Vault-13

COLLEGIUM PHARMACEUTICAL INC COLL 2.875 02.15.29

NOTE 2.875% 2/1 · US DOMESTIC · CUSIP 19459JAC8

15 institutional holders -5 vs Q1 2025
$252.5mprincipal reported held*
$277.3mreported value*
0 new 6 added 1 reduced 5 sold out net sold ≈ $7.4m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

01020Q1 24: 20Q2 24: 17Q3 24: 19Q4 24: 20Q1 25: 20Q2 25: 1515Q1 24Q2 24Q3 24Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q1 202420
Q2 202417
Q3 202419
Q4 202420
Q1 202520
Q2 202515

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q2 24: 9 bought or addedQ2 24: 7 cut or sold outQ2 24Q3 24: 10 bought or addedQ3 24: 7 cut or sold outQ3 24Q4 24: 8 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 8 bought or addedQ1 25: 7 cut or sold outQ1 25Q2 25: 6 bought or addedQ2 25: 6 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q2 202497
Q3 2024107
Q4 2024810
Q1 202587
Q2 202566

Biggest buyers

WHITEBOX ADVISORS LLC Added +3,000,000+3.0m
LAZARD ASSET MANAGEMENT LLC Added +2,000,000+2.0m
Wellesley Asset Management Added +2,000,000+2.0m
BNP PARIBAS FINANCIAL MARKETS Added +1,496,000+1.5m
Walleye Capital LLC Added +1,448,000+1.4m
CITIGROUP INC Added +1,000,000+1.0m

Biggest sellers

ARISTEIA CAPITAL, L.L.C. Sold out -6,000,000-6.0m
Jump Financial, LLC Sold out -6,000,000-6.0m
CSS LLC/IL Sold out -2,500,000-2.5m
Jefferies Financial Group Inc. Sold out -1,948,000-1.9m
BANK OF MONTREAL /CAN/ Sold out -900,000-900.0k
SILVERBACK ASSET MANAGEMENT LLC Reduced -500,000-500.0k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.74% of their portfolio New York, NY 112,550,000112.5m $121.0m $121.0m 0.74% Unchanged
2 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 36,500,00036.5m $39.3m $39.3m 0.05% Added +2.0m +2,000,000
3 WHITEBOX ADVISORS LLC 1.06% of their portfolio MINNEAPOLIS, MN 36,200,00036.2m $38.8m $38.8m 1.06% Added +3.0m +3,000,000
4 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 22,407,00022.4m $26.9m $26.9m 0.02% Added +1.5m +1,496,000
5 SILVERBACK ASSET MANAGEMENT LLC 2.04% of their portfolio DURHAM, NC 12,300,00012.3m $13.3m $13.3m 2.04% Reduced -500.0k -500,000
6 Polar Asset Management Partners Inc. 0.27% of their portfolio TORONTO, A6 10,000,00010.0m $10.8m $10.8m 0.27% Unchanged
7 Walleye Capital LLC 0.08% of their portfolio NEW YORK, NY 8,498,0008.5m $9.1m $9.1m 0.08% Added +1.4m +1,448,000
8 SSI INVESTMENT MANAGEMENT LLC 0.29% of their portfolio Los Angeles, CA 3,850,0003.9m $4.1m $4.1m 0.29% Unchanged
9 Wellesley Asset Management 0.36% of their portfolio PORTSMOUTH, NH 3,500,0003.5m $3.8m $3.8m 0.36% Added +2.0m +2,000,000
10 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,390,0003.4m $3.6m $3.6m 0.00% Added +1.0m +1,000,000
11 BlueCrest Capital Management Ltd 0.30% of their portfolio ST HELIER, Y9 2,500,0002.5m $2.7m $2.7m 0.30% Unchanged
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 806,000806.0k $863.6k $863.6k 0.00% Unchanged
13 VIRTUS ADVISERS, LLC 0.01% of their portfolio HARTFORD, CT 19,00019.0k $20.4k $20.4k 0.01% Unchanged
14 Context Capital Management, LLC 0.09% of their portfolio LAJOLLA, CA 2,6072.6k $2.8m $2.8m 0.09% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged