Vault-13

COHEN & STEERS LTD DURATION LDP

COM · Closed-End Fund · CUSIP 19248C105

67 institutional holders -1 vs Q2 2024
7,474,6367.5m shares reported held*
$162.3mreported value*
6 new 30 added 15 reduced 8 sold out net sold ≈ $7.7m (-353.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.71.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 73Q4 22: 74Q1 23: 69Q2 23: 68Q3 23: 71Q4 23: 76Q1 24: 64Q2 24: 68Q3 24: 6767Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202273
Q4 202274
Q1 202369
Q2 202368
Q3 202371
Q4 202376
Q1 202464
Q2 202468
Q3 202467

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 40 bought or addedQ4 22: 29 cut or sold outQ1 23: 31 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 28 cut or sold outQ3 23: 38 bought or addedQ3 23: 24 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 35 cut or sold outQ1 24: 30 bought or addedQ1 24: 34 cut or sold outQ1 24Q2 24: 35 bought or addedQ2 24: 19 cut or sold outQ3 24: 36 bought or addedQ3 24: 23 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224029
Q1 20233130
Q2 20233228
Q3 20233824
Q4 20233535
Q1 20243034
Q2 20243519
Q3 20243623

Biggest buyers

RAYMOND JAMES & ASSOCIATES Added +342,097+342.1k
ROYAL BANK OF CANADA Added +122,465+122.5k
NewEdge Wealth, LLC Added +37,593+37.6k
OPPENHEIMER & CO INC Added +25,604+25.6k
Invesco Ltd. Added +21,518+21.5k
ENVESTNET ASSET MANAGEMENT INC Added +20,842+20.8k
Baird Financial Group, Inc. Added +20,268+20.3k
Capital Investment Advisors, LLC New +18,185+18.2k
Caprock Group, LLC New +15,025+15.0k
Glaxis Capital Management, LLC Added +15,000+15.0k

Biggest sellers

Sanctuary Advisors, LLC Reduced -303,337-303.3k
Atria Investments, Inc Reduced -278,207-278.2k
UBS Group AG Reduced -251,881-251.9k
AQR Arbitrage LLC Sold out -42,562-42.6k
MORGAN STANLEY Reduced -36,506-36.5k
Shaker Financial Services, LLC Reduced -20,805-20.8k
SIT INVESTMENT ASSOCIATES INC Sold out -14,695-14.7k
GUGGENHEIM CAPITAL LLC Reduced -12,112-12.1k
Sage Capital Management, LLC Sold out -11,800-11.8k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -8,389-8.4k

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 22: 1 buyingQ4 22: 1 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 1 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20221$5.2k1$22.5k—
Q1 20230—0——
Q2 20230—0——
Q3 20231$2.2k0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,727,1391.7m $37.6m $37.6m 0.00% Reduced -36.5k -36,506
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,349,8171.3m $29.4m $29.4m 0.01% Reduced -251.9k -251,881
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 454,840454.8k $9.9m $9.9m 0.00% Added +21.5k +21,518
4 Chicago Partners Investment Group LLC 0.33% of their portfolio CHICAGO, IL 440,836440.8k $9.3m $9.3m 0.33% Reduced -5.1k -5,074
5 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 373,297373.3k $8.1m $8.1m 0.00% Added +342.1k +342,097
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 355,826355.8k $7.7m $7.7m 0.00% Added +122.5k +122,465
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 240,139240.1k $5.2m $5.2m 0.00% Reduced -6.2k -6,175
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 175,193175.2k $3.8m $3.8m 0.00% Added +20.8k +20,842
9 GREATMARK INVESTMENT PARTNERS, INC. 0.50% of their portfolio COLUMBUS, GA 168,525168.5k $3.7m $3.7m 0.50% Added +200 +200
10 Thomas J. Herzfeld Advisors, Inc. 1.21% of their portfolio MIAMI BEACH, FL 166,960167.0k $3.6m $3.6m 1.21% Reduced -2.0k -2,036
11 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 164,008164.0k $3.6m $3.6m 0.04% Added +590 +590
12 NewEdge Wealth, LLC 0.06% of their portfolio STAMFORD, CT 147,681147.7k $3.2m $3.2m 0.06% Added +37.6k +37,593
13 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 137,910137.9k $3.0m $3.0m 0.01% Added +20.3k +20,268
14 Glaxis Capital Management, LLC 10.87% of their portfolio SARASOTA, FL 128,000128.0k $2.8m $2.8m 10.87% Added +15.0k +15,000
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 116,661116.7k $2.5m $2.5m 0.00% Added +1.6k +1,581
16 BALDWIN WEALTH PARTNERS LLC/MA 0.13% of their portfolio Marion, MA 89,52189.5k $1.9m $1.9m 0.13% Unchanged
17 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 69,40069.4k $1.5m $1.5m 0.00% Unchanged
18 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 67,42567.4k $1.5m $1.5m 0.00% Added +2.6k +2,562
19 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 65,02865.0k $1.4m $1.4m 0.01% Reduced -12.1k -12,112
20 Oder Investment Management, LLC 1.20% of their portfolio WOODLAND HILLS, CA 64,32364.3k $1.4m $1.4m 1.20% Added +3.6k +3,597
21 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 64,29064.3k $1.4m $1.4m 0.02% Added +25.6k +25,604
22 Shaker Financial Services, LLC 0.53% of their portfolio Arlington, VA 64,12264.1k $1.4m $1.4m 0.53% Reduced -20.8k -20,805
23 COMERICA BANK 0.01% of their portfolio DALLAS, TX 62,54162.5k $1.4m $1.4m 0.01% Added +362 +362
24 LexAurum Advisors, LLC 0.29% of their portfolio OVERLAND PARK, KS 60,25160.3k $1.3m $1.3m 0.29% Added +252 +252
25 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 58,85058.9k $1.2m $1.2m 0.01% Reduced -303.3k -303,337
26 Carmichael Hill & Associates, Inc. 0.45% of their portfolio GAITHERSBURG, MD 55,56455.6k $1.2m $1.2m 0.45% Added +1.1k +1,106
27 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 54,09354.1k $1.2m $1.2m 0.00% Unchanged
28 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 47,78847.8k $1.0m $1.0m 0.01% Added +10 +10
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 46,96047.0k $1.0m $1.0m 0.00% Added +673 +673
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 42,53042.5k $924.9k $924.9k 0.00% Added +2.2k +2,249
31 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 39,41539.4k $857.3k $857.3k 0.01% Unchanged
32 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 31,64431.6k $690.2k $690.2k 0.01% Reduced -34 -34
33 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio Englewood, NJ 31,44231.4k $683.9k $683.9k 0.07% Reduced -8.4k -8,389
34 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 29,45729.5k $640.7k $640.7k 0.01% Reduced -278.2k -278,207
35 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 24,58324.6k $534.7k $534.7k 0.00% Added +3.2k +3,183
36 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 22,07122.1k $480.0k $480.0k 0.01% Reduced -190 -190
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,12321.1k $459.0k $459.0k 0.00% Added +285 +285
38 EVERPAR ADVISORS LLC 0.23% of their portfolio TULSA, OK 20,50320.5k $445.9k $445.9k 0.23% Unchanged
39 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 18,18518.2k $395.5k $395.5k 0.01% New
40 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,94816.9k $368.6k $368.6k 0.00% Added +1.5k +1,492
41 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,44116.4k $357.6k $357.6k 0.00% Reduced -1.8k -1,771
42 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 16,07616.1k $349.7k $349.7k 0.01% Added +676 +676
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,82815.8k $344.3k $344.3k 0.00% Added +24 +24
44 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,32515.3k $333.0k $333.0k 0.00% Added +2.7k +2,725
45 Caprock Group, LLC 0.01% of their portfolio BOISE, ID 15,02515.0k $326.8k $326.8k 0.01% New
46 Wilmington Savings Fund Society, FSB 0.01% of their portfolio WILMINGTON, DE 15,00015.0k $326.2k $326.2k 0.01% Not comparable
47 BARRETT & COMPANY, INC. 0.12% of their portfolio PROVIDENCE, RI 12,52212.5k $272.3k $272.3k 0.12% Added +67 +67
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,16811.2k $242.9k $242.9k 0.00% Unchanged
49 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 10,00010.0k $217.5k $217.5k 0.01% Unchanged
50 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 9,8749.9k $214.8k $214.8k 0.00% Reduced -5.4k -5,438
51 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 4,0964.1k $89.1k $89.1k 0.00% Unchanged
52 WR Wealth Planners, LLC 0.02% of their portfolio COLUMBIA, MO 4,0004.0k $87.0k $87.0k 0.02% Reduced -1.2k -1,200
53 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,9192.9k $63.5k $63.5k 0.00% Unchanged
54 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,4502.5k $53.3k $53.3k 0.00% Unchanged
55 MB, LEVIS & ASSOCIATES, LLC 0.02% of their portfolio CENTER VALLEY, PA 1,6641.7k $36.2k $36.2k 0.02% Added +31 +31
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,2661.3k $27.5k $27.5k 0.00% Added +3 +3
57 Sachetta, LLC 0.01% of their portfolio LYNNFIELD, MA 1,2001.2k $26.1k $26.1k 0.01% Unchanged
58 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1341.1k $24.7k $24.7k 0.00% Added +22 +22
59 Dunhill Financial, LLC 0.01% of their portfolio LONDON, X0 1,0001.0k $21.8k $21.8k 0.01% New
60 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 803803 $17.5k $17.5k 0.00% Unchanged
61 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 500500 $10.9k $10.9k 0.00% New
62 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 400400 $8.7k $8.7k 0.00% Unchanged
63 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 375375 $8.2k $8.2k 0.00% Unchanged
64 POM Investment Strategies, LLC 0.01% of their portfolio RALEIGH, NC 300300 $6.5k $6.5k 0.01% New
65 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 251251 $5.5k $5.5k 0.00% New
66 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 130130 $2.8k $2.8k 0.00% Added +2 +2
67 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged