Vault-13

COHEN & STEERS LTD DURATION LDP

COM · Closed-End Fund · CUSIP 19248C105

68 institutional holders +4 vs Q1 2024
7,812,6407.8m shares reported held*
$155.2mreported value*
5 new 30 added 17 reduced 2 sold out net sold ≈ $68.2m (-3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.87.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 73Q4 22: 74Q1 23: 69Q2 23: 68Q3 23: 71Q4 23: 76Q1 24: 64Q2 24: 6868Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202273
Q4 202274
Q1 202369
Q2 202368
Q3 202371
Q4 202376
Q1 202464
Q2 202468

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 40 bought or addedQ4 22: 29 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 30 cut or sold outQ2 23: 32 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 24 cut or sold outQ4 23: 35 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 34 cut or sold outQ2 24: 35 bought or addedQ2 24: 19 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224029
Q1 20233130
Q2 20233228
Q3 20233824
Q4 20233535
Q1 20243034
Q2 20243519

Biggest buyers

UBS Group AG Added +125,500+125.5k
ROYAL BANK OF CANADA Added +46,852+46.9k
Shaker Financial Services, LLC Added +22,336+22.3k
Walleye Capital LLC New +22,261+22.3k
ENVESTNET ASSET MANAGEMENT INC Added +16,964+17.0k
Prospera Financial Services Inc New +15,400+15.4k
NewEdge Wealth, LLC Added +13,543+13.5k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +12,425+12.4k
Invesco Ltd. Added +11,231+11.2k
Thomas J. Herzfeld Advisors, Inc. Added +10,980+11.0k

Biggest sellers

MORGAN STANLEY Reduced -3,598,972-3.6m
BANK OF AMERICA CORP /DE/ Reduced -54,117-54.1k
AQR Arbitrage LLC Reduced -46,555-46.6k
LexAurum Advisors, LLC Reduced -19,069-19.1k
Beacon Pointe Advisors, LLC Reduced -10,075-10.1k
GUGGENHEIM CAPITAL LLC Reduced -9,619-9.6k
SYNOVUS FINANCIAL CORP Reduced -9,345-9.3k
Janney Montgomery Scott LLC Reduced -8,413-8.4k
Atria Investments, Inc Reduced -6,376-6.4k
OSAIC HOLDINGS, INC. Reduced -4,810-4.8k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 1 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20221$5.2k1$22.5k—
Q1 20230—0——
Q2 20230—0——
Q3 20231$2.2k0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,763,6451.8m $35.1m $35.1m 0.00% Reduced -3.6m -3,598,972
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,601,6981.6m $31.9m $31.9m 0.01% Added +125.5k +125,500
3 Chicago Partners Investment Group LLC 0.34% of their portfolio CHICAGO, IL 445,910445.9k $8.9m $8.9m 0.34% Reduced -2.9k -2,867
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 433,322433.3k $8.6m $8.6m 0.00% Added +11.2k +11,231
5 Sanctuary Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 362,187362.2k $7.0m $7.0m 0.05% First filing
6 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 307,664307.7k $6.1m $6.1m 0.08% Reduced -6.4k -6,376
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 246,314246.3k $4.9m $4.9m 0.00% Reduced -54.1k -54,117
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 233,361233.4k $4.6m $4.6m 0.00% Added +46.9k +46,852
9 Thomas J. Herzfeld Advisors, Inc. 1.18% of their portfolio MIAMI BEACH, FL 168,996169.0k $3.4m $3.4m 1.18% Added +11.0k +10,980
10 GREATMARK INVESTMENT PARTNERS, INC. 0.49% of their portfolio COLUMBUS, GA 168,325168.3k $3.3m $3.3m 0.49% Added +5.5k +5,550
11 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 163,418163.4k $3.3m $3.3m 0.04% Reduced -9.3k -9,345
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 154,351154.4k $3.1m $3.1m 0.00% Added +17.0k +16,964
13 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 117,642117.6k $2.3m $2.3m 0.00% Added +369 +369
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 115,080115.1k $2.3m $2.3m 0.00% Added +6.3k +6,315
15 Glaxis Capital Management, LLC 3.90% of their portfolio SARASOTA, FL 113,000113.0k $2.2m $2.2m 3.90% Added +10.0k +10,000
16 NewEdge Wealth, LLC 0.05% of their portfolio STAMFORD, CT 110,088110.1k $2.2m $2.2m 0.05% Added +13.5k +13,543
17 BALDWIN WEALTH PARTNERS LLC/MA 0.14% of their portfolio Marion, MA 89,52189.5k $1.8m $1.8m 0.14% Reduced -1.8k -1,811
18 Shaker Financial Services, LLC 0.68% of their portfolio Arlington, VA 84,92784.9k $1.7m $1.7m 0.68% Added +22.3k +22,336
19 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 77,14077.1k $1.5m $1.5m 0.01% Reduced -9.6k -9,619
20 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 69,40069.4k $1.4m $1.4m 0.00% Reduced -1.8k -1,760
21 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 64,86364.9k $1.3m $1.3m 0.00% Unchanged
22 COMERICA BANK 0.01% of their portfolio DALLAS, TX 62,17962.2k $1.2m $1.2m 0.01% Reduced -74 -74
23 Oder Investment Management, LLC 1.09% of their portfolio WOODLAND HILLS, CA 60,72660.7k $1.2m $1.2m 1.09% Added +856 +856
24 LexAurum Advisors, LLC 0.29% of their portfolio OVERLAND PARK, KS 59,99960.0k $1.2m $1.2m 0.29% Reduced -19.1k -19,069
25 Carmichael Hill & Associates, Inc. 0.44% of their portfolio GAITHERSBURG, MD 54,45854.5k $1.1m $1.1m 0.44% Added +135 +135
26 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 54,09354.1k $1.1m $1.1m 0.00% Added +6.9k +6,933
27 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 47,77847.8k $950.8k $950.8k 0.01% Reduced -10.1k -10,075
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 46,28746.3k $921.1k $921.1k 0.00% Added +5.1k +5,129
29 AQR Arbitrage LLC 0.02% of their portfolio Greenwich, CT 42,56242.6k $847.0k $847.0k 0.02% Reduced -46.6k -46,555
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,28140.3k $801.5k $801.5k 0.00% Reduced -4.8k -4,810
31 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio Englewood, NJ 39,83139.8k $792.6k $792.6k 0.07% Added +12.4k +12,425
32 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 39,41539.4k $784.4k $784.4k 0.01% Reduced -1.4k -1,444
33 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 38,68638.7k $769.9k $769.9k 0.01% Added +2.3k +2,257
34 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 31,67831.7k $630.1k $630.1k 0.01% Added +1.7k +1,687
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,20031.2k $620.9k $620.9k 0.00% Added +304 +304
36 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 22,26122.3k $443.0k $443.0k 0.00% New
37 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 21,40021.4k $425.9k $425.9k 0.00% Added +1.4k +1,368
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,83820.8k $415.0k $415.0k 0.00% Added +204 +204
39 EVERPAR ADVISORS LLC 0.20% of their portfolio TULSA, OK 20,50320.5k $408.0k $408.0k 0.20% Unchanged
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,21218.2k $362.4k $362.4k 0.00% Added +1.8k +1,774
41 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,80415.8k $314.5k $314.5k 0.00% Added +25 +25
42 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,45615.5k $307.6k $307.6k 0.00% Reduced -898 -898
43 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 15,40015.4k $306.5k $306.5k 0.01% New
44 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 15,31215.3k $304.7k $304.7k 0.01% Reduced -906 -906
45 SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio Minneapolis, MN 14,69514.7k $292.0k $292.0k 0.01% Unchanged
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,60012.6k $251.0k $251.0k 0.00% Reduced -8.4k -8,413
47 BARRETT & COMPANY, INC. 0.11% of their portfolio PROVIDENCE, RI 12,45512.5k $247.8k $247.8k 0.11% Added +69 +69
48 Sage Capital Management, LLC 0.12% of their portfolio Stockton, NJ 11,80011.8k $234.8k $234.8k 0.12% Unchanged
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,16811.2k $222.2k $222.2k 0.00% Unchanged
50 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 10,00010.0k $199.0k $199.0k 0.01% Unchanged
51 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 6,2966.3k $125.3k $125.3k 0.01% New
52 WR Wealth Planners, LLC 0.03% of their portfolio COLUMBIA, MO 5,2005.2k $103.5k $103.5k 0.03% Unchanged
53 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 4,0964.1k $81.5k $81.5k 0.00% Added +149 +149
54 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 3,8103.8k $75.8k $75.8k 0.00% New
55 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,9192.9k $58.1k $58.1k 0.00% Unchanged
56 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 2,4502.5k $48.8k $48.8k 0.01% Added +700 +700
57 Lynx Investment Advisory 0.03% of their portfolio WASHINGTON, DC, DC 1,9451.9k $38.7k $38.7k 0.03% First filing
58 MB, LEVIS & ASSOCIATES, LLC 0.02% of their portfolio CENTER VALLEY, PA 1,6331.6k $32.5k $32.5k 0.02% Added +33 +33
59 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,2631.3k $25.1k $25.1k 0.00% Added +2 +2
60 Sachetta, LLC 0.01% of their portfolio LYNNFIELD, MA 1,2001.2k $23.8k $23.8k 0.01% Unchanged
61 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1121.1k $22.3k $22.3k 0.00% Added +22 +22
62 MARYLAND CAPITAL ADVISORS INC. 0.01% of their portfolio CHESTER, MD 835835 $16.6k $16.6k 0.01% New
63 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 803803 $16.0k $16.0k 0.00% Unchanged
64 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 400400 $8.0k $8.0k 0.00% Unchanged
65 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 375375 $7.5k $7.5k 0.00% Unchanged
66 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 246246 $4.9k $4.9k 0.00% Unchanged
67 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 128128 $2.5k $2.5k 0.00% Added +2 +2
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged