Vault-13

COHEN & CO INC NEW COHN

COM · Common Stock · CUSIP 19249M102

14 institutional holders +1 vs Q1 2026
155,566155.6k shares reported held*
4.8% of all shares outstanding*
$2.1mreported value*
4 new 9 added 1 reduced 3 sold out net bought ≈ $572.1k (+42.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 3.2m as of 2026-07-28, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $13.58.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 12Q4 22: 12Q1 23: 10Q2 23: 7Q3 23: 8Q4 23: 9Q1 24: 9Q2 24: 13Q3 24: 11Q4 24: 13Q1 25: 10Q2 25: 10Q3 25: 9Q4 25: 10Q1 26: 13Q2 26: 1414Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202212
Q4 202212
Q1 202310
Q2 20237
Q3 20238
Q4 20239
Q1 20249
Q2 202413
Q3 202411
Q4 202413
Q1 202510
Q2 202510
Q3 20259
Q4 202510
Q1 202613
Q2 202614

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 4 bought or addedQ3 24: 5 cut or sold outQ4 24: 6 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 0 bought or addedQ1 25: 6 cut or sold outQ2 25: 2 bought or addedQ2 25: 5 cut or sold outQ2 25Q3 25: 6 bought or addedQ3 25: 2 cut or sold outQ4 25: 6 bought or addedQ4 25: 6 cut or sold outQ4 25Q1 26: 6 bought or addedQ1 26: 3 cut or sold outQ2 26: 13 bought or addedQ2 26: 4 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202445
Q4 202463
Q1 202506
Q2 202525
Q3 202562
Q4 202566
Q1 202663
Q2 2026134

Biggest buyers

BRIDGEWAY CAPITAL MANAGEMENT, LLC New +17,044+17.0k
TWO SIGMA INVESTMENTS, LP Added +14,827+14.8k
CITADEL ADVISORS LLC New +10,278+10.3k
BlackRock, Inc. Added +6,668+6.7k
VANGUARD CAPITAL MANAGEMENT LLC Added +6,236+6.2k
VANGUARD FIDUCIARY TRUST CO Added +4,019+4.0k
DIMENSIONAL FUND ADVISORS LP Added +2,608+2.6k
GEODE CAPITAL MANAGEMENT, LLC Added +1,342+1.3k
BARCLAYS PLC New +66+66
Tower Research Capital LLC (TRC) Added +56+56

Biggest sellers

Trustees of Columbia University in the City of New York Sold out -20,000-20.0k
UBS Group AG Sold out -522-522
Spire Wealth Management Reduced -500-500
CITIGROUP INC Sold out -1-1

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
COHEN DANIEL G 13D · may seek influence filed 2025-12-02
Stated purposeItem 4 of this Schedule 13D is hereby supplemented by the information set forth in Item 3 above, which information is incorporated by reference herein. Full filing
70.0% 4.4m≈ $33.8m 2025-12-02
Brafman Lester Raymond 13D · may seek influence filed 2025-12-02
Stated purposeItem 4 of this Schedule 13D is hereby supplemented by the information set forth in Item 3 above, which information is incorporated by reference herein. Full filing
15.5% 315.7k≈ $4.3m 2025-12-02

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 1 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 1 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—1$115.8k—
Q2 20260—0——
Q3 20260—1$103.0k—
DateInsiderTradeSharesPrice ValueTheir holding
2026-08-06 Pooler Joseph W. Jr. EVP, CFO and Treasurer Sold 1,500 $11.50 $17.2k1.5k shares -2%
2026-08-05 Pooler Joseph W. Jr. EVP, CFO and Treasurer Sold 7,295 $11.75 $85.7k7.3k shares -11%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 31,34531.3k $425.7k $425.7k 0.00% Added +6.7k +6,668
2 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 29,52129.5k $400.9k $400.9k 0.00% Added +6.2k +6,236
3 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 26,53826.5k $360.4k $360.4k 0.00% Added +14.8k +14,827
4 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 17,04417.0k $231.5k $231.5k 0.00% New
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 13,43313.4k $182.4k $182.4k 0.00% Added +1.3k +1,342
6 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 12,87312.9k $174.8k $174.8k 0.00% Added +2.6k +2,608
7 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 10,71810.7k $145.6k $145.6k 0.00% Added +4.0k +4,019
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,27810.3k $139.6k $139.6k 0.00% New
9 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,0002.0k $27.2k $27.2k 0.00% Reduced -500 -500
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,4011.4k $19.0k $19.0k 0.00% Added +1 +1
11 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 338338 $4.6k $4.6k 0.00% Added +56 +56
12 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6666 $896 $896 0.00% New
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 99 $127 $127 0.00% Added +6 +6
14 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 22 $27 $27 0.00% New