COHEN & STEERS LTD DURATION LDP
COM · Closed-End Fund · CUSIP 19248C105
68
institutional holders
-1 vs Q1 2023
6.6m
shares reported held*
$119.4mreported value*
8 new
24 added
18 reduced
10 sold out
net sold ≈ $3.2m (-177.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.21.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 73 |
| Q4 2022 | 74 |
| Q1 2023 | 69 |
| Q2 2023 | 68 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 40 | 29 |
| Q1 2023 | 31 | 30 |
| Q2 2023 | 32 | 28 |
Biggest buyers
| MORGAN STANLEY | Added | +84.4k |
| GREATMARK INVESTMENT PARTNERS, INC. | Added | +24.6k |
| UBS Group AG | Added | +24.5k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +22.1k |
| Merit Financial Group, LLC | New | +18.4k |
| Penserra Capital Management LLC | Added | +13.5k |
| Good Life Advisors, LLC | New | +13.4k |
| SIT INVESTMENT ASSOCIATES INC | Added | +12.2k |
| SYNOVUS FINANCIAL CORP | Added | +11.5k |
| OPPENHEIMER & CO INC | New | +11.2k |
Biggest sellers
| Bramshill Investments, LLC | Reduced | -246.0k |
| Thomas J. Herzfeld Advisors, Inc. | Reduced | -47.4k |
| Maltin Wealth Management, Inc. | Reduced | -41.9k |
| Carmichael Hill & Associates, Inc. | Reduced | -30.0k |
| JANE STREET GROUP, LLC | Sold out | -26.0k |
| HighTower Advisors, LLC | Reduced | -20.0k |
| Financial Advocates Investment Management | Sold out | -17.8k |
| Chicago Partners Investment Group LLC | Reduced | -12.1k |
| Prospera Financial Services Inc | Sold out | -11.8k |
| Capital Investment Advisors, LLC | Sold out | -11.1k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 1 | $2.0k | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 1 | $2.0k | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 1 | $5.2k | 1 | $22.5k | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.4m $26.3m | Added +84.4k |
| UBS Group AG 0.01% of their portfolio | 1.4m $25.2m | Added +24.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 563.9k $10.3m | Added +3.8k |
| Chicago Partners Investment Group LLC 0.47% of their portfolio | 498.3k $9.1m | Reduced -12.1k |
| Invesco Ltd. 0.00% of their portfolio | 423.0k $7.7m | Added +6.1k |
| Penserra Capital Management LLC 0.08% of their portfolio | 216.9k $3.9m | Added +13.5k |
| GREATMARK INVESTMENT PARTNERS, INC. 0.41% of their portfolio | 133.3k $2.4m | Added +24.6k |
| LexAurum Advisors, LLC 0.73% of their portfolio | 133.1k $2.4m | Added +2.5k |
| Baird Financial Group, Inc. 0.01% of their portfolio | 127.1k $2.3m | Added +3.1k |
| Thomas J. Herzfeld Advisors, Inc. 0.89% of their portfolio | 122.3k $2.2m | Reduced -47.4k |
| SYNOVUS FINANCIAL CORP 0.02% of their portfolio | 119.0k $2.2m | Added +11.5k |
| BALDWIN WEALTH PARTNERS LLC/MA 0.14% of their portfolio | 91.3k $1.7m | Reduced -4.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 91.2k $1.7m | Added +22.1k |
| SIT INVESTMENT ASSOCIATES INC 0.04% of their portfolio | 76.4k $1.4m | Added +12.2k |
| LPL Financial LLC 0.00% of their portfolio | 72.2k $1.3m | Added +9.1k |
| Cerity Partners LLC 0.01% of their portfolio | 71.2k $1.3m | Reduced -465 |
| Fiera Capital Corp 0.00% of their portfolio | 65.0k $1.2m | Unchanged |
| Shaker Financial Services, LLC 0.49% of their portfolio | 61.6k $1.1m | Reduced -9.5k |
| ALGEBRIS (UK) LTD 0.51% of their portfolio | 57.7k $1.0m | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 56.8k $1.0m | First filing |
| Carmichael Hill & Associates, Inc. 0.47% of their portfolio | 54.0k $983.1k | Reduced -30.0k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 52.6k $958.2k | Added +3.7k |
| Maltin Wealth Management, Inc. 0.63% of their portfolio | 49.1k $893.4k | Reduced -41.9k |
| BerganKDV Wealth Management, LLC 0.07% of their portfolio | 41.0k $745.5k | Reduced -106 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 39.8k $724.0k | Reduced -2.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 38.9k $708.7k | Added +7.7k |
| Claybrook Capital, LLC 0.36% of their portfolio | 36.8k $670.0k | Added +3.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 35.9k $653.5k | Added +3.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 34.1k $620.8k | Reduced -451 |
| Oder Investment Management, LLC 0.59% of their portfolio | 29.7k $540.4k | Reduced -409 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 29.4k $534.4k | Reduced -2.1k |
| AQR Arbitrage LLC 0.02% of their portfolio | 28.1k $512.0k | Added +10.7k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 20.8k $379.0k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 19.7k $359.0k | Added +1.2k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 19.6k $356.3k | Added +8.0k |
| Merit Financial Group, LLC 0.01% of their portfolio | 18.4k $334.0k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 17.0k $308.9k | Reduced -290 |
| Grey Street Capital, LLC 0.15% of their portfolio | 15.8k $287.8k | Added +787 |
| DAVENPORT & Co LLC 0.00% of their portfolio | 15.1k $273.9k | Reduced -4.0k |
| HighTower Advisors, LLC 0.00% of their portfolio | 14.9k $271.0k | Reduced -20.0k |
| Good Life Advisors, LLC 0.03% of their portfolio | 13.4k $243.3k | New |
| NewEdge Wealth, LLC 0.01% of their portfolio | 12.6k $228.5k | Unchanged |
| BARRETT & COMPANY, INC. 0.13% of their portfolio | 12.2k $221.6k | Reduced -276 |
| SMH CAPITAL ADVISORS INC 0.46% of their portfolio | 11.6k $211.0k | Reduced -156 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 11.4k $208.2k | Added +10.2k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 11.2k $203.8k | New |
| Creative Planning 0.00% of their portfolio | 10.6k $193.5k | Unchanged |
| Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio | 10.0k $182.0k | Unchanged |
| Callan Capital, LLC 0.02% of their portfolio | 10.0k $182.0k | Unchanged |
| Bramshill Investments, LLC 0.01% of their portfolio | 7.7k $139.8k | Reduced -246.0k |
| SRH ADVISORS, LLC 0.05% of their portfolio | 5.2k $93.7k | Unchanged |
| WR Wealth Planners, LLC 0.04% of their portfolio | 5.2k $94.6k | Unchanged |
| Venturi Wealth Management, LLC 0.01% of their portfolio | 4.4k $79.7k | Added +284 |
| HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio | 3.6k $65.5k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 2.9k $53.1k | Unchanged |
| MB, LEVIS & ASSOCIATES, LLC 0.02% of their portfolio | 1.5k $27.5k | New |
| Farmers & Merchants Trust Co of Chambersburg PA 0.01% of their portfolio | 1.0k $18.0k | New |
| MONTAG A & ASSOCIATES INC 0.00% of their portfolio | 803 $14.6k | Added +500 |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 800 $14.6k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 625 $11.0k | New |
| WFA of San Diego, LLC 0.01% of their portfolio | 580 $10.6k | New |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 400 $7.3k | Unchanged |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 375 $6.8k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 279 $5.1k | New |
| Key Financial Inc 0.00% of their portfolio | 246 $4.5k | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 118 $2.1k | Added +3 |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 7 $127 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |