Vault-13

COMPANHIA DE SANEAMENTO BASI SBS

SPONSORED ADR · ADR · CUSIP 20441A102 · ISIN US20441A1025

Brazilian basic sanitation company

162 institutional holders +13 vs Q3 2023
78,727,78478.7m shares reported held*
$1.2bnreported value*
21 new 51 added 61 reduced 15 sold out net sold ≈ $6.2m (-408.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($32.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.22. Options: 3 managers hold calls ($985.2k notional), 3 hold puts ($1.1m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 143Q4 22: 144Q1 23: 141Q2 23: 142Q3 23: 149Q4 23: 162162Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022143
Q4 2022144
Q1 2023141
Q2 2023142
Q3 2023149
Q4 2023162

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 74 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 66 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 57 cut or sold outQ3 23Q4 23: 72 bought or addedQ4 23: 76 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226774
Q1 20236764
Q2 20236466
Q3 20236457
Q4 20237276

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $2.3mQ1 23 puts: $2.9mQ1 23P/C 1.27Q2 23 calls: $168.7kQ2 23 puts: $1.1mQ2 23P/C 6.30Q3 23 calls: $955.3kQ3 23 puts: $210.9kQ3 23P/C 0.22Q4 23 calls: $985.2kQ4 23 puts: $1.1mQ4 23P/C 1.12
Numbers
QuarterCallsPutsP/C
Q1 2023$2.3m$2.9m1.27
Q2 2023$168.7k$1.1m6.30
Q3 2023$955.3k$210.9k0.22
Q4 2023$985.2k$1.1m1.12

Biggest buyers

MORGAN STANLEY Added +8,774,037+8.8m
GOLDMAN SACHS GROUP INC Added +1,034,319+1.0m
Banco BTG Pactual S.A. Added +792,276+792.3k
BANK OF AMERICA CORP /DE/ Added +294,151+294.2k
Kapitalo Investimentos Ltda Added +225,214+225.2k
Optiver Holding B.V. Added +186,854+186.9k
DUFF & PHELPS INVESTMENT MANAGEMENT CO Added +125,000+125.0k
Itau Unibanco Holding S.A. Added +85,919+85.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +83,787+83.8k
Connor, Clark & Lunn Investment Management Ltd. Added +79,680+79.7k

Biggest sellers

BlackRock Inc. Reduced -6,321,865-6.3m
Impax Asset Management Group plc Reduced -1,610,157-1.6m
NORDEA INVESTMENT MANAGEMENT AB Reduced -792,079-792.1k
MACKENZIE FINANCIAL CORP Reduced -750,051-750.1k
PGGM Investments Reduced -411,585-411.6k
Amundi Reduced -371,200-371.2k
MILLENNIUM MANAGEMENT LLC Reduced -361,626-361.6k
JANE STREET GROUP, LLC Reduced -285,437-285.4k
CANADA LIFE ASSURANCE Co Reduced -267,334-267.3k
Qube Research & Technologies Ltd Sold out -181,867-181.9k

Biggest calls

Optiver Holding B.V. Added $970.2k63.7k shares
SIMPLEX TRADING, LLC Reduced $15.0k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Optiver Holding B.V. Added $980.8k64.4k shares
GROUP ONE TRADING LLC Added $120.3k7.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Impax Asset Management Group plc 1.11% of their portfolio LONDON, X0 18,135,41918.1m $275.5m $275.5m 1.11% Reduced -1.6m -1,610,157
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,523,06410.5m $160.3m $160.3m 0.01% Added +8.8m +8,774,037
3 MACKENZIE FINANCIAL CORP 0.12% of their portfolio TORONTO ONTARIO, A6 5,231,3245.2m $79.7m $79.7m 0.12% Reduced -750.1k -750,051
4 Amundi 0.03% of their portfolio Paris, I0 4,958,4365.0m $75.0m $75.0m 0.03% Reduced -371.2k -371,200
5 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 3,928,6273.9m $59.8m $59.8m 0.01% Reduced -17.0k -16,990
6 FIRST TRUST ADVISORS LP 0.06% of their portfolio Wheaton, IL 3,687,6513.7m $56.2m $56.2m 0.06% Reduced -48.3k -48,257
7 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 3,257,1673.3m $49.6m $49.6m 0.01% Added +1.0m +1,034,319
8 LETKO, BROSSEAU & ASSOCIATES INC 0.83% of their portfolio MONTREAL, A8 2,988,4903.0m $45.5m $45.5m 0.83% Reduced -49.9k -49,925
9 BlackRock Inc. 0.00% of their portfolio New York, NY 2,233,7242.2m $34.0m $34.0m 0.00% Reduced -6.3m -6,321,865
10 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,085,8962.1m $31.8m $31.8m 0.00% Reduced -71.0k -71,019
11 STRS OHIO 0.09% of their portfolio COLUMBUS, OH 1,440,0001.4m $21.9m $21.9m 0.09% Unchanged
12 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.25% of their portfolio CHICAGO, IL 1,375,0001.4m $20.9m $20.9m 0.25% Added +125.0k +125,000
13 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 1,281,4951.3m $19.5m $19.5m 0.03% Reduced -9.4k -9,400
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,243,7371.2m $18.9m $18.9m 0.00% Added +294.2k +294,151
15 Legal & General Group Plc 0.00% of their portfolio London, X0 997,447997.4k $15.2m $15.2m 0.00% Reduced -24.6k -24,582
16 Quilter Plc 0.48% of their portfolio LONDON, X0 933,749933.7k $14.3m $14.3m 0.48% Added +469 +469
17 Banco BTG Pactual S.A. 3.16% of their portfolio RIO DE JANEIRO, D5 905,676905.7k $13.9m $13.9m 3.16% Added +792.3k +792,276
18 Kapitalo Investimentos Ltda 2.70% of their portfolio SAO PAULO, D5 859,217859.2k $13.1m $13.1m 2.70% Added +225.2k +225,214
19 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 770,448770.4k $11.7m $11.7m 0.01% Reduced -361.6k -361,626
20 Optiver Holding B.V. 0.31% of their portfolio AMSTERDAM, P7 682,798682.8k $10.4m $10.4m 0.31% Added +186.9k +186,854
21 Robeco Institutional Asset Management B.V. 0.02% of their portfolio ROTTERDAM, P7 624,143624.1k $9.5m $9.5m 0.02% Reduced -33.7k -33,686
22 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 621,895621.9k $9.5m $9.5m 0.00% Unchanged
23 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 612,045612.0k $9.3m $9.3m 0.03% Reduced -59.7k -59,701
24 PGGM Investments 0.14% of their portfolio ZEIST, P7 611,415611.4k $9.3m $9.3m 0.14% Reduced -411.6k -411,585
25 Perpetual Ltd 0.09% of their portfolio SYDNEY, NEW SOUTH WALES, C3 573,390573.4k $8.7m $8.7m 0.09% Added +18.4k +18,449
26 NORDEA INVESTMENT MANAGEMENT AB 0.01% of their portfolio STOCKHOLM, V7 483,335483.3k $7.3m $7.3m 0.01% Reduced -792.1k -792,079
27 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 446,817446.8k $6.8m $6.8m 0.00% Reduced -4.4k -4,408
28 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 422,284422.3k $6.4m $6.4m 0.00% Added +31.0k +31,026
29 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 415,185415.2k $6.3m $6.3m 0.01% Added +680 +680
30 Maryland State Retirement & Pension System 0.13% of their portfolio BALTIMORE, MD 410,831410.8k $6.3m $6.3m 0.13% Unchanged
31 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 375,461375.5k $5.7m $5.7m 0.00% Added +21.3k +21,304
