7k 0.00% Reduced -1.8m -1,800,000
38 Kohlberg Kravis Roberts & Co. L.P. 0.02% of their portfolio NEW YORK, NY 885,000885.0k $703.5k $703.5k 0.02% New
39 PALISADE CAPITAL MANAGEMENT, LP 0.01% of their portfolio FORT LEE, NJ 500,000500.0k $395.3k $395.3k 0.01% Unchanged
40 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 500,000500.0k $394.6k $394.6k 0.00% Unchanged
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 270,000270.0k $213.3k $213.3k 0.00% New
42 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 179,000179.0k $141.4k $141.4k 0.00% New
43 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 90,00090.0k $71.5k $71.5k 0.00% New
44 Verition Fund Management LLC 0.25% of their portfolio GREENWICH, CT 20,00020.0k $15.9m $15.9m 0.25% Reduced -22.5m -22,480,000
45 Context Capital Management, LLC 0.76% of their portfolio LAJOLLA, CA 11,40611.4k $9.1m $9.1m 0.76% Reduced -7.0k -7,000
46 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $1.6m $1.6m 0.00% New
47 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged