Vault-13

COMPANHIA DE SANEAMENTO BASI SBS

SPONSORED ADR · ADR · CUSIP 20441A102 · ISIN US20441A1025

Brazilian basic sanitation company

164 institutional holders +2 vs Q4 2023
79,424,34279.4m shares reported held*
$1.3bnreported value*
24 new 45 added 58 reduced 21 sold out net bought ≈ $12.2m (+723.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($283.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.79. Options: 3 managers hold calls ($495.7k notional), 4 hold puts ($299.6k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 143Q4 22: 144Q1 23: 141Q2 23: 142Q3 23: 149Q4 23: 162Q1 24: 164164Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022143
Q4 2022144
Q1 2023141
Q2 2023142
Q3 2023149
Q4 2023162
Q1 2024164

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 74 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 66 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 57 cut or sold outQ3 23Q4 23: 72 bought or addedQ4 23: 76 cut or sold outQ4 23Q1 24: 69 bought or addedQ1 24: 79 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226774
Q1 20236764
Q2 20236466
Q3 20236457
Q4 20237276
Q1 20246979

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $168.7kQ2 23 puts: $1.1mQ2 23P/C 6.30Q3 23 calls: $955.3kQ3 23 puts: $210.9kQ3 23P/C 0.22Q4 23 calls: $985.2kQ4 23 puts: $1.1mQ4 23P/C 1.12Q1 24 calls: $495.7kQ1 24 puts: $299.6kQ1 24P/C 0.60
Numbers
QuarterCallsPutsP/C
Q2 2023$168.7k$1.1m6.30
Q3 2023$955.3k$210.9k0.22
Q4 2023$985.2k$1.1m1.12
Q1 2024$495.7k$299.6k0.60

Biggest buyers

MORGAN STANLEY Added +5,405,811+5.4m
Itau Unibanco Holding S.A. Added +873,495+873.5k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP New +414,175+414.2k
Qube Research & Technologies Ltd New +243,134+243.1k
HRT FINANCIAL LP New +232,496+232.5k
JANE STREET GROUP, LLC Added +187,706+187.7k
WELLINGTON MANAGEMENT GROUP LLP Added +167,208+167.2k
BANK OF AMERICA CORP /DE/ Added +142,335+142.3k
MILLENNIUM MANAGEMENT LLC Added +101,461+101.5k
Significant Wealth Partners LLC Added +90,373+90.4k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -2,444,304-2.4m
Impax Asset Management Group plc Reduced -1,960,676-2.0m
MACKENZIE FINANCIAL CORP Reduced -703,646-703.6k
PGGM Investments Sold out -611,415-611.4k
NORDEA INVESTMENT MANAGEMENT AB Reduced -220,530-220.5k
Legal & General Group Plc Reduced -219,176-219.2k
Banco BTG Pactual S.A. Reduced -215,477-215.5k
LETKO, BROSSEAU & ASSOCIATES INC Reduced -153,175-153.2k
HSBC HOLDINGS PLC Reduced -116,655-116.7k
Invesco Ltd. Reduced -98,821-98.8k

Biggest calls

CITADEL ADVISORS LLC New $277.7k16.5k shares
SIMPLEX TRADING, LLC Added $218.0k13.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

GROUP ONE TRADING LLC Unchanged $133.0k7.9k shares
Optiver Holding B.V. Reduced $133.0k7.9k shares
CITADEL ADVISORS LLC New $33.7k2.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Impax Asset Management Group plc 1.04% of their portfolio LONDON, X0 16,174,74316.2m $271.4m $271.4m 1.04% Reduced -2.0m -1,960,676
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 15,928,87515.9m $268.1m $268.1m 0.01% Added +5.4m +5,405,811
3 Amundi 0.03% of their portfolio Paris, I0 4,939,8544.9m $81.4m $81.4m 0.03% Reduced -18.6k -18,582
4 MACKENZIE FINANCIAL CORP 0.11% of their portfolio TORONTO ONTARIO, A6 4,527,6784.5m $76.2m $76.2m 0.11% Reduced -703.6k -703,646
5 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 3,829,8063.8m $64.5m $64.5m 0.01% Reduced -98.8k -98,821
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 3,236,0243.2m $54.5m $54.5m 0.01% Reduced -21.1k -21,143
7 LETKO, BROSSEAU & ASSOCIATES INC 0.83% of their portfolio MONTREAL, A8 2,835,3152.8m $47.7m $47.7m 0.83% Reduced -153.2k -153,175
8 BlackRock Inc. 0.00% of their portfolio New York, NY 2,290,8512.3m $38.6m $38.6m 0.00% Added +57.1k +57,127
9 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,049,2012.0m $34.5m $34.5m 0.00% Reduced -36.7k -36,695
10 STRS OHIO 0.10% of their portfolio COLUMBUS, OH 1,440,0001.4m $24.2m $24.2m 0.10% Unchanged
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,386,0721.4m $23.3m $23.3m 0.00% Added +142.3k +142,335
12 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.28% of their portfolio CHICAGO, IL 1,375,0001.4m $23.1m $23.1m 0.28% Unchanged
13 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 1,345,4951.3m $22.6m $22.6m 0.04% Added +64.0k +64,000
14 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 1,243,3471.2m $20.9m $20.9m 0.02% Reduced -2.4m -2,444,304
15 Itau Unibanco Holding S.A. 0.69% of their portfolio SAO PAULO, D5 959,536959.5k $16.1m $16.1m 0.69% Added +873.5k +873,495
16 Quilter Plc 0.38% of their portfolio LONDON, X0 958,991959.0k $16.1m $16.1m 0.38% Added +25.2k +25,242
17 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 871,909871.9k $14.7m $14.7m 0.01% Added +101.5k +101,461
18 Kapitalo Investimentos Ltda 3.02% of their portfolio SAO PAULO, D5 814,840814.8k $13.7m $13.7m 3.02% Reduced -44.4k -44,377
19 Legal & General Group Plc 0.00% of their portfolio London, X0 778,271778.3k $13.1m $13.1m 0.00% Reduced -219.2k -219,176
20 Banco BTG Pactual S.A. 3.55% of their portfolio RIO DE JANEIRO, D5 690,199690.2k $11.4m $11.4m 3.55% Reduced -215.5k -215,477
21 Optiver Holding B.V. 0.45% of their portfolio AMSTERDAM, P7 638,262638.3k $10.7m $10.7m 0.45% Reduced -44.5k -44,536
22 Perpetual Ltd 0.10% of their portfolio SYDNEY, NEW SOUTH WALES, C3 628,052628.1k $10.6m $10.6m 0.10% Added +54.7k +54,662
23 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 621,895621.9k $10.5m $10.5m 0.00% Unchanged
24 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 613,279613.3k $10.3m $10.3m 0.03% Added +1.2k +1,234
25 Robeco Institutional Asset Management B.V. 0.02% of their portfolio ROTTERDAM, P7 577,502577.5k $9.7m $9.7m 0.02% Reduced -46.6k -46,641
26 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 439,658439.7k $7.4m $7.4m 0.00% Added +17.4k +17,374
27 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 425,394425.4k $7.2m $7.2m 0.00% Reduced -21.4k -21,423
28 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 414,485414.5k $7.0m $7.0m 0.01% Reduced -700 -700
29 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 414,175414.2k $7.0m $7.0m 0.01% New
30 Maryland State Retirement & Pension System 0.12% of their portfolio BALTIMORE, MD 410,831410.8k $6.3m $6.3m 0.12% Unchanged
31 SPX Gestao de Recursos Ltda 0.58% of their portfolio RIO DE JANEIRO, D5 396,679396.7k $6.7m $6.7m 0.58% Added +42.8k +42,779
32 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 379,843379.8k $6.4m $6.4m 0.00% Added +4.4k +4,382
33 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 332,201332.2k $5.6m $5.6m 0.01% Added +187.7k +187,706
34 FMR LLC 0.00% of their portfolio BOSTON, MA 323,768323.8k $5.4m $5.4m 0.00% Reduced -2.2k -2,248
35 BARINGS LLC 0.12% of their portfolio CHARLOTTE, NC 279,945279.9k $4.7m $4.7m 0.12% Reduced -61.3k -61,348
36 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 272,803272.8k $4.6m $4.6m 0.01% Added +16.5k +16,457
37 NORDEA INVESTMENT MANAGEMENT AB 0.01% of their portfolio STOCKHOLM, V7 262,805262.8k $4.5m $4.5m 0.01% Reduced -220.5k -220,530
38 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 244,800244.8k $4.1m $4.1m 0.00% Unchanged
39 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 243,134243.1k $4.1m $4.1m 0.01% New
40 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 232,496232.5k $3.9m $3.9m 0.02% New
41 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 224,238224.2k $3.8m $3.8m 0.00% Reduced -43.2k -43,172
42 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 208,434208.4k $3.5m $3.5m 0.00% Added +167.2k +167,208
43 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 173,092173.1k $2.9m $2.9m 0.00% Added +4.5k +4,496
44 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 168,506168.5k $2.8m $2.8m 0.00% Reduced -16.9k -16,852
45 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 158,059158.1k $2.7m $2.7m 0.00% Added +15.7k +15,661
46 BTG Pactual Global Asset Management Ltd 0.83% of their portfolio NEW YORK, NY 154,370154.4k $2.6m $2.6m 0.83% Unchanged
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 117,069117.1k $2.0m $2.0m 0.00% Reduced -13.6k -13,597
48 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 109,881109.9k $1.8m $1.8m 0.00% Reduced -116.7k -116,655
49 Significant Wealth Partners LLC 1.14% of their portfolio CARY, IL 103,463103.5k $1.7m $1.7m 1.14% Added +90.4k +90,373
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 102,950103.0k $1.7m $1.7m 0.00% Reduced -35.5k -35,453
51 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 89,67089.7k $1.5m $1.5m 0.00% Reduced -1.8k -1,848
52 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 85,25385.3k $1.4m $1.4m 0.01% Reduced -34.5k -34,460
53 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 78,79478.8k $1.3m $1.3m 0.00% Added +2.0k +2,000
54 UBS Group AG 0.00% of their portfolio ZURICH, V8 77,04477.0k $1.3m $1.3m 0.00% Reduced -88.2k -88,175
55 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 72,20072.2k $1.2m $1.2m 0.00% Added +700 +700
56 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 67,76767.8k $1.1m $1.1m 0.00% New
57 CoreCommodity Management, LLC 0.38% of their portfolio STAMFORD, CT 64,11264.1k $1.1m $1.1m 0.38% Added +2.7k +2,688
58 Daiwa Securities Group Inc. 0.01% of their portfolio CHIYODA-KU,TOKYO, M0 61,80061.8k $1.0m $1.0m 0.01% Reduced -8.0k -8,000
59 Manchester Capital Management LLC 0.12% of their portfolio MANCHESTER, VT 56,83656.8k $956.5k $956.5k 0.12% Unchanged
60 Trium Capital LLP 0.34% of their portfolio LONDON, X0 54,34054.3k $915.0k $915.0k 0.34% Added +13.2k +13,243
61 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 53,21453.2k $895.6k $895.6k 0.00% Added +1.7k +1,702
62 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 52,31852.3k $880.5k $880.5k 0.01% New
63 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 52,31852.3k $880.5k $880.5k 0.01% New
64 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 42,07542.1k $708.1k $708.1k 0.00% Reduced -3.7k -3,660
65 Engineers Gate Manager LP 0.02% of their portfolio NEW YORK, NY 40,93340.9k $688.9k $688.9k 0.02% Added +7.9k +7,887
66 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 40,10440.1k $675.0k $675.0k 0.00% Added +4.6k +4,634
67 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 38,78338.8k $652.7k $652.7k 0.01% New
68 ExodusPoint Capital Management, LP 0.01% of their portfolio NEW YORK, NY 36,78836.8k $619.0k $619.0k 0.01% New
69 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 35,91235.9k $604.4k $604.4k 0.00% Reduced -1.1k -1,099
70 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 35,18035.2k $592.0k $592.0k 0.03% Added +625 +625
71 Quantbot Technologies LP 0.03% of their portfolio NEW YORK, NY 33,59033.6k $565.3k $565.3k 0.03% Reduced -27.6k -27,622
72 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 33,46333.5k $563.2k $563.2k 0.00% New
73 PRELUDE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 32,00032.0k $538.6k $538.6k 0.04% Reduced -4.2k -4,230
74 Key Financial Inc 0.14% of their portfolio WEST CHESTER, PA 31,83031.8k $535.7k $535.7k 0.14% Added +31.0k +31,000
75 Crossmark Global Holdings, Inc. 0.01% of their portfolio HOUSTON, TX 30,61530.6k $515.0k $515.0k 0.01% Added +10.0k +10,022
76 B. Metzler seel. Sohn & Co. AG 0.01% of their portfolio FRANKFURT, 2M 29,04429.0k $488.8k $488.8k 0.01% New
77 VPR Management LLC 0.13% of their portfolio HOUSTON, TX 28,68028.7k $482.7k $482.7k 0.13% Unchanged
78 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 28,66428.7k $482.4k $482.4k 0.00% Added +128 +128
79 Y-Intercept (Hong Kong) Ltd 0.04% of their portfolio HONG KONG, K3 28,46928.5k $479.1k $479.1k 0.04% New
80 Qtron Investments LLC 0.07% of their portfolio Boston, MA 28,36828.4k $477.4k $477.4k 0.07% Unchanged
81 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 27,97828.0k $470.0k $470.0k 0.00% New
82 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,19126.2k $441.0k $441.0k 0.00% Added +258 +258
83 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 25,07325.1k $422.0k $422.0k 0.00% Reduced -4.8k -4,753
84 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 24,56124.6k $413.4k $413.4k 0.00% Reduced -2.2k -2,154
85 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,23022.2k $374.1k $374.1k 0.00% Reduced -56.4k -56,428
86 Vident Advisory, LLC 0.01% of their portfolio Alpharetta, GA 20,72220.7k $348.8k $348.8k 0.01% Reduced -8.0k -8,030
87 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 20,05620.1k $337.5k $337.5k 0.00% Added +49 +49
88 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 19,97820.0k $337.0k $337.0k 0.00% Added +6.6k +6,594
89 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 18,27618.3k $307.6k $307.6k 0.01% Reduced -340 -340
90 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,96318.0k $302.3k $302.3k 0.00% New
91 Lombard Odier Asset Management (Europe) Ltd 0.02% of their portfolio LONDON, X0 17,54717.5k $295.3k $295.3k 0.02% Unchanged
92 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 16,87716.9k $284.0k $284.0k 0.00% Added +4.0k +4,023
93 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 16,78616.8k $282.5k $282.5k 0.01% New
94 Simplicity Wealth,LLC 0.01% of their portfolio SUMMIT, NJ 16,71216.7k $281.3k $281.3k 0.01% New
95 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,49716.5k $277.6k $277.6k 0.00% Reduced -26.1k -26,077
96 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 15,31815.3k $257.8k $257.8k 0.00% New
97 PROFUND ADVISORS LLC 0.01% of their portfolio BETHESDA, MD 15,18515.2k $255.6k $255.6k 0.01% Reduced -3.1k -3,075
98 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 14,83214.8k $249.6k $249.6k 0.00% Added +1.3k +1,319
99 Lester Murray Antman dba SimplyRich 0.08% of their portfolio CARLSBAD, CA 14,68614.7k $248.0k $248.0k 0.08% Unchanged
100 AXQ CAPITAL, LP 0.05% of their portfolio JERSEY CITY, NJ 13,40313.4k $225.6k $225.6k 0.05% Reduced -19.2k -19,203