Vault-13

COMPOSECURE INC CMPOW

*W EXP 12/27/202 · Equity WRT · CUSIP 20459V113

20 institutional holders -1 vs Q1 2023
9,725,3289.7m shares reported held*
$11.9mreported value*
1 new 3 added 4 reduced 2 sold out net bought ≈ $2.0m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.22. Options: 2 managers hold calls ($343.9k notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 21Q4 22: 20Q1 23: 21Q2 23: 2020Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202221
Q4 202220
Q1 202321
Q2 202320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 7 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 6 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202274
Q1 202366
Q2 202346

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $262.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $229.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $389.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $343.9kQ2 23 puts: $0Q2 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$262.0k$00.00
Q4 2022$229.0k$00.00
Q1 2023$389.0k$00.00
Q2 2023$343.9k$00.00

Biggest buyers

ARISTEIA CAPITAL, L.L.C. Added +903,361+903.4k
Walleye Capital LLC Added +881,012+881.0k
Steamboat Capital Partners, LLC New +321,654+321.7k
WOLVERINE ASSET MANAGEMENT LLC Added +718+718

Biggest sellers

Shaolin Capital Management LLC Reduced -50,000-50.0k
Warberg Asset Management LLC Reduced -46,337-46.3k
AQR Arbitrage LLC Reduced -29,276-29.3k
FLOW TRADERS U.S. LLC Sold out -20,324-20.3k
Potomac Capital Management, Inc. Reduced -20,110-20.1k
UBS Group AG Sold out -603-603

Biggest calls

LITTLEJOHN & CO LLC Unchanged $315.0k300.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $28.9k27.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Walleye Capital LLC 0.05% of their portfolio NEW YORK, NY 2,519,7742.5m $2.6m $2.6m 0.05% Added +881.0k +881,012
2 Tikvah Management LLC 0.73% of their portfolio Charlotte, NC 2,045,6372.0m $2.1m $2.1m 0.73% Unchanged
3 LMR Partners LLP 0.03% of their portfolio LONDON, X0 1,242,3551.2m $1.3m $1.3m 0.03% Unchanged
4 ARISTEIA CAPITAL, L.L.C. 0.04% of their portfolio GREENWICH, CT 944,153944.2k $1.0m $1.0m 0.04% Added +903.4k +903,361
5 MARATHON ASSET MANAGEMENT LP 0.38% of their portfolio NEW YORK, NY 839,366839.4k $881.3k $881.3k 0.38% Unchanged
6 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 616,569616.6k $647.4k $647.4k 0.00% Unchanged
7 Steamboat Capital Partners, LLC 0.12% of their portfolio RYE, NY 321,654321.7k $337.7k $337.7k 0.12% New
8 Shaolin Capital Management LLC 0.03% of their portfolio Miami, FL 299,999300.0k $315.0k $315.0k 0.03% Reduced -50.0k -50,000
9 Potomac Capital Management, Inc. 2.15% of their portfolio NEW YORK, NY 276,890276.9k $1.9m $1.9m 2.15% Reduced -20.1k -20,110
10 Warberg Asset Management LLC 0.06% of their portfolio WINNETKA, IL 203,563203.6k $213.7k $213.7k 0.06% Reduced -46.3k -46,337
11 Bleichroeder LP 0.02% of their portfolio NEW YORK, NY 100,000100.0k $105.0k $105.0k 0.02% Unchanged
12 PEAK6 Investments LLC 0.01% of their portfolio CHICAGO, IL 95,00095.0k $99.8k $99.8k 0.01% Unchanged
13 Castle Creek Arbitrage, LLC 0.01% of their portfolio AVON, CO 79,50079.5k $87.5k $87.5k 0.01% Unchanged
14 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 39,74439.7k $41.7k $41.7k 0.00% Reduced -29.3k -29,276
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 25,00025.0k $26.2k $26.2k 0.00% Unchanged
16 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 23,40223.4k $24.6k $24.6k 0.00% Unchanged
17 Clarus Wealth Advisors 0.01% of their portfolio PEORIA, AZ 21,99922.0k $23.3k $23.3k 0.01% Unchanged
18 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 20,10020.1k $21.1k $21.1k 0.00% Unchanged
19 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 10,62310.6k $11.2k $11.2k 0.00% Added +718 +718
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged