Vault-13

COHEN & STEERS LTD DURATION LDP

COM · Closed-End Fund · CUSIP 19248C105

72 institutional holders +5 vs Q3 2024
7,662,2117.7m shares reported held*
$154.9mreported value*
9 new 34 added 15 reduced 5 sold out net bought ≈ $4.6m (+229.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.21.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 73Q4 22: 74Q1 23: 69Q2 23: 68Q3 23: 71Q4 23: 76Q1 24: 64Q2 24: 68Q3 24: 67Q4 24: 7272Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202273
Q4 202274
Q1 202369
Q2 202368
Q3 202371
Q4 202376
Q1 202464
Q2 202468
Q3 202467
Q4 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 31 bought or addedQ1 23: 30 cut or sold outQ2 23: 32 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 24 cut or sold outQ4 23: 35 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 34 cut or sold outQ2 24: 35 bought or addedQ2 24: 19 cut or sold outQ2 24Q3 24: 36 bought or addedQ3 24: 23 cut or sold outQ4 24: 43 bought or addedQ4 24: 20 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233130
Q2 20233228
Q3 20233824
Q4 20233535
Q1 20243034
Q2 20243519
Q3 20243623
Q4 20244320

Biggest buyers

UBS Group AG Added +80,847+80.8k
MAI Capital Management New +57,266+57.3k
Capital Investment Advisors, LLC Added +47,601+47.6k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +37,107+37.1k
READYSTATE ASSET MANAGEMENT LP New +26,732+26.7k
Wealthcare Advisory Partners LLC New +23,815+23.8k
OSAIC HOLDINGS, INC. Added +23,090+23.1k
Thomas J. Herzfeld Advisors, Inc. Added +19,743+19.7k
ROYAL BANK OF CANADA Added +16,089+16.1k
Magnus Financial Group LLC New +14,800+14.8k

Biggest sellers

Invesco Ltd. Reduced -59,647-59.6k
MORGAN STANLEY Reduced -42,340-42.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -31,442-31.4k
Chicago Partners Investment Group LLC Reduced -22,836-22.8k
Walleye Capital LLC Sold out -22,071-22.1k
BANK OF AMERICA CORP /DE/ Reduced -17,749-17.7k
Creative Planning Reduced -13,140-13.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -12,060-12.1k
Fiera Capital Corp Reduced -4,425-4.4k
GUGGENHEIM CAPITAL LLC Reduced -3,905-3.9k

