Vault-13

COMPANHIA DE SANEAMENTO BASI SBS

SPONSORED ADR · ADR · CUSIP 20441A102 · ISIN US20441A1025

Brazilian basic sanitation company

141 institutional holders -3 vs Q4 2022
75,138,11275.1m shares reported held*
$751.9mreported value*
18 new 49 added 44 reduced 20 sold out net bought ≈ $26.3m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($54.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.01. Options: 7 managers hold calls ($2.3m notional), 7 hold puts ($2.9m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 143Q4 22: 144Q1 23: 141141Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022143
Q4 2022144
Q1 2023141

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 74 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 64 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226774
Q1 20236764

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $4.2mQ3 22 puts: $5.2mQ3 22P/C 1.25Q4 22 calls: $4.9mQ4 22 puts: $3.6mQ4 22P/C 0.73Q1 23 calls: $2.3mQ1 23 puts: $2.9mQ1 23P/C 1.27
Numbers
QuarterCallsPutsP/C
Q3 2022$4.2m$5.2m1.25
Q4 2022$4.9m$3.6m0.73
Q1 2023$2.3m$2.9m1.27

Biggest buyers

STRS OHIO Added +2,880,000+2.9m
BlackRock Inc. Added +1,400,875+1.4m
BANK OF AMERICA CORP /DE/ Added +587,210+587.2k
FIRST TRUST ADVISORS LP Added +568,434+568.4k
DUFF & PHELPS INVESTMENT MANAGEMENT CO Added +550,000+550.0k
MACKENZIE FINANCIAL CORP Added +525,988+526.0k
Impax Asset Management Group plc Added +430,121+430.1k
Maryland State Retirement & Pension System Added +358,590+358.6k
ASSETMARK, INC Added +306,893+306.9k
NORTHERN TRUST CORP Added +265,166+265.2k

Biggest sellers

Itau Unibanco Holding S.A. Reduced -1,725,069-1.7m
Invesco Ltd. Reduced -1,399,102-1.4m
MILLENNIUM MANAGEMENT LLC Reduced -783,463-783.5k
MORGAN STANLEY Reduced -567,091-567.1k
CITADEL ADVISORS LLC Reduced -420,133-420.1k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -221,076-221.1k
VANGUARD GROUP INC Reduced -201,829-201.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -179,500-179.5k
LETKO, BROSSEAU & ASSOCIATES INC Reduced -156,600-156.6k
PICTET ASSET MANAGEMENT SA Reduced -147,425-147.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $873.9k87.3k shares
Optiver Holding B.V. Added $540.5k54.0k shares
CITADEL ADVISORS LLC Added $497.5k49.7k shares
SIMPLEX TRADING, LLC Reduced $229.0k22.9k shares
GROUP ONE TRADING LLC Reduced $151.2k15.1k shares
Cutler Group LLC / CA Reduced $1.0k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Optiver Holding B.V. Added $1.5m153.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $463.5k46.3k shares
GROUP ONE TRADING LLC Added $435.4k43.5k shares
CITADEL ADVISORS LLC Reduced $382.4k38.2k shares
SIMPLEX TRADING, LLC Reduced $102.0k10.2k shares
Cutler Group LLC / CA Reduced $1.0k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Impax Asset Management Group plc 0.72% of their portfolio LONDON, X0 17,204,66917.2m $171.7m $171.7m 0.72% Added +430.1k +430,121
2 BlackRock Inc. 0.00% of their portfolio New York, NY 8,308,1248.3m $83.2m $83.2m 0.00% Added +1.4m +1,400,875
3 MACKENZIE FINANCIAL CORP 0.09% of their portfolio TORONTO ONTARIO, A6 5,994,4696.0m $60.0m $60.0m 0.09% Added +526.0k +525,988
4 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 5,586,0965.6m $55.9m $55.9m 0.02% Reduced -1.4m -1,399,102
5 FIRST TRUST ADVISORS LP 0.05% of their portfolio Wheaton, IL 4,515,1114.5m $45.2m $45.2m 0.05% Added +568.4k +568,434
6 STRS OHIO 0.07% of their portfolio COLUMBUS, OH 4,320,0004.3m $43.2m $43.2m 0.07% Added +2.9m +2,880,000
7 LETKO, BROSSEAU & ASSOCIATES INC 0.64% of their portfolio MONTREAL, A8 3,418,3903.4m $34.2m $34.2m 0.64% Reduced -156.6k -156,600
8 Amundi 0.01% of their portfolio Paris, I0 2,201,3202.2m $21.8m $21.8m 0.01% Added +174.2k +174,237
9 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,156,9152.2m $21.6m $21.6m 0.00% Reduced -201.8k -201,829
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,428,9701.4m $14.3m $14.3m 0.00% Reduced -567.1k -567,091
11 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 1,355,4951.4m $13.6m $13.6m 0.02% Reduced -179.5k -179,500
12 NORDEA INVESTMENT MANAGEMENT AB 0.02% of their portfolio STOCKHOLM, V7 1,320,5961.3m $13.2m $13.2m 0.02% Reduced -80.1k -80,083
13 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.15% of their portfolio CHICAGO, IL 1,250,0001.2m $12.5m $12.5m 0.15% Added +550.0k +550,000
14 Legal & General Group Plc 0.00% of their portfolio London, X0 1,236,6741.2m $12.4m $12.4m 0.00% Added +175.5k +175,537
15 PGGM Investments 0.17% of their portfolio ZEIST, P7 1,023,0001.0m $10.2m $10.2m 0.17% Unchanged
16 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 974,941974.9k $9.8m $9.8m 0.01% Reduced -783.5k -783,463
17 Quilter Plc 0.04% of their portfolio LONDON, X0 945,055945.1k $9.4m $9.4m 0.04% Added +10.6k +10,570
18 Robeco Institutional Asset Management B.V. 0.03% of their portfolio ROTTERDAM, P7 942,671942.7k $9.4m $9.4m 0.03% Added +116.0k +116,024
19 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 847,334847.3k $8.5m $8.5m 0.04% Added +306.9k +306,893
20 Optiver Holding B.V. 0.31% of their portfolio AMSTERDAM, P7 668,692668.7k $6.7m $6.7m 0.31% Added +146.9k +146,854
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 661,663661.7k $6.6m $6.6m 0.00% Added +587.2k +587,210
22 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 621,895621.9k $6.2m $6.2m 0.01% Unchanged
23 Perpetual Ltd 0.04% of their portfolio SYDNEY, NEW SOUTH WALES, C3 510,234510.2k $5.1m $5.1m 0.04% First filing
24 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 500,017500.0k $5.0m $5.0m 0.00% Added +8.2k +8,241
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 498,339498.3k $5.0m $5.0m 0.00% Reduced -144.9k -144,911
26 Maryland State Retirement & Pension System 0.11% of their portfolio BALTIMORE, MD 476,964477.0k $4.8m $4.8m 0.11% Added +358.6k +358,590
27 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 440,439440.4k $4.4m $4.4m 0.00% Reduced -19.2k -19,227
28 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 400,000400.0k $4.0m $4.0m 0.01% Unchanged
29 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 315,864315.9k $3.2m $3.2m 0.00% Added +265.2k +265,166
30 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 311,403311.4k $3.1m $3.1m 0.00% Added +29.1k +29,100
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 303,079303.1k $3.0m $3.0m 0.00% Added +52.5k +52,536
32 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 278,146278.1k $2.8m $2.8m 0.00% Reduced -147.4k -147,425
33 Cubist Systematic Strategies, LLC 0.02% of their portfolio STAMFORD, CT 248,979249.0k $2.5m $2.5m 0.02% Reduced -66.3k -66,328
34 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 248,792248.8k $2.5m $2.5m 0.00% Reduced -8.3k -8,298
35 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 220,001220.0k $2.2m $2.2m 0.01% Added +16.5k +16,546
36 CoreCommodity Management, LLC 0.62% of their portfolio STAMFORD, CT 217,268217.3k $2.2m $2.2m 0.62% Added +47.5k +47,465
37 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 168,098168.1k $1.7m $1.7m 0.00% Added +4.8k +4,826
38 BARINGS LLC 0.06% of their portfolio CHARLOTTE, NC 161,760161.8k $1.6m $1.6m 0.06% Added +50.1k +50,057
39 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 149,462149.5k $1.5m $1.5m 0.00% Reduced -3.2k -3,204
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 142,867142.9k $1.4m $1.4m 0.00% Added +74.9k +74,881
41 FMR LLC 0.00% of their portfolio BOSTON, MA 136,936136.9k $1.4m $1.4m 0.00% Added +76.9k +76,940
42 Ergoteles LLC 0.05% of their portfolio NEW YORK, NY 135,923135.9k $1.4m $1.4m 0.05% New
43 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 127,615127.6k $1.3m $1.3m 0.00% Added +44.0k +43,992
44 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 118,325118.3k $1.2m $1.2m 0.02% Reduced -3.6k -3,559
45 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 104,800104.8k $1.0m $1.0m 0.00% Unchanged
46 CenterBook Partners LP 0.14% of their portfolio GREENWICH, CT 97,07697.1k $971.7k $971.7k 0.14% Added +40.8k +40,805
47 Daiwa Securities Group Inc. 0.01% of their portfolio CHIYODA-KU,TOKYO, M0 90,80090.8k $909.0k $909.0k 0.01% Added +55.0k +55,000
48 APG Asset Management N.V. 0.00% of their portfolio Amsterdam, P7 87,20087.2k $803.4k $803.4k 0.00% New
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 82,28382.3k $823.7k $823.7k 0.00% Added +2.7k +2,660
50 BI Asset Management Fondsmaeglerselskab A/S 0.02% of their portfolio KOBENHAVN, G7 64,65764.7k $647.0k $647.0k 0.02% New
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 59,86459.9k $599.3k $599.3k 0.00% Added +31.6k +31,563
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 58,18958.2k $582.5k $582.5k 0.00% New
53 Manchester Capital Management LLC 0.07% of their portfolio MANCHESTER, VT 54,88654.9k $549.4k $549.4k 0.07% Unchanged
54 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 52,36352.4k $524.2k $524.2k 0.00% Reduced -144.3k -144,318
55 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 48,62348.6k $486.7k $486.7k 0.00% Reduced -28.9k -28,916
56 ELCO Management Co., LLC 0.35% of their portfolio New York, NY 47,72547.7k $477.7k $477.7k 0.35% Added +36.4k +36,392
57 Mitsubishi UFJ Trust & Banking Corp 0.00% of their portfolio TOKYO, M0 47,49947.5k $475.5k $475.5k 0.00% Added +37.2k +37,212
58 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 47,10047.1k $471.5k $471.5k 0.00% Unchanged
59 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 45,24945.2k $452.9k $452.9k 0.00% Added +17.4k +17,442
60 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 45,17945.2k $452.2k $452.2k 0.00% New
61 Systematic Alpha Investments, LLC 0.02% of their portfolio PRINCETON, NJ 44,80044.8k $448.4k $448.4k 0.02% Unchanged
62 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 43,83643.8k $438.8k $438.8k 0.00% Added +12.0k +11,973
63 Man Group plc 0.00% of their portfolio LONDON, X0 41,14741.1k $411.9k $411.9k 0.00% New
64 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 38,37238.4k $384.0k $384.0k 0.00% Reduced -20.8k -20,783
65 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 34,93334.9k $349.7k $349.7k 0.00% Added +6.1k +6,136
66 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 34,55534.6k $346.0k $346.0k 0.03% Unchanged
67 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 34,24934.2k $343.0k $343.0k 0.00% Reduced -2.9k -2,882
68 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 33,68933.7k $337.2k $337.2k 0.00% Reduced -15.2k -15,177
69 Phoenix Financial Ltd. 0.01% of their portfolio Givatayim, L3 31,61331.6k $313.1k $313.1k 0.01% Added +3.0k +2,971
70 GROUP ONE TRADING LLC 0.02% of their portfolio CHICAGO, IL 31,56831.6k $316.0k $316.0k 0.02% New
71 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 30,81530.8k $308.5k $308.5k 0.00% Added +4.2k +4,245
72 VPR Management LLC 0.06% of their portfolio HOUSTON, TX 28,68028.7k $287.0k $287.0k 0.06% Added +7.5k +7,540
73 PRELUDE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 28,65928.7k $286.9k $286.9k 0.02% Reduced -57.8k -57,806
74 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 27,96828.0k $280.0k $280.0k 0.00% Added +10.5k +10,515
75 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,89226.9k $269.0k $269.0k 0.00% Reduced -270 -270
76 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 26,71126.7k $267.4k $267.4k 0.00% Added +1.6k +1,595
77 Crossmark Global Holdings, Inc. 0.01% of their portfolio HOUSTON, TX 25,85725.9k $259.0k $259.0k 0.01% Added +4.2k +4,214
78 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 25,69325.7k $257.2k $257.2k 0.00% Reduced -244 -244
79 Symmetry Partners, LLC 0.01% of their portfolio GLASTONBURY, CT 24,71324.7k $247.0k $247.0k 0.01% Added +4.4k +4,421
80 Lombard Odier Asset Management (Europe) Ltd 0.01% of their portfolio LONDON, X0 23,99224.0k $240.2k $240.2k 0.01% Added +893 +893
81 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 23,58223.6k $236.1k $236.1k 0.00% Reduced -136.1k -136,116
82 Dynamic Technology Lab Private Ltd 0.02% of their portfolio SINGAPORE, U0 23,42623.4k $234.0k $234.0k 0.02% New
83 Quantbot Technologies LP 0.02% of their portfolio NEW YORK, NY 22,62022.6k $226.4k $226.4k 0.02% Added +1.2k +1,219
84 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 21,89021.9k $219.1k $219.1k 0.01% New
85 Centiva Capital, LP 0.01% of their portfolio New York, NY 21,29121.3k $213.1k $213.1k 0.01% New
86 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 20,00020.0k $198.0k $198.0k 0.00% New
87 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 18,83518.8k $188.5k $188.5k 0.00% Reduced -335 -335
88 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 17,10017.1k $171.2k $171.2k 0.00% Unchanged
89 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 15,45015.4k $154.7k $154.7k 0.01% Reduced -3.9k -3,868
90 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 14,26014.3k $142.7k $142.7k 0.00% Reduced -1.5k -1,490
91 Vestcor Inc 0.01% of their portfolio FREDERICTON, A3 13,65013.7k $137.0k $137.0k 0.01% Unchanged
92 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 13,63913.6k $136.5k $136.5k 0.00% Reduced -2.4k -2,412
93 Strategic Investment Advisors / MI 0.02% of their portfolio FARMINGTON HILLS, MI 13,07613.1k $130.9k $130.9k 0.02% New
94 Vident Investment Advisory, LLC 0.00% of their portfolio Alpharetta, GA 13,02313.0k $130.4k $130.4k 0.00% Reduced -298 -298
95 ATLAS CAPITAL ADVISORS INC. 0.02% of their portfolio JACKSON, WY 12,06512.1k $120.8k $120.8k 0.02% Reduced -8.6k -8,600
96 Campbell & CO Investment Adviser LLC 0.02% of their portfolio BALTIMORE, MD 11,78411.8k $118.0k $118.0k 0.02% New
97 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 11,50011.5k $115.1k $115.1k 0.00% Unchanged
98 QUADRANT CAPITAL GROUP LLC 0.01% of their portfolio CINCINNATI, OH 11,11011.1k $111.2k $111.2k 0.01% Reduced -1.7k -1,739
99 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,93310.9k $109.0k $109.0k 0.00% Reduced -141 -141
100 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 10,78410.8k $107.9k $107.9k 0.00% Reduced -32.0k -32,018