Vault-13

CLEARBRIDGE ENERGY MIDSTRM O EMO

COM · Closed-End Fund · CUSIP 18469P209

58 institutional holders -11 vs Q1 2024
1,955,8012.0m shares reported held*
$77.8mreported value*
7 new 6 added 33 reduced 19 sold out net sold ≈ $247.8m (-6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $39.78.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 55Q4 22: 61Q1 23: 59Q2 23: 63Q3 23: 63Q4 23: 65Q1 24: 69Q2 24: 5858Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202255
Q4 202261
Q1 202359
Q2 202363
Q3 202363
Q4 202365
Q1 202469
Q2 202458

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 23 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 25 cut or sold outQ2 23: 23 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 28 cut or sold outQ4 23: 30 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 31 bought or addedQ1 24: 28 cut or sold outQ2 24: 13 bought or addedQ2 24: 52 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222325
Q1 20232225
Q2 20232324
Q3 20232228
Q4 20233023
Q1 20243128
Q2 20241352

Biggest buyers

Thomas J. Herzfeld Advisors, Inc. New +48,766+48.8k
Edgemoor Investment Advisors, Inc. New +45,141+45.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +9,956+10.0k
Gratus Capital, LLC New +8,800+8.8k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +7,954+8.0k
Invesco Ltd. Added +4,850+4.8k
DAVENPORT & Co LLC Added +1,658+1.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +400+400
WELLS FARGO & COMPANY/MN Added +207+207
Concorde Asset Management, LLC Added +160+160

Biggest sellers

Saba Capital Management, L.P. Reduced -2,741,266-2.7m
MORGAN STANLEY Reduced -1,428,965-1.4m
SIT INVESTMENT ASSOCIATES INC Reduced -786,691-786.7k
Alpine Global Management, LLC Sold out -180,000-180.0k
Aristides Capital LLC Reduced -109,562-109.6k
CSS LLC/IL Reduced -102,615-102.6k
Bulldog Investors, LLP Reduced -102,450-102.5k
ROYAL BANK OF CANADA Reduced -72,165-72.2k
Yakira Capital Management, Inc. Reduced -58,624-58.6k
KAYNE ANDERSON CAPITAL ADVISORS LP Sold out -53,260-53.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Corebridge Financial, Inc. 13G · institution -5.9 pts · filed 2026-08-07 9.2% -5.9 pts 160.0k 2026-08-07
MORGAN STANLEY 13G · institution -1.1 pts · filed 2026-02-11 7.2% -1.1 pts 1.3m≈ $65.6m 2026-02-11
MetLife Investment Management, LLC 13G · institution new · filed 2025-05-09 5.3% new 140.0k 2025-05-09

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 427,093427.1k $17.6m $17.6m 0.00% Reduced -1.4m -1,428,965
2 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 335,916335.9k $13.8m $13.8m 0.02% Reduced -33.5k -33,489
3 Saba Capital Management, L.P. 0.24% of their portfolio NEW YORK, NY 265,851265.9k $11.0m $11.0m 0.24% Reduced -2.7m -2,741,266
4 Advisors Asset Management, Inc. 0.14% of their portfolio Monument, CO 179,227179.2k $7.4m $7.4m 0.14% Reduced -52.1k -52,086
5 SIT INVESTMENT ASSOCIATES INC 0.10% of their portfolio Minneapolis, MN 109,514109.5k $4.5m $4.5m 0.10% Reduced -786.7k -786,691
6 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 69,91869.9k $69.9k $69.9k 0.00% Added +21 +21
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 68,84568.8k $2.8m $2.8m 0.00% Reduced -72.2k -72,165
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 54,09654.1k $2.2m $2.2m 0.00% Reduced -3.7k -3,682
9 Thomas J. Herzfeld Advisors, Inc. 0.70% of their portfolio MIAMI BEACH, FL 48,76648.8k $2.0m $2.0m 0.70% New
10 Edgemoor Investment Advisors, Inc. 0.17% of their portfolio BETHESDA, MD 45,14145.1k $1.9m $1.9m 0.17% New
11 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 40,37440.4k $1.7m $1.7m 0.01% First filing
12 Aristides Capital LLC 0.30% of their portfolio LOUISVILLE, KY 34,31634.3k $1.4m $1.4m 0.30% Reduced -109.6k -109,562
13 Yakira Capital Management, Inc. 0.41% of their portfolio Westport, CT 25,37525.4k $1.0m $1.0m 0.41% Reduced -58.6k -58,624
14 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 22,25922.3k $917.5k $917.5k 0.01% Reduced -778 -778
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,04421.0k $867.4k $867.4k 0.00% Added +8.0k +7,954
16 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 16,98417.0k $700.1k $700.1k 0.00% Added +4.8k +4,850
17 Bulldog Investors, LLP 0.22% of their portfolio SADDLE BROOK, NJ 14,53414.5k $599.1k $599.1k 0.22% Reduced -102.5k -102,450
18 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,06513.1k $538.5k $538.5k 0.00% Unchanged
19 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 10,62510.6k $438.0k $438.0k 0.00% Added +1.7k +1,658
20 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 10,06910.1k $415.0k $415.0k 0.03% Reduced -567 -567
21 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 9,95610.0k $410.4k $410.4k 0.03% New
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,9449.9k $409.9k $409.9k 0.00% Added +207 +207
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 9,4789.5k $390.7k $390.7k 0.00% Reduced -1.7k -1,695
24 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 9,2009.2k $379.2k $379.2k 0.00% Unchanged
25 Gratus Capital, LLC 0.01% of their portfolio ATLANTA, GA 8,8008.8k $362.7k $362.7k 0.01% New
26 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 8,5688.6k $353.0k $353.0k 0.03% Reduced -11.9k -11,907
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,5927.6k $313.0k $313.0k 0.00% Reduced -3.3k -3,298
28 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 7,5127.5k $309.6k $309.6k 0.01% Reduced -1.0k -1,021
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,4707.5k $308.0k $308.0k 0.00% Reduced -7.0k -6,980
30 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 7,4007.4k $305.0k $305.0k 0.03% Unchanged
31 Concorde Asset Management, LLC 0.17% of their portfolio ANN ARBOR, MI 6,8226.8k $281.2k $281.2k 0.17% Added +160 +160
32 CSS LLC/IL 0.02% of their portfolio CHICAGO, IL 6,7666.8k $278.9k $278.9k 0.02% Reduced -102.6k -102,615
33 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 6,0796.1k $250.6k $250.6k 0.00% Reduced -52.1k -52,115
34 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 5,8765.9k $233.3k $233.3k 0.01% Reduced -28 -28
35 Quadrant Private Wealth Management, LLC 0.05% of their portfolio Center Valley, PA 5,1525.2k $212.4k $212.4k 0.05% Reduced -7.6k -7,613
36 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 4,7774.8k $196.9k $196.9k 0.01% Reduced -35.3k -35,280
37 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.04% of their portfolio BLUE BELL, PA 4,3774.4k $180.4k $180.4k 0.04% Reduced -25.7k -25,741
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,3044.3k $177.4k $177.4k 0.00% Reduced -1.4k -1,356
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,1484.1k $171.0k $171.0k 0.00% Reduced -13.8k -13,848
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,7303.7k $153.8k $153.8k 0.00% Reduced -4.5k -4,504
41 ROBINSON CAPITAL MANAGEMENT, LLC 0.03% of their portfolio GROSSE POINTE FARMS, MI 1,8611.9k $76.7k $76.7k 0.03% Reduced -13.7k -13,739
42 COMERICA BANK 0.00% of their portfolio DALLAS, TX 887887 $36.6k $36.6k 0.00% Unchanged
43 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 469469 $19.3k $19.3k 0.01% Unchanged
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 400400 $16.5k $16.5k 0.00% New
45 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 300300 $12.4k $12.4k 0.00% Unchanged
46 CAROLINAS WEALTH CONSULTING LLC 0.00% of their portfolio CHARLOTTE, NC 230230 $9.5k $9.5k 0.00% Reduced -1.7k -1,694
47 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 160160 $6.6k $6.6k 0.00% Reduced -32 -32
48 Covestor Ltd 0.00% of their portfolio LONDON, X0 160160 $7.0k $7.0k 0.00% Reduced -1.2k -1,181
49 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 150150 $6.2k $6.2k 0.00% Reduced -400 -400
50 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5050 $2.1k $2.1k 0.00% Unchanged
51 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 4848 $2.0k $2.0k 0.00% Unchanged
52 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 3535 $1.4k $1.4k 0.00% Unchanged
53 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 2424 $989 $989 0.00% Reduced -176 -176
54 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 2424 $990 $990 0.00% Reduced -176 -176
55 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2323 $944 $944 0.00% New
56 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1717 $685 $685 0.00% New
57 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 22 $82 $82 0.00% Unchanged
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged