Vault-13

COMPANHIA DE SANEAMENTO BASI SBS

SPONSORED ADR · ADR · CUSIP 20441A102 · ISIN US20441A1025

Brazilian basic sanitation company

149 institutional holders +7 vs Q2 2023
79,120,38779.1m shares reported held*
$952.9mreported value*
16 new 48 added 46 reduced 11 sold out net bought ≈ $31.1m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.04. Options: 6 managers hold calls ($955.3k notional), 4 hold puts ($210.9k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 143Q4 22: 144Q1 23: 141Q2 23: 142Q3 23: 149149Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022143
Q4 2022144
Q1 2023141
Q2 2023142
Q3 2023149

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 74 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 66 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 57 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226774
Q1 20236764
Q2 20236466
Q3 20236457

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $4.9mQ4 22 puts: $3.6mQ4 22P/C 0.73Q1 23 calls: $2.3mQ1 23 puts: $2.9mQ1 23P/C 1.27Q2 23 calls: $168.7kQ2 23 puts: $1.1mQ2 23P/C 6.30Q3 23 calls: $955.3kQ3 23 puts: $210.9kQ3 23P/C 0.22
Numbers
QuarterCallsPutsP/C
Q4 2022$4.9m$3.6m0.73
Q1 2023$2.3m$2.9m1.27
Q2 2023$168.7k$1.1m6.30
Q3 2023$955.3k$210.9k0.22

Biggest buyers

GOLDMAN SACHS GROUP INC Added +1,928,105+1.9m
BlackRock Inc. Added +1,162,143+1.2m
MILLENNIUM MANAGEMENT LLC Added +803,595+803.6k
Amundi Added +696,981+697.0k
Kapitalo Investimentos Ltda New +634,003+634.0k
JANE STREET GROUP, LLC Added +355,420+355.4k
SPX Gestao de Recursos Ltda Added +299,917+299.9k
CANADA LIFE ASSURANCE Co Added +285,606+285.6k
CANADA PENSION PLAN INVESTMENT BOARD New +244,800+244.8k
BANK OF AMERICA CORP /DE/ Added +215,361+215.4k

Biggest sellers

Impax Asset Management Group plc Reduced -1,016,969-1.0m
Robeco Institutional Asset Management B.V. Reduced -924,766-924.8k
FIRST TRUST ADVISORS LP Reduced -909,313-909.3k
MACKENZIE FINANCIAL CORP Reduced -534,051-534.1k
LETKO, BROSSEAU & ASSOCIATES INC Reduced -372,275-372.3k
CITADEL ADVISORS LLC Reduced -292,901-292.9k
DEUTSCHE BANK AG\ Reduced -244,033-244.0k
Invesco Ltd. Reduced -219,496-219.5k
Legal & General Group Plc Reduced -193,502-193.5k
CoreCommodity Management, LLC Reduced -185,655-185.7k

Biggest calls

Optiver Holding B.V. Added $392.7k32.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $230.3k19.0k shares
CITADEL ADVISORS LLC Added $160.0k13.2k shares
GROUP ONE TRADING LLC Added $116.4k9.6k shares
SIMPLEX TRADING, LLC Unchanged $56.0k4.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Optiver Holding B.V. Reduced $100.6k8.3k shares
CITADEL ADVISORS LLC Added $83.6k6.9k shares
GROUP ONE TRADING LLC Unchanged $26.7k2.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Impax Asset Management Group plc 1.07% of their portfolio LONDON, X0 19,745,57619.7m $238.7m $238.7m 1.07% Reduced -1.0m -1,016,969
2 BlackRock Inc. 0.00% of their portfolio New York, NY 8,555,5898.6m $103.7m $103.7m 0.00% Added +1.2m +1,162,143
3 MACKENZIE FINANCIAL CORP 0.12% of their portfolio TORONTO ONTARIO, A6 5,981,3756.0m $69.3m $69.3m 0.12% Reduced -534.1k -534,051
4 Amundi 0.03% of their portfolio Paris, I0 5,329,6365.3m $64.4m $64.4m 0.03% Added +697.0k +696,981
5 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 3,945,6173.9m $47.8m $47.8m 0.01% Reduced -219.5k -219,496
6 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 3,735,9083.7m $45.3m $45.3m 0.05% Reduced -909.3k -909,313
7 LETKO, BROSSEAU & ASSOCIATES INC 0.72% of their portfolio MONTREAL, A8 3,038,4153.0m $36.8m $36.8m 0.72% Reduced -372.3k -372,275
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,222,8482.2m $26.9m $26.9m 0.01% Added +1.9m +1,928,105
9 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,156,9152.2m $26.1m $26.1m 0.00% Unchanged
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,749,0271.7m $21.2m $21.2m 0.00% Added +208.3k +208,347
11 STRS OHIO 0.08% of their portfolio COLUMBUS, OH 1,440,0001.4m $17.5m $17.5m 0.08% Unchanged
12 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 1,290,8951.3m $15.6m $15.6m 0.03% Reduced -85.3k -85,300
13 NORDEA INVESTMENT MANAGEMENT AB 0.02% of their portfolio STOCKHOLM, V7 1,275,4141.3m $15.5m $15.5m 0.02% Reduced -3.7k -3,743
14 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.20% of their portfolio CHICAGO, IL 1,250,0001.2m $15.2m $15.2m 0.20% Unchanged
15 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,132,0741.1m $13.7m $13.7m 0.01% Added +803.6k +803,595
16 PGGM Investments 0.21% of their portfolio ZEIST, P7 1,023,0001.0m $12.4m $12.4m 0.21% Unchanged
17 Legal & General Group Plc 0.00% of their portfolio London, X0 1,022,0291.0m $12.4m $12.4m 0.00% Reduced -193.5k -193,502
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 949,586949.6k $11.5m $11.5m 0.00% Added +215.4k +215,361
19 Quilter Plc 0.04% of their portfolio LONDON, X0 933,280933.3k $9.3m $9.3m 0.04% Reduced -6.1k -6,103
20 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 671,746671.7k $8.1m $8.1m 0.03% Reduced -110.4k -110,442
21 Robeco Institutional Asset Management B.V. 0.02% of their portfolio ROTTERDAM, P7 657,829657.8k $8.0m $8.0m 0.02% Reduced -924.8k -924,766
22 Kapitalo Investimentos Ltda 1.05% of their portfolio SAO PAULO, D5 634,003634.0k $7.7m $7.7m 1.05% New
23 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 621,895621.9k $7.5m $7.5m 0.00% Unchanged
24 Perpetual Ltd 0.07% of their portfolio SYDNEY, NEW SOUTH WALES, C3 554,941554.9k $6.7m $6.7m 0.07% Added +33.3k +33,286
25 CANADA LIFE ASSURANCE Co 0.02% of their portfolio WINNIPEG, A2 523,680523.7k $6.3m $6.3m 0.02% Added +285.6k +285,606
26 Optiver Holding B.V. 0.17% of their portfolio AMSTERDAM, P7 495,944495.9k $6.0m $6.0m 0.17% Added +186.2k +186,176
27 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 451,225451.2k $5.5m $5.5m 0.00% Reduced -5.6k -5,626
28 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 429,932429.9k $5.2m $5.2m 0.01% Added +355.4k +355,420
29 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 414,505414.5k $5.0m $5.0m 0.01% Added +14.5k +14,505
30 Maryland State Retirement & Pension System 0.11% of their portfolio BALTIMORE, MD 410,831410.8k $5.0m $5.0m 0.11% Reduced -66.1k -66,133
31 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 391,258391.3k $4.7m $4.7m 0.00% Added +50.6k +50,570
32 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 354,157354.2k $4.3m $4.3m 0.00% Added +22.9k +22,894
33 BARINGS LLC 0.14% of their portfolio CHARLOTTE, NC 341,293341.3k $4.1m $4.1m 0.14% Added +179.5k +179,533
34 SPX Gestao de Recursos Ltda 0.21% of their portfolio RIO DE JANEIRO, D5 320,348320.3k $3.9m $3.9m 0.21% Added +299.9k +299,917
35 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 266,462266.5k $3.2m $3.2m 0.00% First filing
36 FMR LLC 0.00% of their portfolio BOSTON, MA 263,645263.6k $3.2m $3.2m 0.00% Added +193.3k +193,300
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 260,956261.0k $3.2m $3.2m 0.00% Added +2.2k +2,207
38 CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio TORONTO ONTARIO, A6 244,800244.8k $3.0m $3.0m 0.00% New
39 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 241,077241.1k $2.9m $2.9m 0.00% Added +99.9k +99,924
40 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 222,582222.6k $2.7m $2.7m 0.00% Added +27.6k +27,594
41 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 204,747204.7k $2.5m $2.5m 0.00% Reduced -244.0k -244,033
42 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 197,232197.2k $2.4m $2.4m 0.00% Reduced -17.6k -17,646
43 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 181,867181.9k $2.2m $2.2m 0.01% Reduced -64.1k -64,059
44 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 175,520175.5k $2.1m $2.1m 0.02% New
45 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 168,170168.2k $2.1m $2.1m 0.00% Added +196 +196
46 BTG Pactual Global Asset Management Ltd 1.07% of their portfolio NEW YORK, NY 154,370154.4k $1.9m $1.9m 1.07% Unchanged
47 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 137,800137.8k $1.7m $1.7m 0.00% New
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 127,158127.2k $1.5m $1.5m 0.00% Reduced -12.2k -12,236
49 Banco BTG Pactual S.A. 0.56% of their portfolio RIO DE JANEIRO, D5 113,400113.4k $1.4m $1.4m 0.56% New
50 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 104,800104.8k $1.3m $1.3m 0.00% Unchanged
51 Daiwa Securities Group Inc. 0.01% of their portfolio CHIYODA-KU,TOKYO, M0 86,80086.8k $1.1m $1.1m 0.01% Reduced -9.0k -9,000
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 80,61880.6k $977.1k $977.1k 0.00% Reduced -450 -450
53 CoreCommodity Management, LLC 0.32% of their portfolio STAMFORD, CT 79,46379.5k $963.1k $963.1k 0.32% Reduced -185.7k -185,655
54 BI Asset Management Fondsmaeglerselskab A/S 0.02% of their portfolio KOBENHAVN, G7 68,72168.7k $833.0k $833.0k 0.02% Unchanged
55 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 59,10559.1k $716.4k $716.4k 0.00% Added +11.1k +11,051
56 Manchester Capital Management LLC 0.10% of their portfolio MANCHESTER, VT 56,83656.8k $688.9k $688.9k 0.10% Added +1.9k +1,950
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 54,61654.6k $661.9k $661.9k 0.00% Reduced -13.8k -13,782
58 Trium Capital LLP 0.01% of their portfolio LONDON, X0 53,06153.1k $643.0k $643.0k 0.01% Added +6.1k +6,052
59 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 52,21552.2k $632.8k $632.8k 0.00% Reduced -771 -771
60 Phoenix Financial Ltd. 0.01% of their portfolio Givatayim, L3 50,88050.9k $595.7k $595.7k 0.01% Added +19.7k +19,748
61 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 47,10047.1k $570.9k $570.9k 0.00% Unchanged
62 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 45,98146.0k $557.3k $557.3k 0.00% Reduced -4.7k -4,725
63 AGF MANAGEMENT LTD 0.00% of their portfolio TORONTO, A6 44,90044.9k $544.2k $544.2k 0.00% New
64 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 44,59444.6k $540.5k $540.5k 0.00% Added +83 +83
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 42,56842.6k $515.9k $515.9k 0.00% Reduced -292.9k -292,901
66 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,39642.4k $513.8k $513.8k 0.00% Reduced -3.3k -3,346
67 CenterBook Partners LP 0.06% of their portfolio GREENWICH, CT 42,30142.3k $512.7k $512.7k 0.06% Reduced -25.8k -25,812
68 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,36540.4k $489.2k $489.2k 0.00% Added +27.7k +27,732
69 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 40,03340.0k $485.2k $485.2k 0.00% Reduced -180.1k -180,085
70 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 38,77438.8k $469.9k $469.9k 0.00% Reduced -18 -18
71 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 38,50338.5k $453.4k $453.4k 0.00% Reduced -1.6k -1,565
72 Mitsubishi UFJ Trust & Banking Corp 0.00% of their portfolio TOKYO, M0 38,12038.1k $462.0k $462.0k 0.00% Reduced -12.1k -12,063
73 ELCO Management Co., LLC 0.32% of their portfolio New York, NY 36,34936.3k $440.6k $440.6k 0.32% Reduced -9.2k -9,163
74 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 34,55534.6k $419.0k $419.0k 0.03% Unchanged
75 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 34,39734.4k $417.0k $417.0k 0.00% Added +88 +88
76 Alpine Global Management, LLC 0.05% of their portfolio NEW YORK, NY 32,25632.3k $390.9k $390.9k 0.05% New
77 PRELUDE CAPITAL MANAGEMENT, LLC 0.04% of their portfolio NEW YORK, NY 32,23232.2k $390.7k $390.7k 0.04% Added +3.8k +3,780
78 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 31,14331.1k $377.5k $377.5k 0.00% Reduced -1.6k -1,585
79 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,53830.5k $370.1k $370.1k 0.00% Reduced -1.7k -1,683
80 Cullen Capital Management, LLC 0.00% of their portfolio New York, NY 29,91629.9k $362.6k $362.6k 0.00% Added +11.4k +11,389
81 VPR Management LLC 0.09% of their portfolio HOUSTON, TX 28,68028.7k $347.6k $347.6k 0.09% Unchanged
82 Vident Advisory, LLC 0.01% of their portfolio Alpharetta, GA 28,37028.4k $343.8k $343.8k 0.01% First filing
83 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 28,18828.2k $341.6k $341.6k 0.00% Added +1.7k +1,687
84 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 27,70027.7k $336.0k $336.0k 0.00% New
85 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 26,64726.6k $323.0k $323.0k 0.01% New
86 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,35526.4k $319.0k $319.0k 0.00% Reduced -84 -84
87 AXQ CAPITAL, LP 0.10% of their portfolio JERSEY CITY, NJ 24,40024.4k $295.7k $295.7k 0.10% Added +5.8k +5,800
88 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 23,40923.4k $283.7k $283.7k 0.00% Reduced -1.9k -1,883
89 Lombard Odier Asset Management (Europe) Ltd 0.01% of their portfolio LONDON, X0 21,47621.5k $260.3k $260.3k 0.01% Reduced -2.5k -2,516
90 Symmetry Partners, LLC 0.01% of their portfolio GLASTONBURY, CT 20,21720.2k $245.0k $245.0k 0.01% Reduced -4.5k -4,496
91 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 20,08020.1k $243.4k $243.4k 0.00% Added +1.2k +1,161
92 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 18,81118.8k $228.0k $228.0k 0.01% Added +862 +862
93 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 17,66017.7k $214.0k $214.0k 0.00% Added +253 +253
94 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 16,91516.9k $205.0k $205.0k 0.00% Unchanged
95 PEAK6 Investments LLC 0.01% of their portfolio CHICAGO, IL 15,65915.7k $189.8k $189.8k 0.01% New
96 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 15,59015.6k $189.0k $189.0k 0.01% Added +2.6k +2,637
97 Sonen Capital LLC 0.33% of their portfolio San Francisco, CA 13,80013.8k $167.3k $167.3k 0.33% Added +3.8k +3,800
98 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,97313.0k $157.2k $157.2k 0.00% Added +789 +789
99 XTX Topco Ltd 0.03% of their portfolio LONDON, X0 12,86212.9k $155.9k $155.9k 0.03% New
100 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 12,45212.5k $150.9k $150.9k 0.00% New