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20231$2.2k0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,684,7991.7m $34.0m $34.0m 0.00% Reduced -42.3k -42,340
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,430,6641.4m $28.9m $28.9m 0.01% Added +80.8k +80,847
3 Chicago Partners Investment Group LLC 0.28% of their portfolio CHICAGO, IL 418,000418.0k $8.5m $8.5m 0.28% Reduced -22.8k -22,836
4 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 400,571400.6k $8.1m $8.1m 0.00% First filing
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 395,193395.2k $8.0m $8.0m 0.00% Reduced -59.6k -59,647
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 371,915371.9k $7.5m $7.5m 0.00% Added +16.1k +16,089
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 222,390222.4k $4.5m $4.5m 0.00% Reduced -17.7k -17,749
8 Thomas J. Herzfeld Advisors, Inc. 1.21% of their portfolio MIAMI BEACH, FL 186,703186.7k $3.8m $3.8m 1.21% Added +19.7k +19,743
9 GREATMARK INVESTMENT PARTNERS, INC. 0.47% of their portfolio COLUMBUS, GA 171,425171.4k $3.5m $3.5m 0.47% Added +2.9k +2,900
10 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 164,413164.4k $3.3m $3.3m 0.04% Added +405 +405
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 163,133163.1k $3.3m $3.3m 0.00% Reduced -12.1k -12,060
12 NewEdge Wealth, LLC 0.05% of their portfolio STAMFORD, CT 152,981153.0k $3.1m $3.1m 0.05% Added +5.3k +5,300
13 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 140,414140.4k $2.8m $2.8m 0.01% Added +2.5k +2,504
14 Glaxis Capital Management, LLC 7.83% of their portfolio SARASOTA, FL 140,000140.0k $2.8m $2.8m 7.83% Added +12.0k +12,000
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 124,750124.8k $2.5m $2.5m 0.00% Added +8.1k +8,089
16 BALDWIN WEALTH PARTNERS LLC/MA 0.12% of their portfolio Marion, MA 88,77888.8k $1.8m $1.8m 0.12% Reduced -743 -743
17 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 70,97271.0k $1.4m $1.4m 0.02% Added +6.7k +6,682
18 Shaker Financial Services, LLC 0.55% of their portfolio Arlington, VA 70,60870.6k $1.4m $1.4m 0.55% Added +6.5k +6,486
19 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 69,40069.4k $1.4m $1.4m 0.00% Unchanged
20 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 65,78665.8k $1.3m $1.3m 0.03% Added +47.6k +47,601
21 Oder Investment Management, LLC 1.10% of their portfolio WOODLAND HILLS, CA 65,64965.6k $1.3m $1.3m 1.10% Added +1.3k +1,326
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 65,62065.6k $1.3m $1.3m 0.00% Added +23.1k +23,090
23 COMERICA BANK 0.01% of their portfolio DALLAS, TX 63,74163.7k $1.3m $1.3m 0.01% Added +1.2k +1,200
24 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 63,00063.0k $1.3m $1.3m 0.00% Reduced -4.4k -4,425
25 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 61,45561.5k $1.3m $1.3m 0.01% Added +2.6k +2,605
26 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 61,12361.1k $1.2m $1.2m 0.01% Reduced -3.9k -3,905
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 60,95261.0k $1.2m $1.2m 0.00% Added +14.0k +13,992
28 LexAurum Advisors, LLC 0.24% of their portfolio OVERLAND PARK, KS 60,50760.5k $1.2m $1.2m 0.24% Added +256 +256
29 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 57,26657.3k $1.2m $1.2m 0.01% New
30 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 55,22355.2k $1.1m $1.1m 0.01% Added +7.4k +7,435
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 53,36853.4k $1.1m $1.1m 0.00% Reduced -725 -725
32 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 42,85242.9k $866.6k $866.6k 0.01% Added +11.2k +11,208
33 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 41,39041.4k $836.1k $836.1k 0.01% Added +2.0k +1,975
34 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.04% of their portfolio WEST PALM BEACH, FL 37,10737.1k $749.6k $749.6k 0.04% New
35 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 34,10134.1k $688.8k $688.8k 0.01% Added +4.6k +4,644
36 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 26,73226.7k $540.0k $540.0k 0.02% New
37 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 23,81523.8k $481.1k $481.1k 0.01% New
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,76820.8k $420.0k $420.0k 0.00% Reduced -355 -355
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,72019.7k $398.0k $398.0k 0.00% Added +4.4k +4,395
40 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 17,52917.5k $354.1k $354.1k 0.01% Added +7.7k +7,655
41 EVERPAR ADVISORS LLC 0.18% of their portfolio TULSA, OK 17,26517.3k $348.8k $348.8k 0.18% Reduced -3.2k -3,238
42 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,71916.7k $337.7k $337.7k 0.00% Reduced -229 -229
43 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 15,40015.4k $311.1k $311.1k 0.01% Reduced -676 -676
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,10215.1k $305.1k $305.1k 0.00% Reduced -726 -726
45 Caprock Group, LLC 0.01% of their portfolio BOISE, ID 15,02515.0k $303.5k $303.5k 0.01% Unchanged
46 Wilmington Savings Fund Society, FSB 0.01% of their portfolio WILMINGTON, DE 15,00015.0k $303.0k $303.0k 0.01% Unchanged
47 Magnus Financial Group LLC 0.03% of their portfolio NEW YORK, NY 14,80014.8k $299.0k $299.0k 0.03% New
48 BARRETT & COMPANY, INC. 0.11% of their portfolio PROVIDENCE, RI 12,58912.6k $254.3k $254.3k 0.11% Added +67 +67
49 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 11,62911.6k $234.0k $234.0k 0.00% New
50 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,44311.4k $231.1k $231.1k 0.00% Reduced -13.1k -13,140
51 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,20311.2k $226.3k $226.3k 0.00% Added +35 +35
52 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 10,00010.0k $202.0k $202.0k 0.01% Unchanged
53 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 4,3764.4k $88.4k $88.4k 0.00% Added +280 +280
54 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 4,2524.3k $85.9k $85.9k 0.00% New
55 WR Wealth Planners, LLC 0.03% of their portfolio COLUMBIA, MO 4,0004.0k $80.8k $80.8k 0.03% Unchanged
56 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,9192.9k $59.0k $59.0k 0.00% Unchanged
57 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,4502.5k $49.5k $49.5k 0.00% Unchanged
58 Dunhill Financial, LLC 0.02% of their portfolio LONDON, X0 2,0002.0k $40.4k $40.4k 0.02% Added +1.0k +1,000
59 Vermillion Wealth Management, Inc. 0.02% of their portfolio ROSEMOUNT, MN 1,7431.7k $35.2k $35.2k 0.02% First filing
60 MB, LEVIS & ASSOCIATES, LLC 0.02% of their portfolio CENTER VALLEY, PA 1,6961.7k $34.3k $34.3k 0.02% Added +32 +32
61 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,2671.3k $25.6k $25.6k 0.00% Added +1 +1
62 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1551.2k $23.7k $23.7k 0.00% Added +21 +21
63 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,0331.0k $20.9k $20.9k 0.00% Added +533 +533
64 Medallion Wealth Advisors, LLC 0.01% of their portfolio FARMINGTON, CT 975975 $19.7k $19.7k 0.01% First filing
65 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 849849 $17.1k $17.1k 0.00% Added +474 +474
66 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 842842 $17.0k $17.0k 0.00% New
67 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 803803 $16.2k $16.2k 0.00% Unchanged
68 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 400400 $8.1k $8.1k 0.00% Unchanged
69 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 226226 $4.6k $4.6k 0.00% New
70 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 133133 $2.7k $2.7k 0.00% Added +3 +3
71 WPG Advisers, LLC 0.00% of their portfolio BALTIMORE, MD 104104 $2.1k $2.1k 0.00% First filing
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged