Vault-13

COMPLETE SOLARIA INC SPWRW

*W EXP 07/31/202 · Equity WRT · CUSIP 20460L112

34 institutional holders -8 vs Q2 2024
3,501,9063.5m shares reported held*
$1.0mreported value*
0 new 1 added 7 reduced 8 sold out net sold ≈ $286.2k (-611.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.29. Options: 4 managers hold calls ($155.5k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q2 23: 1Q3 23: 42Q4 23: 42Q1 24: 42Q2 24: 42Q3 24: 3434Q2 23Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q2 20231
Q3 202342
Q4 202342
Q1 202442
Q2 202442
Q3 202434

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 42 bought or addedQ3 23: 0 cut or sold outQ3 23Q4 23: 8 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 3 bought or addedQ1 24: 9 cut or sold outQ1 24Q2 24: 2 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 1 bought or addedQ3 24: 15 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q3 2023420
Q4 202384
Q1 202439
Q2 202426
Q3 2024115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ4 23 calls: $45.5kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $28.6kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $36.7kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $155.5kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$45.5k$00.00
Q1 2024$28.6k$00.00
Q2 2024$36.7k$00.00
Q3 2024$155.5k$00.00

Biggest buyers

CLEAR STREET LLC Added +1,899+1.9k

Biggest sellers

JPMORGAN CHASE & CO Sold out -454,442-454.4k
KIM, LLC Sold out -125,000-125.0k
Periscope Capital Inc. Sold out -82,859-82.9k
Meteora Capital, LLC Sold out -79,600-79.6k
Fort Baker Capital Management LP Reduced -67,801-67.8k
LMR Partners LLP Sold out -37,500-37.5k
Exos Asset Management LLC Reduced -35,000-35.0k
WOLVERINE ASSET MANAGEMENT LLC Reduced -32,036-32.0k
COWEN AND COMPANY, LLC Reduced -31,008-31.0k
Shaolin Capital Management LLC Reduced -27,354-27.4k

Biggest calls

ANGELO GORDON & CO., L.P. Unchanged $70.2k25.0k shares
DEUTSCHE BANK AG\ Unchanged $41.7k149.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $33.3k121.1k shares
LMR Partners LLP New $10.3k37.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 2 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—2$74.9k—
DateInsiderTradeSharesPrice ValueTheir holding
2024-08-19 Gishen Adam Director Sold 15,526 $1.75 $27.2k15.5k shares -4%
2024-08-16 Thiam Tidjane Director Sold 30,000 $1.59 $47.7k30.0k shares -16%
2024-07-18 TC Group Cayman Investment Holdings, L.P. +8 10% owner · See footnote Sold 35,143 $1.40 $49.2k35.1k shares -1%
2024-07-18 TC Group, LLC +6 10% owner · See footnote Sold 35,143 $1.40 $49.2k35.1k shares -1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Park West Asset Management LLC 0.01% of their portfolio SAN FRANCISCO, CA 600,105600.1k $164.9k $164.9k 0.01% Unchanged
2 Fort Baker Capital Management LP 0.02% of their portfolio Larkspur, CA 416,854416.9k $114.5k $114.5k 0.02% Reduced -67.8k -67,801
3 Clear Street Derivatives LLC 0.00% of their portfolio NEW YORK, NY 362,014362.0k $99.5k $99.5k 0.00% Unchanged
4 Sculptor Capital LP 0.00% of their portfolio New York, NY 352,100352.1k $92.4k $92.4k 0.00% Unchanged
5 PEAK6 Investments LLC 0.00% of their portfolio CHICAGO, IL 313,917313.9k $86.2k $86.2k 0.00% Reduced -6.5k -6,507
6 ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio GREENWICH, CT 287,639287.6k $75.5k $75.5k 0.00% Unchanged
7 SECURITY BENEFIT LIFE INSURANCE CO /KS/ 0.02% of their portfolio TOPEKA, KS 150,000150.0k $41.2k $41.2k 0.02% Unchanged
8 Exos Asset Management LLC 3.73% of their portfolio NEW YORK, NY 139,718139.7k $38.4k $38.4k 3.73% Reduced -35.0k -35,000
9 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 132,600132.6k $34.8k $34.8k 0.00% Unchanged
10 Shaolin Capital Management LLC 0.00% of their portfolio Miami, FL 100,000100.0k $27.5k $27.5k 0.00% Reduced -27.4k -27,354
11 COWEN AND COMPANY, LLC 0.00% of their portfolio NEW YORK, NY 72,59372.6k $19.9k $19.9k 0.00% Reduced -31.0k -31,008
12 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 71,71271.7k $19.7k $19.7k 0.00% Unchanged
13 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 62,50062.5k $17.2k $17.2k 0.00% Unchanged
14 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 42,50042.5k $11.7k $11.7k 0.00% Unchanged
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 41,18041.2k $11.3k $11.3k 0.00% Unchanged
16 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 40,28740.3k $11.1k $11.1k 0.00% Unchanged
17 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 37,50037.5k $10.3k $10.3k 0.00% Unchanged
18 VR Advisory Services Ltd 0.00% of their portfolio CAMANA BAY, GRAND CAYMAN, E9 37,50037.5k $10.3k $10.3k 0.00% Unchanged
19 CAAS CAPITAL MANAGEMENT LP 0.01% of their portfolio NEW YORK, NY 37,50037.5k $10.3k $10.3k 0.01% Unchanged
20 Athos Capital Ltd 0.03% of their portfolio HONG KONG, K3 28,42028.4k $80.0k $80.0k 0.03% Unchanged
21 ZAZOVE ASSOCIATES LLC 0.00% of their portfolio INCLINE VILLAGE, NV 25,17125.2k $6.6k $6.6k 0.00% Reduced -25.2k -25,171
22 MOORE CAPITAL MANAGEMENT, LP 0.00% of their portfolio NEW YORK, NY 25,00025.0k $6.9k $6.9k 0.00% Unchanged
23 TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio NEW YORK, NY 24,07224.1k $6.6k $6.6k 0.00% Unchanged
24 Crystalline Management Inc. 0.00% of their portfolio Montreal, Quebec, Z4 13,97514.0k $3.8k $3.8k 0.00% Unchanged
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,50012.5k $3.4k $3.4k 0.00% Unchanged
26 DUPONT CAPITAL MANAGEMENT CORP 0.00% of their portfolio Wilmington, DE 12,50012.5k $3.4k $3.4k 0.00% Unchanged
27 Laurion Capital Management LP 0.00% of their portfolio NEW YORK, NY 12,50012.5k $3.4k $3.4k 0.00% Unchanged
28 Mint Tower Capital Management B.V. 0.00% of their portfolio AMSTERDAM, P7 12,50012.5k $3.0k $3.0k 0.00% Unchanged
29 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 12,38212.4k $3.4k $3.4k 0.00% Unchanged
30 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 10,82810.8k $3.0k $3.0k 0.00% Reduced -32.0k -32,036
31 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio Englewood, NJ 10,62810.6k $2.9k $2.9k 0.00% Unchanged
32 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 1,9612.0k $539 $539 0.00% Added +1.9k +1,899
33 Vestcor Inc 0.00% of their portfolio FREDERICTON, A3 1,2501.2k $0 $0 0.00% Unchanged
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged