Vault-13

COHEN & STEERS LTD DURATION LDP

COM · Closed-End Fund · CUSIP 19248C105

64 institutional holders -12 vs Q4 2023
10,875,10310.9m shares reported held*
$218.0mreported value*
5 new 25 added 18 reduced 16 sold out net bought ≈ $37.0m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.04.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 73Q4 22: 74Q1 23: 69Q2 23: 68Q3 23: 71Q4 23: 76Q1 24: 6464Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202273
Q4 202274
Q1 202369
Q2 202368
Q3 202371
Q4 202376
Q1 202464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 40 bought or addedQ4 22: 29 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 30 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 24 cut or sold outQ3 23Q4 23: 35 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 34 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224029
Q1 20233130
Q2 20233228
Q3 20233824
Q4 20233535
Q1 20243034

Biggest buyers

MORGAN STANLEY Added +1,703,187+1.7m
Atria Investments, Inc New +314,040+314.0k
ROYAL BANK OF CANADA Added +92,278+92.3k
CHOREO, LLC New +29,991+30.0k
ENVESTNET ASSET MANAGEMENT INC Added +29,700+29.7k
UBS Group AG Added +22,468+22.5k
Shaker Financial Services, LLC Added +20,581+20.6k
GREATMARK INVESTMENT PARTNERS, INC. Added +19,400+19.4k
LPL Financial LLC Added +17,342+17.3k
Cetera Investment Advisers New +16,354+16.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -78,007-78.0k
Maltin Wealth Management, Inc. Sold out -74,508-74.5k
AQR Arbitrage LLC Reduced -63,806-63.8k
Pettinga Financial Advisors LLC Sold out -50,300-50.3k
LexAurum Advisors, LLC Reduced -45,490-45.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -23,448-23.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -22,481-22.5k
Invesco Ltd. Reduced -19,820-19.8k
Merit Financial Group, LLC Sold out -16,179-16.2k
Mutual Advisors, LLC Sold out -16,058-16.1k

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 1 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 1 buyingQ4 22: 1 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 1 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20221$2.0k0——
Q3 20220—0——
Q4 20221$5.2k1$22.5k—
Q1 20230—0——
Q2 20230—0——
Q3 20231$2.2k0——
Q4 20230—0——
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,362,6175.4m $107.7m $107.7m 0.00% Added +1.7m +1,703,187
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,476,1981.5m $29.6m $29.6m 0.01% Added +22.5k +22,468
3 Chicago Partners Investment Group LLC 0.37% of their portfolio CHICAGO, IL 448,777448.8k $8.7m $8.7m 0.37% Added +3.4k +3,352
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 422,091422.1k $8.5m $8.5m 0.00% Reduced -19.8k -19,820
5 Atria Investments, Inc 0.09% of their portfolio Charlotte, NC 314,040314.0k $6.3m $6.3m 0.09% New
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 300,431300.4k $6.0m $6.0m 0.00% Reduced -78.0k -78,007
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 186,509186.5k $3.7m $3.7m 0.00% Added +92.3k +92,278
8 SYNOVUS FINANCIAL CORP 0.05% of their portfolio Columbus, GA 172,763172.8k $3.5m $3.5m 0.05% Reduced -12.4k -12,421
9 GREATMARK INVESTMENT PARTNERS, INC. 0.46% of their portfolio COLUMBUS, GA 162,775162.8k $3.3m $3.3m 0.46% Added +19.4k +19,400
10 Thomas J. Herzfeld Advisors, Inc. 1.12% of their portfolio MIAMI BEACH, FL 158,016158.0k $3.2m $3.2m 1.12% Added +12.0k +12,004
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 137,387137.4k $2.8m $2.8m 0.00% Added +29.7k +29,700
12 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 117,273117.3k $2.4m $2.4m 0.00% Added +5.2k +5,160
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 108,765108.8k $2.2m $2.2m 0.00% Added +17.3k +17,342
14 Glaxis Capital Management, LLC 3.87% of their portfolio SARASOTA, FL 103,000103.0k $2.1m $2.1m 3.87% Added +10.6k +10,584
15 NewEdge Wealth, LLC 0.04% of their portfolio STAMFORD, CT 96,54596.5k $1.9m $1.9m 0.04% Added +1.5k +1,468
16 BALDWIN WEALTH PARTNERS LLC/MA 0.14% of their portfolio Marion, MA 91,33291.3k $1.8m $1.8m 0.14% Unchanged
17 AQR Arbitrage LLC 0.06% of their portfolio Greenwich, CT 89,11789.1k $1.8m $1.8m 0.06% Reduced -63.8k -63,806
18 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 86,75986.8k $1.7m $1.7m 0.01% Reduced -5.0k -5,021
19 LexAurum Advisors, LLC 0.40% of their portfolio OVERLAND PARK, KS 79,06879.1k $1.6m $1.6m 0.40% Reduced -45.5k -45,490
20 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 71,16071.2k $1.4m $1.4m 0.00% Unchanged
21 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 64,86364.9k $1.3m $1.3m 0.00% Added +75 +75
22 Shaker Financial Services, LLC 0.49% of their portfolio Arlington, VA 62,59162.6k $1.3m $1.3m 0.49% Added +20.6k +20,581
23 COMERICA BANK 0.01% of their portfolio DALLAS, TX 62,25362.3k $1.3m $1.3m 0.01% Reduced -165 -165
24 Oder Investment Management, LLC 1.12% of their portfolio WOODLAND HILLS, CA 59,87059.9k $1.2m $1.2m 1.12% Added +5.2k +5,196
25 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 57,85357.9k $1.2m $1.2m 0.01% Reduced -2.1k -2,139
26 Carmichael Hill & Associates, Inc. 0.45% of their portfolio GAITHERSBURG, MD 54,32354.3k $1.1m $1.1m 0.45% Added +4.5k +4,530
27 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 47,16047.2k $947.0k $947.0k 0.00% Reduced -4.1k -4,105
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 45,09145.1k $905.4k $905.4k 0.00% Reduced -3.7k -3,719
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 41,15841.2k $826.4k $826.4k 0.00% Added +15.2k +15,192
30 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 40,85940.9k $820.4k $820.4k 0.01% Added +2.6k +2,600
31 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 36,42936.4k $731.5k $731.5k 0.01% Added +3.9k +3,896
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 30,89630.9k $620.4k $620.4k 0.00% Reduced -1.6k -1,593
33 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 29,99130.0k $602.2k $602.2k 0.02% New
34 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 27,40627.4k $550.3k $550.3k 0.05% Reduced -22.5k -22,481
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,01321.0k $422.0k $422.0k 0.00% Added +10.0k +9,994
36 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,63420.6k $414.0k $414.0k 0.00% Reduced -38 -38
37 EVERPAR ADVISORS LLC 0.25% of their portfolio TULSA, OK 20,50320.5k $411.7k $411.7k 0.25% Reduced -633 -633
38 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,03220.0k $402.2k $402.2k 0.00% Reduced -2.4k -2,377
39 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,43816.4k $330.1k $330.1k 0.00% Added +3.4k +3,396
40 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,35416.4k $328.4k $328.4k 0.00% New
41 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 16,21816.2k $325.7k $325.7k 0.01% Reduced -2.6k -2,611
42 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,77915.8k $316.8k $316.8k 0.00% Reduced -2.0k -2,048
43 SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio Minneapolis, MN 14,69514.7k $295.0k $295.0k 0.01% Unchanged
44 BARRETT & COMPANY, INC. 0.12% of their portfolio PROVIDENCE, RI 12,38612.4k $248.7k $248.7k 0.12% Added +67 +67
45 Sage Capital Management, LLC 0.13% of their portfolio Stockton, NJ 11,80011.8k $236.9k $236.9k 0.13% Unchanged
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,16811.2k $224.3k $224.3k 0.00% Reduced -498 -498
47 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 10,00010.0k $200.8k $200.8k 0.01% Unchanged
48 WR Wealth Planners, LLC 0.03% of their portfolio COLUMBIA, MO 5,2005.2k $104.4k $104.4k 0.03% New
49 Venturi Wealth Management, LLC 0.01% of their portfolio AUSTIN, TX 3,9473.9k $79.3k $79.3k 0.01% Unchanged
50 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,9192.9k $58.6k $58.6k 0.00% Unchanged
51 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,7501.8k $35.1k $35.1k 0.00% New
52 MB, LEVIS & ASSOCIATES, LLC 0.02% of their portfolio CENTER VALLEY, PA 1,6001.6k $32.1k $32.1k 0.02% Added +21 +21
53 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,2611.3k $25.3k $25.3k 0.00% Added +3 +3
54 Sachetta, LLC 0.01% of their portfolio LYNNFIELD, MA 1,2001.2k $22.1k $22.1k 0.01% Unchanged
55 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0901.1k $21.9k $21.9k 0.00% Added +29 +29
56 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 803803 $16.1k $16.1k 0.00% Unchanged
57 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 800800 $16.1k $16.1k 0.00% Unchanged
58 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 500500 $10.0k $10.0k 0.00% Unchanged
59 Highlander Capital Management, LLC 0.00% of their portfolio SHORT HILLS, NJ 500500 $10.0k $10.0k 0.00% Unchanged
60 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 400400 $8.0k $8.0k 0.00% Unchanged
61 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 375375 $7.5k $7.5k 0.00% Unchanged
62 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 246246 $4.9k $4.9k 0.00% Unchanged
63 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 126126 $2.5k $2.5k 0.00% Added +4 +4
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged