Vault-13

COLUMBIA ETF TR I MUST

MULTI SEC MUNI · ETP · CUSIP 19761L607

54 institutional holders +0 vs Q4 2022
8,253,5078.3m shares reported held*
$169.8mreported value*
4 new 26 added 15 reduced 5 sold out net bought ≈ $375.6k (+37.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.57.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 54Q1 23: 5454Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202247
Q4 202254
Q1 202354

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 34 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 20 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223420
Q1 20233020

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +183,442+183.4k
OSAIC HOLDINGS, INC. Added +111,986+112.0k
MONEYWISE, INC. Added +96,350+96.3k
AlphaQ Advisors LLC Added +62,370+62.4k
Andesa Financial Management Inc. Added +55,131+55.1k
Baker Avenue Asset Management, LP New +50,281+50.3k
WELLS FARGO & COMPANY/MN Added +45,360+45.4k
LPL Financial LLC Added +43,845+43.8k
JANE STREET GROUP, LLC Added +27,335+27.3k
OLD MISSION CAPITAL LLC New +17,581+17.6k

Biggest sellers

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Reduced -244,926-244.9k
AMERIPRISE FINANCIAL INC Reduced -209,581-209.6k
MORGAN STANLEY Reduced -178,291-178.3k
MML INVESTORS SERVICES, LLC Reduced -43,065-43.1k
COLONY GROUP LLC Sold out -34,066-34.1k
FLOW TRADERS U.S. LLC Sold out -24,858-24.9k
Vertex Planning Partners, LLC Sold out -17,074-17.1k
Horst & Graben Wealth Management LLC Reduced -11,234-11.2k
Joseph Group Capital Management Reduced -7,917-7.9k
NewEdge Advisors, LLC Reduced -6,093-6.1k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,766,7192.8m $57.2m $57.2m 0.02% Reduced -209.6k -209,581
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,023,7691.0m $21.1m $21.1m 0.01% Added +45.4k +45,360
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 766,499766.5k $15.8m $15.8m 0.00% Reduced -178.3k -178,291
4 AlphaQ Advisors LLC 7.02% of their portfolio Winter Park, FL 400,518400.5k $8.3m $8.3m 7.02% Added +62.4k +62,370
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 388,505388.5k $8.0m $8.0m 0.00% Added +183.4k +183,442
6 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 323,712323.7k $6.7m $6.7m 0.01% Added +4.5k +4,484
7 MONEYWISE, INC. 4.00% of their portfolio FOREST, VA 300,072300.1k $6.2m $6.2m 4.00% Added +96.3k +96,350
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 189,595189.6k $3.9m $3.9m 0.00% Added +43.8k +43,845
9 Amplius Wealth Advisors, LLC 0.56% of their portfolio BLUE BELL, PA 188,212188.2k $3.9m $3.9m 0.56% Reduced -4.7k -4,651
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 177,231177.2k $3.7m $3.7m 0.01% Added +15.0k +14,992
11 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 175,147175.1k $3.6m $3.6m 0.03% Reduced -43.1k -43,065
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 145,367145.4k $3.0m $3.0m 0.01% Added +112.0k +111,986
13 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.07% of their portfolio MINNEAPOLIS, MN 109,039109.0k $2.2m $2.2m 0.07% Reduced -244.9k -244,926
14 Andesa Financial Management Inc. 0.62% of their portfolio ALLENTOWN, PA 86,86086.9k $1.2m $1.2m 0.62% Added +55.1k +55,131
15 TruWealth Advisors, LLC 0.16% of their portfolio Metairie, LA 85,25385.3k $1.8m $1.8m 0.16% Added +9.9k +9,869
16 ARBOR CAPITAL MANAGEMENT INC /ADV 1.36% of their portfolio ANCHORAGE, AK 80,87880.9k $1.7m $1.7m 1.36% Added +4.1k +4,125
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 78,92578.9k $1.6m $1.6m 0.00% Added +27.3k +27,335
18 Global Wealth Strategies & Associates 0.83% of their portfolio DENVER, CO 78,29578.3k $1.6m $1.6m 0.83% Added +5.5k +5,531
19 Quantitative Advantage, LLC 0.22% of their portfolio MINNETONKA, MN 72,28672.3k $1.5m $1.5m 0.22% Added +6.2k +6,188
20 LAKE STREET PRIVATE WEALTH, LLC 0.24% of their portfolio CHICAGO, IL 62,56562.6k $1.3m $1.3m 0.24% Added +1.7k +1,681
21 Core Wealth Advisors, Inc. 0.50% of their portfolio LAKELAND, FL 60,65260.7k $1.3m $1.3m 0.50% Added +16.5k +16,547
22 CENTRAL TRUST Co 0.04% of their portfolio JEFFERSON CITY, MO 60,32360.3k $1.2m $1.2m 0.04% Added +13.4k +13,388
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 55,46955.5k $1.1m $1.1m 0.00% Reduced -2.8k -2,808
24 Baker Avenue Asset Management, LP 0.06% of their portfolio SAN FRANCISCO, CA 50,28150.3k $1.0m $1.0m 0.06% New
25 Lakeside Advisors, INC. 0.72% of their portfolio SEATTLE, WA 45,42545.4k $936.7k $936.7k 0.72% Unchanged
26 CWM, LLC 0.01% of their portfolio OMAHA, NE 42,42442.4k $875.0k $875.0k 0.01% Unchanged
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 35,45635.5k $731.0k $731.0k 0.00% Added +1.4k +1,360
28 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 34,97035.0k $721.1k $721.1k 0.01% Added +8.5k +8,518
29 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 30,68530.7k $633.0k $633.0k 0.00% Added +15.3k +15,312
30 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 29,67629.7k $611.9k $611.9k 0.01% Added +32 +32
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 28,21228.2k $581.7k $581.7k 0.00% Added +1.1k +1,109
32 Horst & Graben Wealth Management LLC 0.14% of their portfolio PORTLAND, OR 28,07828.1k $579.0k $579.0k 0.14% Reduced -11.2k -11,234
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,97127.0k $556.1k $556.1k 0.00% Added +7.8k +7,818
34 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 24,86924.9k $514.0k $514.0k 0.00% Reduced -1.9k -1,905
35 Masso Torrence Wealth Management Inc. 0.33% of their portfolio MARLTON, NJ 20,11020.1k $414.7k $414.7k 0.33% Reduced -520 -520
36 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 17,58117.6k $362.5k $362.5k 0.01% New
37 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,36417.4k $358.0k $358.0k 0.00% Reduced -6.1k -6,093
38 Collaborative Wealth Managment Inc. 0.23% of their portfolio LAKE MARY, FL 17,34917.3k $357.7k $357.7k 0.23% Added +22 +22
39 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,06417.1k $351.9k $351.9k 0.00% Reduced -2.5k -2,452
40 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 16,53216.5k $340.9k $340.9k 0.00% Unchanged
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,54415.5k $320.5k $320.5k 0.00% Reduced -1.8k -1,773
42 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 13,73113.7k $283.1k $283.1k 0.01% New
43 AVAII WEALTH MANAGEMENT, LLC 0.24% of their portfolio APPLETON, WI 13,23813.2k $273.0k $273.0k 0.24% Reduced -513 -513
44 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 10,83610.8k $223.0k $223.0k 0.04% Added +814 +814
45 Fermata Advisors, LLC 0.12% of their portfolio SONOMA, CA 9,7809.8k $201.7k $201.7k 0.12% New
46 C M BIDWELL & ASSOCIATES LTD 0.14% of their portfolio HONOLULU, HI 9,0409.0k $186.4k $186.4k 0.14% Unchanged
47 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,7657.8k $160.1k $160.1k 0.01% Added +2.5k +2,500
48 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,2097.2k $144.2k $144.2k 0.01% Unchanged
49 Joseph Group Capital Management 0.05% of their portfolio COLUMBUS, OH 2,6982.7k $55.6k $55.6k 0.05% Reduced -7.9k -7,917
50 Westside Investment Management, Inc. 0.01% of their portfolio SANTA MONICA, CA 2,0002.0k $41.2k $41.2k 0.01% Unchanged
51 NFSG Corp 0.02% of their portfolio BOCA RATON, FL 1,7651.8k $36.4k $36.4k 0.02% Unchanged
52 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 726726 $15.0k $15.0k 0.00% Not comparable
53 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 237237 $4.9k $4.9k 0.00% Reduced -288 -288
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged