Vault-13

COMPANHIA DE SANEAMENTO BASI SBS

SPONSORED ADR · ADR · CUSIP 20441A102 · ISIN US20441A1025

Brazilian basic sanitation company

142 institutional holders +1 vs Q1 2023
76,509,60476.5m shares reported held*
$902.4mreported value*
20 new 44 added 47 reduced 19 sold out net bought ≈ $15.7m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.79. Options: 5 managers hold calls ($168.7k notional), 4 hold puts ($1.1m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 143Q4 22: 144Q1 23: 141Q2 23: 142142Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022143
Q4 2022144
Q1 2023141
Q2 2023142

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 74 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 64 bought or addedQ2 23: 66 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226774
Q1 20236764
Q2 20236466

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.2mQ3 22 puts: $5.2mQ3 22P/C 1.25Q4 22 calls: $4.9mQ4 22 puts: $3.6mQ4 22P/C 0.73Q1 23 calls: $2.3mQ1 23 puts: $2.9mQ1 23P/C 1.27Q2 23 calls: $168.7kQ2 23 puts: $1.1mQ2 23P/C 6.30
Numbers
QuarterCallsPutsP/C
Q3 2022$4.2m$5.2m1.25
Q4 2022$4.9m$3.6m0.73
Q1 2023$2.3m$2.9m1.27
Q2 2023$168.7k$1.1m6.30

Biggest buyers

Impax Asset Management Group plc Added +3,557,876+3.6m
Amundi Added +2,431,335+2.4m
Robeco Institutional Asset Management B.V. Added +639,924+639.9k
MACKENZIE FINANCIAL CORP Added +520,957+521.0k
CITADEL ADVISORS LLC Added +335,251+335.3k
Qube Research & Technologies Ltd Added +222,344+222.3k
Connor, Clark & Lunn Investment Management Ltd. New +220,118+220.1k
RHUMBLINE ADVISERS New +194,988+195.0k
BTG Pactual Global Asset Management Ltd New +154,370+154.4k
FIRST TRUST ADVISORS LP Added +130,110+130.1k

Biggest sellers

STRS OHIO Reduced -2,880,000-2.9m
Invesco Ltd. Reduced -1,420,983-1.4m
BlackRock Inc. Reduced -914,678-914.7k
MILLENNIUM MANAGEMENT LLC Reduced -646,462-646.5k
Optiver Holding B.V. Reduced -358,924-358.9k
Cubist Systematic Strategies, LLC Sold out -248,979-249.0k
GOLDMAN SACHS GROUP INC Reduced -203,596-203.6k
Thrivent Financial for Lutherans Sold out -149,462-149.5k
Ergoteles LLC Sold out -135,923-135.9k
SG Americas Securities, LLC Sold out -118,325-118.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $72.2k6.1k shares
SIMPLEX TRADING, LLC Reduced $55.0k4.7k shares
Optiver Holding B.V. Reduced $35.5k3.0k shares
GROUP ONE TRADING LLC Reduced $5.9k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Optiver Holding B.V. Reduced $974.4k82.3k shares
CITADEL ADVISORS LLC Reduced $62.8k5.3k shares
GROUP ONE TRADING LLC Reduced $26.0k2.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Impax Asset Management Group plc 0.98% of their portfolio LONDON, X0 20,762,54520.8m $245.1m $245.1m 0.98% Added +3.6m +3,557,876
2 BlackRock Inc. 0.00% of their portfolio New York, NY 7,393,4467.4m $87.5m $87.5m 0.00% Reduced -914.7k -914,678
3 MACKENZIE FINANCIAL CORP 0.12% of their portfolio TORONTO ONTARIO, A6 6,515,4266.5m $76.5m $76.5m 0.12% Added +521.0k +520,957
4 FIRST TRUST ADVISORS LP 0.06% of their portfolio Wheaton, IL 4,645,2214.6m $55.0m $55.0m 0.06% Added +130.1k +130,110
5 Amundi 0.03% of their portfolio Paris, I0 4,632,6554.6m $54.7m $54.7m 0.03% Added +2.4m +2,431,335
6 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 4,165,1134.2m $49.3m $49.3m 0.01% Reduced -1.4m -1,420,983
7 LETKO, BROSSEAU & ASSOCIATES INC 0.75% of their portfolio MONTREAL, A8 3,410,6903.4m $40.4m $40.4m 0.75% Reduced -7.7k -7,700
8 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,156,9152.2m $25.5m $25.5m 0.00% Unchanged
9 Robeco Institutional Asset Management B.V. 0.05% of their portfolio ROTTERDAM, P7 1,582,5951.6m $18.7m $18.7m 0.05% Added +639.9k +639,924
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,540,6801.5m $18.2m $18.2m 0.00% Added +111.7k +111,710
11 STRS OHIO 0.07% of their portfolio COLUMBUS, OH 1,440,0001.4m $17.0m $17.0m 0.07% Reduced -2.9m -2,880,000
12 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 1,376,1951.4m $16.3m $16.3m 0.02% Added +20.7k +20,700
13 NORDEA INVESTMENT MANAGEMENT AB 0.02% of their portfolio STOCKHOLM, V7 1,279,1571.3m $15.0m $15.0m 0.02% Reduced -41.4k -41,439
14 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.18% of their portfolio CHICAGO, IL 1,250,0001.2m $14.8m $14.8m 0.18% Unchanged
15 Legal & General Group Plc 0.00% of their portfolio London, X0 1,215,5311.2m $14.4m $14.4m 0.00% Reduced -21.1k -21,143
16 PGGM Investments 0.20% of their portfolio ZEIST, P7 1,023,0001.0m $12.1m $12.1m 0.20% Unchanged
17 Quilter Plc 0.04% of their portfolio LONDON, X0 939,383939.4k $9.3m $9.3m 0.04% Reduced -5.7k -5,672
18 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 782,188782.2k $9.3m $9.3m 0.04% Reduced -65.1k -65,146
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 734,225734.2k $8.7m $8.7m 0.00% Added +72.6k +72,562
20 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 621,895621.9k $7.4m $7.4m 0.00% Unchanged
21 Perpetual Ltd 0.05% of their portfolio SYDNEY, NEW SOUTH WALES, C3 521,655521.7k $6.2m $6.2m 0.05% Added +11.4k +11,421
22 Maryland State Retirement & Pension System 0.12% of their portfolio BALTIMORE, MD 476,964477.0k $5.6m $5.6m 0.12% Unchanged
23 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 456,851456.9k $5.5m $5.5m 0.00% Reduced -43.2k -43,166
24 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 448,780448.8k $5.3m $5.3m 0.00% Added +8.3k +8,341
25 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 400,000400.0k $4.7m $4.7m 0.01% Unchanged
26 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 340,688340.7k $4.0m $4.0m 0.00% Added +29.3k +29,285
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 335,469335.5k $4.0m $4.0m 0.00% Added +335.3k +335,251
28 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 331,263331.3k $3.9m $3.9m 0.00% Added +15.4k +15,399
29 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 328,479328.5k $3.9m $3.9m 0.00% Reduced -646.5k -646,462
30 Optiver Holding B.V. 0.11% of their portfolio AMSTERDAM, P7 309,768309.8k $3.7m $3.7m 0.11% Reduced -358.9k -358,924
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 294,743294.7k $3.5m $3.5m 0.00% Reduced -203.6k -203,596
32 CoreCommodity Management, LLC 0.92% of their portfolio STAMFORD, CT 265,118265.1k $3.1m $3.1m 0.92% Added +47.9k +47,850
33 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 263,737263.7k $3.1m $3.1m 0.00% Reduced -14.4k -14,409
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 258,749258.7k $3.1m $3.1m 0.00% Reduced -44.3k -44,330
35 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 245,926245.9k $2.9m $2.9m 0.01% Added +222.3k +222,344
36 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 238,074238.1k $2.8m $2.8m 0.01% Added +18.1k +18,073
37 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 220,118220.1k $2.6m $2.6m 0.01% New
38 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 214,878214.9k $2.5m $2.5m 0.00% Reduced -33.9k -33,914
39 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 194,988195.0k $2.3m $2.3m 0.00% New
40 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 167,974168.0k $2.0m $2.0m 0.00% Reduced -124 -124
41 BARINGS LLC 0.06% of their portfolio CHARLOTTE, NC 161,760161.8k $1.9m $1.9m 0.06% Unchanged
42 BTG Pactual Global Asset Management Ltd 0.96% of their portfolio NEW YORK, NY 154,370154.4k $1.8m $1.8m 0.96% New
43 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 141,153141.2k $1.7m $1.7m 0.00% Added +13.5k +13,538
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 139,394139.4k $1.7m $1.7m 0.00% Reduced -3.5k -3,473
45 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 104,800104.8k $1.2m $1.2m 0.00% Unchanged
46 Daiwa Securities Group Inc. 0.01% of their portfolio CHIYODA-KU,TOKYO, M0 95,80095.8k $1.1m $1.1m 0.01% Added +5.0k +5,000
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 81,06881.1k $959.8k $959.8k 0.00% Reduced -1.2k -1,215
48 APG Asset Management N.V. 0.00% of their portfolio Amsterdam, P7 74,60074.6k $809.6k $809.6k 0.00% Reduced -12.6k -12,600
49 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 74,51274.5k $882.2k $882.2k 0.00% Added +40.8k +40,823
50 FMR LLC 0.00% of their portfolio BOSTON, MA 70,34570.3k $832.9k $832.9k 0.00% Reduced -66.6k -66,591
51 BI Asset Management Fondsmaeglerselskab A/S 0.02% of their portfolio KOBENHAVN, G7 68,72168.7k $814.0k $814.0k 0.02% Added +4.1k +4,064
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 68,39868.4k $809.8k $809.8k 0.00% Added +10.2k +10,209
53 CenterBook Partners LP 0.10% of their portfolio GREENWICH, CT 68,11368.1k $806.5k $806.5k 0.10% Reduced -29.0k -28,963
54 Manchester Capital Management LLC 0.09% of their portfolio MANCHESTER, VT 54,88654.9k $649.9k $649.9k 0.09% Unchanged
55 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 52,98653.0k $627.4k $627.4k 0.00% Added +623 +623
56 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 50,70650.7k $600.4k $600.4k 0.00% Added +2.1k +2,083
57 Mitsubishi UFJ Trust & Banking Corp 0.00% of their portfolio TOKYO, M0 50,18350.2k $594.2k $594.2k 0.00% Added +2.7k +2,684
58 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 48,05448.1k $569.0k $569.0k 0.00% New
59 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 47,10047.1k $557.7k $557.7k 0.00% Unchanged
60 Trium Capital LLP 0.16% of their portfolio LONDON, X0 47,00947.0k $557.0k $557.0k 0.16% Added +39.5k +39,463
61 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 45,74245.7k $541.6k $541.6k 0.00% Added +493 +493
62 ELCO Management Co., LLC 0.39% of their portfolio New York, NY 45,51245.5k $538.9k $538.9k 0.39% Reduced -2.2k -2,213
63 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 44,51144.5k $527.0k $527.0k 0.00% Reduced -668 -668
64 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 40,06840.1k $474.0k $474.0k 0.00% Added +1.7k +1,696
65 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 38,79238.8k $459.3k $459.3k 0.00% Reduced -5.0k -5,044
66 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 34,81634.8k $412.2k $412.2k 0.00% New
67 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 34,55534.6k $418.0k $418.0k 0.02% Unchanged
68 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 34,30934.3k $406.0k $406.0k 0.00% Added +60 +60
69 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 32,72832.7k $387.5k $387.5k 0.00% Reduced -2.2k -2,205
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 32,22132.2k $381.5k $381.5k 0.00% Reduced -27.6k -27,643
71 Vident Investment Advisory, LLC 0.01% of their portfolio Alpharetta, GA 32,05432.1k $379.5k $379.5k 0.01% Added +19.0k +19,031
72 Phoenix Financial Ltd. 0.01% of their portfolio Givatayim, L3 31,13231.1k $356.1k $356.1k 0.01% Reduced -481 -481
73 VPR Management LLC 0.09% of their portfolio HOUSTON, TX 28,68028.7k $339.6k $339.6k 0.09% Unchanged
74 PRELUDE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 28,45228.5k $336.9k $336.9k 0.03% Reduced -207 -207
75 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 28,14928.1k $334.0k $334.0k 0.00% Added +181 +181
76 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 26,50126.5k $318.8k $318.8k 0.00% Reduced -210 -210
77 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,43926.4k $313.0k $313.0k 0.00% Reduced -453 -453
78 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 25,29225.3k $299.5k $299.5k 0.00% Reduced -401 -401
79 Symmetry Partners, LLC 0.02% of their portfolio GLASTONBURY, CT 24,71324.7k $293.0k $293.0k 0.02% Unchanged
80 Lombard Odier Asset Management (Europe) Ltd 0.01% of their portfolio LONDON, X0 23,99224.0k $284.1k $284.1k 0.01% Unchanged
81 Campbell & CO Investment Adviser LLC 0.05% of their portfolio BALTIMORE, MD 21,41321.4k $253.5k $253.5k 0.05% Added +9.6k +9,629
82 SPX Gestao de Recursos Ltda 0.01% of their portfolio RIO DE JANEIRO, D5 20,43120.4k $241.9k $241.9k 0.01% New
83 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 18,91918.9k $224.0k $224.0k 0.00% Added +84 +84
84 AXQ CAPITAL, LP 0.27% of their portfolio JERSEY CITY, NJ 18,60018.6k $220.2k $220.2k 0.27% New
85 Cullen Capital Management, LLC 0.00% of their portfolio New York, NY 18,52718.5k $219.4k $219.4k 0.00% New
86 FOX RUN MANAGEMENT, L.L.C. 0.06% of their portfolio GREENWICH, CT 18,15118.2k $214.9k $214.9k 0.06% New
87 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 17,94917.9k $212.5k $212.5k 0.01% Added +2.5k +2,499
88 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 17,40717.4k $206.0k $206.0k 0.00% New
89 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 16,91516.9k $200.3k $200.3k 0.00% Reduced -13.9k -13,900
90 Dynamic Technology Lab Private Ltd 0.02% of their portfolio SINGAPORE, U0 14,72014.7k $174.0k $174.0k 0.02% Reduced -8.7k -8,706
91 Strategic Investment Advisors / MI 0.02% of their portfolio FARMINGTON HILLS, MI 14,53714.5k $172.1k $172.1k 0.02% Added +1.5k +1,461
92 Centiva Capital, LP 0.01% of their portfolio New York, NY 13,38113.4k $158.4k $158.4k 0.01% Reduced -7.9k -7,910
93 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 12,95313.0k $153.4k $153.4k 0.01% Reduced -8.9k -8,937
94 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,63312.6k $149.5k $149.5k 0.00% Reduced -1.0k -1,006
95 PROFUND ADVISORS LLC 0.01% of their portfolio BETHESDA, MD 12,40312.4k $146.9k $146.9k 0.01% Added +1.6k +1,648
96 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,18412.2k $144.3k $144.3k 0.00% Added +1.4k +1,400
97 ATLAS CAPITAL ADVISORS INC. 0.02% of their portfolio JACKSON, WY 12,06512.1k $142.8k $142.8k 0.02% Unchanged
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 12,05312.1k $142.7k $142.7k 0.00% Reduced -2.2k -2,207
99 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 11,50011.5k $136.2k $136.2k 0.00% Unchanged
100 QUADRANT CAPITAL GROUP LLC 0.01% of their portfolio CINCINNATI, OH 11,38811.4k $134.8k $134.8k 0.01% Added +278 +278