32 SPX Gestao de Recursos Ltda 0.42% of their portfolio RIO DE JANEIRO, D5 353,900353.9k $5.4m $5.4m 0.42% Added +33.6k +33,552
33 BARINGS LLC 0.17% of their portfolio CHARLOTTE, NC 341,293341.3k $5.2m $5.2m 0.17% Unchanged
34 FMR LLC 0.00% of their portfolio BOSTON, MA 326,016326.0k $5.0m $5.0m 0.00% Added +62.4k +62,371
35 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 267,410267.4k $4.1m $4.1m 0.00% Added +948 +948
36 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 256,346256.3k $3.9m $3.9m 0.01% Reduced -267.3k -267,334
37 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 244,800244.8k $3.7m $3.7m 0.00% Unchanged
38 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 226,536226.5k $3.5m $3.5m 0.00% Reduced -14.5k -14,541
39 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 185,358185.4k $2.8m $2.8m 0.00% Reduced -19.4k -19,389
40 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 168,596168.6k $2.6m $2.6m 0.00% Added +426 +426
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 165,219165.2k $2.5m $2.5m 0.00% Reduced -95.7k -95,737
42 BTG Pactual Global Asset Management Ltd 1.40% of their portfolio NEW YORK, NY 154,370154.4k $2.4m $2.4m 1.40% Unchanged
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 144,495144.5k $2.2m $2.2m 0.00% Reduced -285.4k -285,437
44 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 142,398142.4k $2.2m $2.2m 0.00% Reduced -54.8k -54,834
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 138,403138.4k $2.1m $2.1m 0.00% Added +83.8k +83,787
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 130,666130.7k $2.0m $2.0m 0.00% Added +3.5k +3,508
47 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 119,713119.7k $1.8m $1.8m 0.01% Added +79.7k +79,680
48 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 91,51891.5k $1.4m $1.4m 0.00% Reduced -131.1k -131,064
49 Itau Unibanco Holding S.A. 0.04% of their portfolio SAO PAULO, D5 86,04186.0k $1.3m $1.3m 0.04% Added +85.9k +85,919
50 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 78,65878.7k $1.2m $1.2m 0.00% Reduced -2.0k -1,960
51 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 76,79476.8k $1.2m $1.2m 0.00% Added +29.7k +29,694
52 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 71,50071.5k $1.1m $1.1m 0.00% New
53 Daiwa Securities Group Inc. 0.01% of their portfolio CHIYODA-KU,TOKYO, M0 69,80069.8k $1.1m $1.1m 0.01% Reduced -17.0k -17,000
54 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 62,52462.5k $952.2k $952.2k 0.01% Added +17.6k +17,624
55 CoreCommodity Management, LLC 0.28% of their portfolio STAMFORD, CT 61,42461.4k $935.5k $935.5k 0.28% Reduced -18.0k -18,039
56 Quantbot Technologies LP 0.05% of their portfolio NEW YORK, NY 61,21261.2k $932.3k $932.3k 0.05% New
57 Manchester Capital Management LLC 0.12% of their portfolio MANCHESTER, VT 56,83656.8k $865.6k $865.6k 0.12% Unchanged
58 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 51,51251.5k $784.5k $784.5k 0.00% Reduced -703 -703
59 BI Asset Management Fondsmaeglerselskab A/S 0.02% of their portfolio KOBENHAVN, G7 49,17149.2k $749.0k $749.0k 0.02% Reduced -19.6k -19,550
60 Campbell & CO Investment Adviser LLC 0.07% of their portfolio BALTIMORE, MD 48,82648.8k $743.6k $743.6k 0.07% Added +37.4k +37,418
61 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 46,80046.8k $712.8k $712.8k 0.00% New
62 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 45,73545.7k $696.5k $696.5k 0.00% Added +1.1k +1,141
63 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,57442.6k $648.4k $648.4k 0.00% Added +178 +178
64 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 41,22641.2k $627.9k $627.9k 0.00% Added +17.8k +17,817
65 Trium Capital LLP 0.05% of their portfolio LONDON, X0 41,09741.1k $626.0k $626.0k 0.05% Reduced -12.0k -11,964
66 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 37,01137.0k $563.7k $563.7k 0.00% Reduced -9.0k -8,970
67 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 36,90836.9k $562.1k $562.1k 0.00% Reduced -22.2k -22,197
68 PRELUDE CAPITAL MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 36,23036.2k $551.8k $551.8k 0.05% Added +4.0k +3,998
69 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 35,47035.5k $540.2k $540.2k 0.00% New
70 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 35,31335.3k $537.8k $537.8k 0.00% Reduced -5.1k -5,052
71 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 35,19135.2k $536.0k $536.0k 0.00% Added +794 +794
72 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 34,55534.6k $526.0k $526.0k 0.03% Unchanged
73 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 33,04633.0k $503.3k $503.3k 0.01% Added +17.5k +17,456
74 AXQ CAPITAL, LP 0.13% of their portfolio JERSEY CITY, NJ 32,60632.6k $496.6k $496.6k 0.13% Added +8.2k +8,206
75 FOX RUN MANAGEMENT, L.L.C. 0.13% of their portfolio GREENWICH, CT 32,52732.5k $495.4k $495.4k 0.13% New
76 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 31,64131.6k $472.0k $472.0k 0.00% Reduced -6.9k -6,862
77 Aquatic Capital Management LLC 0.01% of their portfolio CHICAGO, IL 31,30031.3k $477.0k $477.0k 0.01% New
78 XTX Topco Ltd 0.10% of their portfolio LONDON, X0 31,25031.2k $475.9k $475.9k 0.10% Added +18.4k +18,388
79 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 29,82629.8k $454.2k $454.2k 0.00% Reduced -1.3k -1,317
80 Partners Group Holding AG 0.02% of their portfolio BAAR-ZUG, V8 29,00029.0k $441.7k $441.7k 0.02% New
81 Vident Advisory, LLC 0.01% of their portfolio Alpharetta, GA 28,75228.8k $437.9k $437.9k 0.01% Added +382 +382
82 VPR Management LLC 0.11% of their portfolio HOUSTON, TX 28,68028.7k $436.8k $436.8k 0.11% Unchanged
83 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 28,53628.5k $434.6k $434.6k 0.00% Added +348 +348
84 Qtron Investments LLC 0.07% of their portfolio Boston, MA 28,36828.4k $432.0k $432.0k 0.07% New
85 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 26,71526.7k $406.9k $406.9k 0.00% Added +9.8k +9,800
86 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,93325.9k $395.0k $395.0k 0.00% Reduced -422 -422
87 ELCO Management Co., LLC 0.26% of their portfolio New York, NY 25,62625.6k $390.3k $390.3k 0.26% Reduced -10.7k -10,723
88 Phoenix Financial Ltd. 0.01% of their portfolio Givatayim, L3 24,58624.6k $377.8k $377.8k 0.01% Reduced -26.3k -26,294
89 Crossmark Global Holdings, Inc. 0.01% of their portfolio HOUSTON, TX 20,59320.6k $314.0k $314.0k 0.01% New
90 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 20,00720.0k $304.7k $304.7k 0.00% Reduced -73 -73
91 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 18,61618.6k $283.5k $283.5k 0.01% Reduced -195 -195
92 PROFUND ADVISORS LLC 0.01% of their portfolio BETHESDA, MD 18,26018.3k $278.1k $278.1k 0.01% Added +7.4k +7,373
93 Lombard Odier Asset Management (Europe) Ltd 0.02% of their portfolio LONDON, X0 17,54717.5k $267.2k $267.2k 0.02% Reduced -3.9k -3,929
94 Dynamic Technology Lab Private Ltd 0.03% of their portfolio SINGAPORE, U0 16,91916.9k $258.0k $258.0k 0.03% New
95 Lester Murray Antman dba SimplyRich 0.08% of their portfolio CARLSBAD, CA 14,68614.7k $224.0k $224.0k 0.08% New
96 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 13,51313.5k $205.8k $205.8k 0.00% New
97 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,38413.4k $204.0k $204.0k 0.00% Added +2.3k +2,275
98 Significant Wealth Partners LLC 0.15% of their portfolio CARY, IL 13,09013.1k $199.4k $199.4k 0.15% First filing
99 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,85412.9k $195.8k $195.8k 0.00% Reduced -119 -119
100 Sonen Capital LLC 0.36% of their portfolio San Francisco, CA 12,50012.5k $190.4k $190.4k 0.36% Reduced -1.3k -1,300