Vault-13

CLEARBRIDGE ENERGY MIDSTRM O EMO

COM · Closed-End Fund · CUSIP 18469P209

107 institutional holders -4 vs Q1 2025
5,201,7605.2m shares reported held*
$249.5mreported value*
9 new 28 added 28 reduced 12 sold out net bought ≈ $414.9k (+8.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.97.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 55Q4 22: 61Q1 23: 59Q2 23: 63Q3 23: 63Q4 23: 65Q1 24: 69Q2 24: 58Q3 24: 109Q4 24: 114Q1 25: 111Q2 25: 107107Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202255
Q4 202261
Q1 202359
Q2 202363
Q3 202363
Q4 202365
Q1 202469
Q2 202458
Q3 2024109
Q4 2024114
Q1 2025111
Q2 2025107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 22 bought or addedQ3 23: 28 cut or sold outQ4 23: 30 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 31 bought or addedQ1 24: 28 cut or sold outQ2 24: 13 bought or addedQ2 24: 52 cut or sold outQ2 24Q3 24: 92 bought or addedQ3 24: 11 cut or sold outQ4 24: 42 bought or addedQ4 24: 50 cut or sold outQ4 24Q1 25: 46 bought or addedQ1 25: 38 cut or sold outQ2 25: 37 bought or addedQ2 25: 40 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232228
Q4 20233023
Q1 20243128
Q2 20241352
Q3 20249211
Q4 20244250
Q1 20254638
Q2 20253740

Biggest buyers

ROYAL BANK OF CANADA Added +165,203+165.2k
WELLS FARGO & COMPANY/MN Added +77,990+78.0k
Polar Asset Management Partners Inc. New +54,414+54.4k
Rockefeller Capital Management L.P. Added +38,447+38.4k
MORGAN STANLEY Added +29,759+29.8k
Terril Brothers, Inc. New +22,474+22.5k
NATIONS FINANCIAL GROUP INC, /IA/ /ADV Added +16,585+16.6k
Future Financial Wealth Managment LLC New +16,221+16.2k
RAYMOND JAMES FINANCIAL INC Added +11,188+11.2k
AMERIPRISE FINANCIAL INC Added +10,026+10.0k

Biggest sellers

Saba Capital Management, L.P. Sold out -181,841-181.8k
Advisors Asset Management, Inc. Reduced -97,403-97.4k
Tradewinds, LLC. Sold out -46,965-47.0k
IFP Advisors, Inc Reduced -26,137-26.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -16,254-16.3k
Thomas J. Herzfeld Advisors, Inc. Reduced -15,942-15.9k
Matisse Capital Sold out -14,835-14.8k
SIT INVESTMENT ASSOCIATES INC Sold out -14,259-14.3k
WOLVERINE ASSET MANAGEMENT LLC Sold out -13,206-13.2k
EP Wealth Advisors, LLC Reduced -13,172-13.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Corebridge Financial, Inc. 13G · institution -5.9 pts · filed 2026-08-07 9.2% -5.9 pts 160.0k 2026-08-07
MORGAN STANLEY 13G · institution -1.1 pts · filed 2026-02-11 7.2% -1.1 pts 1.3m≈ $65.6m 2026-02-11
MetLife Investment Management, LLC 13G · institution new · filed 2025-05-09 5.3% new 140.0k 2025-05-09

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 1 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20251$11.5k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-05-27 GRILLO ANTHONY Director Bought 250 $45.84 $11.5k250 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,263,9001.3m $60.6m $60.6m 0.00% Added +29.8k +29,759
2 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 650,976651.0k $31.2m $31.2m 0.01% Added +11.2k +11,188
3 Advisors Asset Management, Inc. 0.46% of their portfolio Monument, CO 537,573537.6k $25.8m $25.8m 0.46% Reduced -97.4k -97,403
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 420,316420.3k $20.2m $20.2m 0.00% Added +165.2k +165,203
5 EP Wealth Advisors, LLC 0.09% of their portfolio TORRANCE, CA 293,408293.4k $14.1m $14.1m 0.09% Reduced -13.2k -13,172
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 270,982271.0k $13.0m $13.0m 0.00% Added +78.0k +77,990
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 232,984233.0k $11.2m $11.2m 0.00% Reduced -9.0k -9,030
8 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 113,524113.5k $5.4m $5.4m 0.04% Added +6.1k +6,067
9 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 102,815102.8k $4.9m $4.9m 0.00% Reduced -157 -157
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 100,297100.3k $4.8m $4.8m 0.00% Added +4.0k +4,042
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 74,50874.5k $3.6m $3.6m 0.00% Added +10.0k +10,026
12 Thomas J. Herzfeld Advisors, Inc. 1.26% of their portfolio MIAMI BEACH, FL 73,82873.8k $3.5m $3.5m 1.26% Reduced -15.9k -15,942
13 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 73,72073.7k $3.5m $3.5m 0.00% Added +38.4k +38,447
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 58,22958.2k $2.8m $2.8m 0.00% Added +8.2k +8,219
15 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 58,06658.1k $2.8m $2.8m 0.00% Added +4.8k +4,778
16 Polar Asset Management Partners Inc. 0.07% of their portfolio TORONTO, A6 54,41454.4k $2.6m $2.6m 0.07% New
17 Edgemoor Investment Advisors, Inc. 0.22% of their portfolio BETHESDA, MD 52,35552.4k $2.5m $2.5m 0.22% Added +6.4k +6,423
18 Oxbow Advisors, LLC 0.27% of their portfolio Austin, TX 51,80551.8k $2.5m $2.5m 0.27% Unchanged
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,55747.6k $2.3m $2.3m 0.00% Added +2.9k +2,868
20 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 39,35339.4k $1.9m $1.9m 0.03% Added +54 +54
21 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.10% of their portfolio CEDAR RAPIDS, IA 29,83629.8k $1.4m $1.4m 0.10% Added +16.6k +16,585
22 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 27,39527.4k $1.3m $1.3m 0.00% Added +858 +858
23 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 25,80625.8k $1.2m $1.2m 0.04% Reduced -26.1k -26,137
24 Terril Brothers, Inc. 0.41% of their portfolio St. Louis, MO 22,47422.5k $1.1m $1.1m 0.41% New
25 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.08% of their portfolio Englewood, NJ 20,59120.6k $987.8k $987.8k 0.08% Reduced -16.3k -16,254
26 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 19,07519.1k $915.0k $915.0k 0.01% Added +1.5k +1,500
27 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 19,07319.1k $914.9k $914.9k 0.01% Unchanged
28 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 18,91318.9k $907.3k $907.3k 0.00% Unchanged
29 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 17,85417.9k $856.5k $856.5k 0.00% Added +269 +269
30 Aristides Capital LLC 0.25% of their portfolio LOUISVILLE, KY 16,43216.4k $788.2k $788.2k 0.25% Unchanged
31 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,32816.3k $783.0k $783.0k 0.00% Reduced -119 -119
32 Future Financial Wealth Managment LLC 0.53% of their portfolio CINCINNATI, OH 16,22116.2k $778.1k $778.1k 0.53% New
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,70914.7k $706.0k $706.0k 0.00% Reduced -355 -355
34 KINGSWOOD WEALTH ADVISORS, LLC 0.06% of their portfolio SAN DIEGO, CA 14,54914.5k $697.9k $697.9k 0.06% Unchanged
35 Icon Wealth Advisors, LLC 0.05% of their portfolio HOUSTON, TX 14,13014.1k $677.8k $677.8k 0.05% Added +475 +475
36 North Ground Capital 0.83% of their portfolio Cohasset, MA 13,72413.7k $653.3k $653.3k 0.83% Reduced -3.0k -3,042
37 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,06513.1k $626.7k $626.7k 0.00% Unchanged
38 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 12,37912.4k $593.9k $593.9k 0.00% Reduced -3.4k -3,395
39 CARY STREET PARTNERS FINANCIAL LLC 0.02% of their portfolio RICHMOND, VA 12,23712.2k $587.0k $587.0k 0.02% Unchanged
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,93411.9k $572.5k $572.5k 0.00% Added +990 +990
41 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 11,77611.8k $564.9k $564.9k 0.00% Reduced -1.0k -1,024
42 Arete Wealth Advisors, LLC 0.04% of their portfolio CHICAGO, IL 11,31911.3k $543.0k $543.0k 0.04% Reduced -766 -766
43 HOLLENCREST CAPITAL MANAGEMENT 0.02% of their portfolio NEWPORT BEACH, CA 10,59510.6k $508.2k $508.2k 0.02% Unchanged
44 RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio NEW YORK, NY 10,06910.1k $483.0k $483.0k 0.01% Unchanged
45 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 9,8039.8k $470.2k $470.2k 0.00% Unchanged
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,7759.8k $468.9k $468.9k 0.00% Added +17 +17
47 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 9,7179.7k $466.0k $466.0k 0.03% Unchanged
48 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,5509.6k $458.1k $458.1k 0.00% Reduced -1.1k -1,092
49 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 9,2229.2k $442.4k $442.4k 0.00% Unchanged
50 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,2049.2k $441.6k $441.6k 0.00% Added +761 +761
51 Argentarii, LLC 0.20% of their portfolio CINCINNATI, OH 9,0659.1k $434.9k $434.9k 0.20% Unchanged
52 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,8488.8k $424.5k $424.5k 0.00% Added +1.4k +1,407
53 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,8268.8k $423.4k $423.4k 0.00% Reduced -337 -337
54 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 8,7838.8k $421.3k $421.3k 0.01% Added +4.1k +4,130
55 Laird Norton Wetherby Wealth Management, LLC 0.02% of their portfolio Seattle, WA 8,3528.4k $400.6k $400.6k 0.02% First filing
56 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,2828.3k $397.3k $397.3k 0.00% New
57 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,9047.9k $379.0k $379.0k 0.00% Reduced -455 -455
58 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 7,5057.5k $360.0k $360.0k 0.03% Unchanged
59 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 7,4757.5k $358.6k $358.6k 0.00% Reduced -12 -12
60 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 6,6246.6k $312.8k $312.8k 0.01% Unchanged
61 LexAurum Advisors, LLC 0.05% of their portfolio OVERLAND PARK, KS 6,3576.4k $304.9k $304.9k 0.05% Unchanged
62 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 6,0116.0k $288.3k $288.3k 0.00% Reduced -4.9k -4,859
63 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 5,9936.0k $287.5k $287.5k 0.05% Reduced -672 -672
64 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 5,9285.9k $284.4k $284.4k 0.00% Reduced -63 -63
65 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,5105.5k $264.3k $264.3k 0.00% Added +483 +483
66 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 5,1635.2k $240.3k $240.3k 0.02% Unchanged
67 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 5,0425.0k $241.9k $241.9k 0.00% Reduced -570 -570
68 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 4,8934.9k $234.7k $234.7k 0.00% New
69 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,8774.9k $235.7k $235.7k 0.01% Reduced -748 -748
70 Peregrine Asset Advisers, Inc. 0.07% of their portfolio Portland, OR 4,6704.7k $224.0k $224.0k 0.07% Unchanged
71 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,6244.6k $221.8k $221.8k 0.00% Unchanged
72 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 4,5224.5k $216.9k $216.9k 0.01% Reduced -1.2k -1,187
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,4574.5k $213.8k $213.8k 0.00% Reduced -19 -19
74 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,3064.3k $206.6k $206.6k 0.02% Reduced -1.2k -1,200
75 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,1733.2k $152.0k $152.0k 0.01% Unchanged
76 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,8002.8k $134.3k $134.3k 0.00% Unchanged
77 Activest Wealth Management 0.03% of their portfolio AVENTURA, FL 2,2452.2k $107.7k $107.7k 0.03% Unchanged
78 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 2,1122.1k $101.3k $101.3k 0.01% Unchanged
79 Strategic Investment Solutions, Inc. /IL 0.01% of their portfolio ORLAND PARK, IL 899899 $43.1k $43.1k 0.01% Unchanged
80 MOTCO 0.00% of their portfolio SAN ANTONIO, TX 886886 $42.4k $42.4k 0.00% New
81 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 865865 $41.5k $41.5k 0.00% Unchanged
82 Physician Wealth Advisors, Inc. 0.01% of their portfolio MIDVALE, UT 844844 $40.5k $40.5k 0.01% Unchanged
83 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 700700 $33.0k $33.0k 0.01% Unchanged
84 THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio MADISON, WI 668668 $32.0k $32.0k 0.00% New
85 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 600600 $28.8k $28.8k 0.00% New
86 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 491491 $23.6k $23.6k 0.00% Unchanged
87 LRI Investments, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 455455 $21.8k $21.8k 0.00% Unchanged
88 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.00% of their portfolio INDIANAPOLIS, IN 405405 $19.4k $19.4k 0.00% New
89 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 369369 $17.7k $17.7k 0.00% Reduced -325 -325
90 CX Institutional 0.00% of their portfolio AUBURN, IN 345345 $17.0k $17.0k 0.00% Unchanged
91 Piscataqua Savings Bank 0.01% of their portfolio PORTSMOUTH, NH 238238 $11.4k $11.4k 0.01% Unchanged
92 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 222222 $10.0k $10.0k 0.00% Unchanged
93 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 218218 $10.4k $10.4k 0.00% Added +5 +5
94 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 150150 $7.2k $7.2k 0.00% Unchanged
95 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 130130 $6.2k $6.2k 0.00% Unchanged
96 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 101101 $4.9k $4.9k 0.00% Reduced -51 -51
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 9999 $5.0k $5.0k 0.00% Unchanged
98 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 7676 $3.6k $3.6k 0.00% Unchanged
99 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7373 $3.5k $3.5k 0.00% Unchanged
100 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 6464 $3.1k $3.1k 0.00% Reduced -64 -64