Vault-13

COHERUS BIOSCIENCES INC CHRS 1.5 04.15.26

NOTE 1.500% 4/1 · US DOMESTIC · CUSIP 19249HAB9

23 institutional holders -2 vs Q2 2023
9,898,0009.9m shares reported held*
$129.0mreported value*
3 new 4 added 3 reduced 5 sold out net sold ≈ $6.4m (+6.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.03.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 30Q4 22: 31Q1 23: 29Q2 23: 25Q3 23: 2323Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202230
Q4 202231
Q1 202329
Q2 202325
Q3 202323

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 6 bought or addedQ2 23: 10 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 8 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202288
Q1 2023711
Q2 2023610
Q3 202378

Biggest buyers

MACQUARIE GROUP LTD New +6,892,000+6.9m
GABELLI FUNDS LLC Added +1,905,000+1.9m
SSI INVESTMENT MANAGEMENT LLC Added +250,000+250.0k
BANK OF AMERICA CORP /DE/ New +98,000+98.0k
CITIGROUP INC New +6,000+6.0k
Context Capital Management, LLC Added +4,755+4.8k
JPMORGAN CHASE & CO Added +4,000+4.0k

Biggest sellers

MACQUARIE GROUP LTD Sold out -6,892,000-6.9m
LAZARD ASSET MANAGEMENT LLC Reduced -4,615,000-4.6m
WOLVERINE ASSET MANAGEMENT LLC Sold out -3,736,000-3.7m
WHITEBOX ADVISORS LLC Sold out -3,500,000-3.5m
FMR LLC Sold out -385,000-385.0k
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -271,000-271.0k
Teton Advisors, Inc. Reduced -155,000-155.0k
UBS Group AG Sold out -4,000-4.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 36,493,00036.5m $22.4m $22.4m 0.03% Reduced -4.6m -4,615,000
2 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1.08% of their portfolio NEW YORK, NY 31,647,00031.6m $19.1m $19.1m 1.08% Unchanged
3 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 30,000,00030.0m $18.3m $18.3m 0.01% Unchanged
4 CAPSTONE INVESTMENT ADVISORS, LLC 0.34% of their portfolio NEW YORK, NY 20,698,00020.7m $12.7m $12.7m 0.34% Unchanged
5 COURAGE CAPITAL MANAGEMENT LLC 37.39% of their portfolio NASHVILLE, TN 18,000,00018.0m $11.0m $11.0m 37.39% Unchanged
6 AQR Arbitrage LLC 0.28% of their portfolio Greenwich, CT 10,320,00010.3m $6.3m $6.3m 0.28% Unchanged
7 OAKTREE CAPITAL MANAGEMENT LP 0.10% of their portfolio LOS ANGELES, CA 10,306,00010.3m $6.3m $6.3m 0.10% Unchanged
8 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 10,000,00010.0m $6.1m $6.1m 0.01% Unchanged
9 GABELLI FUNDS LLC 0.04% of their portfolio Rye, NY 7,500,0007.5m $4.7m $4.7m 0.04% Added +1.9m +1,905,000
10 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 6,892,0006.9m $4.2m $4.2m 0.01% New
11 ADVENT CAPITAL MANAGEMENT /DE/ 0.09% of their portfolio NEW YORK, NY 6,073,0006.1m $3.7m $3.7m 0.09% Reduced -271.0k -271,000
12 Calamos Advisors LLC 0.02% of their portfolio NAPERVILLE, IL 5,817,0005.8m $3.7m $3.7m 0.02% Unchanged
13 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,000,0003.0m $1.8m $1.8m 0.00% Unchanged
14 SSI INVESTMENT MANAGEMENT LLC 0.09% of their portfolio Los Angeles, CA 1,750,0001.8m $1.1m $1.1m 0.09% Added +250.0k +250,000
15 Teton Advisors, Inc. 0.07% of their portfolio Rye, NY 350,000350.0k $219.8k $219.8k 0.07% Reduced -155.0k -155,000
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 299,000299.0k $180.7k $180.7k 0.00% Added +4.0k +4,000
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 175,000175.0k $106.3k $106.3k 0.00% Unchanged
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 98,00098.0k $59.5k $59.5k 0.00% New
19 Context Capital Management, LLC 0.53% of their portfolio LAJOLLA, CA 10,75510.8k $6.6m $6.6m 0.53% Added +4.8k +4,755
20 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,0006.0k $3.6k $3.6k 0.00% New
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,0006.0k $3.6k $3.6k 0.00% Unchanged
22 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 5,0005.0k $306.0k $306.0k 0.00% Unchanged
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged