Vault-13

CLEARBRIDGE ENERGY MIDSTRM O EMO

COM · Closed-End Fund · CUSIP 18469P209

69 institutional holders +4 vs Q4 2023
7,927,2927.9m shares reported held*
$319.2mreported value*
14 new 17 added 18 reduced 10 sold out net bought ≈ $25.8m (+618.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.26.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 55Q4 22: 61Q1 23: 59Q2 23: 63Q3 23: 63Q4 23: 65Q1 24: 6969Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202255
Q4 202261
Q1 202359
Q2 202363
Q3 202363
Q4 202365
Q1 202469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 28 cut or sold outQ3 23Q4 23: 30 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 31 bought or addedQ1 24: 28 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222325
Q1 20232225
Q2 20232324
Q3 20232228
Q4 20233023
Q1 20243128

Biggest buyers

MORGAN STANLEY Added +561,664+561.7k
Bulldog Investors, LLP New +116,984+117.0k
CSS LLC/IL Added +79,685+79.7k
Yakira Capital Management, Inc. Added +76,221+76.2k
WOLVERINE ASSET MANAGEMENT LLC New +58,194+58.2k
Alpine Global Management, LLC Added +53,400+53.4k
ABSOLUTE INVESTMENT ADVISERS, LLC New +51,695+51.7k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +41,354+41.4k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +22,329+22.3k
Arete Wealth Advisors, LLC Added +12,950+12.9k

Biggest sellers

CLOUGH CAPITAL PARTNERS L P Sold out -118,943-118.9k
Terril Brothers, Inc. Reduced -89,666-89.7k
Woodline Partners LP Sold out -77,679-77.7k
GOLDMAN SACHS GROUP INC Reduced -55,725-55.7k
Concorde Asset Management, LLC Reduced -28,322-28.3k
Quarry LP Reduced -25,093-25.1k
Sea Otter Advisors LLC Sold out -23,648-23.6k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -14,849-14.8k
Blackstone Inc. Sold out -11,300-11.3k
JPMORGAN CHASE & CO Reduced -10,262-10.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Corebridge Financial, Inc. 13G · institution -5.9 pts · filed 2026-08-07 9.2% -5.9 pts 160.0k 2026-08-07
MORGAN STANLEY 13G · institution -1.1 pts · filed 2026-02-11 7.2% -1.1 pts 1.3m≈ $65.6m 2026-02-11
MetLife Investment Management, LLC 13G · institution new · filed 2025-05-09 5.3% new 140.0k 2025-05-09

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 2.68% of their portfolio NEW YORK, NY 3,007,1173.0m $122.1m $122.1m 2.68% Unchanged
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,856,0581.9m $75.4m $75.4m 0.00% Added +561.7k +561,664
3 SIT INVESTMENT ASSOCIATES INC 0.84% of their portfolio Minneapolis, MN 896,205896.2k $36.4m $36.4m 0.84% Unchanged
4 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 369,405369.4k $15.0m $15.0m 0.02% Reduced -8.4k -8,375
5 Advisors Asset Management, Inc. 0.18% of their portfolio Monument, CO 231,313231.3k $9.4m $9.4m 0.18% Reduced -2.5k -2,542
6 Alpine Global Management, LLC 0.80% of their portfolio NEW YORK, NY 180,000180.0k $7.3m $7.3m 0.80% Added +53.4k +53,400
7 Aristides Capital LLC 2.47% of their portfolio LOUISVILLE, KY 143,878143.9k $5.8m $5.8m 2.47% Unchanged
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 141,010141.0k $5.7m $5.7m 0.00% Added +290 +290
9 Bulldog Investors, LLP 1.57% of their portfolio SADDLE BROOK, NJ 116,984117.0k $4.8m $4.8m 1.57% New
10 CSS LLC/IL 0.36% of their portfolio CHICAGO, IL 109,381109.4k $4.4m $4.4m 0.36% Added +79.7k +79,685
11 Yakira Capital Management, Inc. 1.18% of their portfolio Westport, CT 83,99984.0k $3.4m $3.4m 1.18% Added +76.2k +76,221
12 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 69,89769.9k $70.0k $70.0k 0.00% Added +22 +22
13 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 58,19458.2k $2.4m $2.4m 0.05% New
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 57,77857.8k $2.3m $2.3m 0.00% Added +2.7k +2,707
15 KAYNE ANDERSON CAPITAL ADVISORS LP 0.06% of their portfolio LOS ANGELES, CA 53,26053.3k $2.2m $2.2m 0.06% Unchanged
16 ABSOLUTE INVESTMENT ADVISERS, LLC 0.29% of their portfolio ROSEMARY BEACH, FL 51,69551.7k $2.1m $2.1m 0.29% New
17 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.08% of their portfolio WEST PALM BEACH, FL 41,35441.4k $1.7m $1.7m 0.08% New
18 HOLLENCREST CAPITAL MANAGEMENT 0.07% of their portfolio NEWPORT BEACH, CA 40,05740.1k $1.6m $1.6m 0.07% Unchanged
19 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.26% of their portfolio BLUE BELL, PA 30,11830.1k $1.2m $1.2m 0.26% Added +22.3k +22,329
20 Terril Brothers, Inc. 0.37% of their portfolio St. Louis, MO 26,38026.4k $1.1m $1.1m 0.37% Reduced -89.7k -89,666
21 Atlas Wealth LLC 0.48% of their portfolio CINCINNATI, OH 24,07724.1k $977.8k $977.8k 0.48% Added +4.8k +4,815
22 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 23,03723.0k $935.5k $935.5k 0.01% Added +23 +23
23 Arete Wealth Advisors, LLC 0.08% of their portfolio CHICAGO, IL 20,47520.5k $831.5k $831.5k 0.08% Added +12.9k +12,950
24 Quarry LP 0.33% of their portfolio NEW YORK, NY 19,82219.8k $805.0k $805.0k 0.33% Reduced -25.1k -25,093
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,99618.0k $730.8k $730.8k 0.00% Reduced -10.3k -10,262
26 ROBINSON CAPITAL MANAGEMENT, LLC 0.23% of their portfolio GROSSE POINTE FARMS, MI 15,60015.6k $637.1k $637.1k 0.23% Added +2.0k +2,000
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,45014.4k $587.0k $587.0k 0.00% Reduced -11 -11
28 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 13,31613.3k $540.8k $540.8k 0.01% Added +100 +100
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,09013.1k $531.6k $531.6k 0.00% Added +4.2k +4,190
30 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,06513.1k $530.6k $530.6k 0.00% Unchanged
31 Quadrant Private Wealth Management, LLC 0.13% of their portfolio Center Valley, PA 12,76512.8k $518.4k $518.4k 0.13% Reduced -133 -133
32 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 12,13412.1k $492.8k $492.8k 0.00% Reduced -9.8k -9,756
33 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,17311.2k $453.7k $453.7k 0.00% Reduced -1.8k -1,786
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,89010.9k $442.3k $442.3k 0.00% New
35 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.04% of their portfolio London, X0 10,65110.7k $432.5k $432.5k 0.04% Reduced -14.8k -14,849
36 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 10,63610.6k $432.0k $432.0k 0.03% Reduced -44 -44
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,7379.7k $395.4k $395.4k 0.00% Added +1.9k +1,930
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 9,5149.5k $386.4k $386.4k 0.00% Reduced -3.6k -3,640
39 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 9,2009.2k $373.6k $373.6k 0.00% Unchanged
40 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 8,9679.0k $364.1k $364.1k 0.00% New
41 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 8,5338.5k $346.5k $346.5k 0.01% Reduced -3.6k -3,643
42 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 8,3718.4k $339.9k $339.9k 0.00% New
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,2348.2k $334.4k $334.4k 0.00% Added +132 +132
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 7,4137.4k $301.0k $301.0k 0.00% Reduced -55.7k -55,725
45 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 7,4007.4k $300.5k $300.5k 0.03% Unchanged
46 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 7,2017.2k $292.5k $292.5k 0.00% Reduced -75 -75
47 Concorde Asset Management, LLC 0.19% of their portfolio ANN ARBOR, MI 6,6626.7k $270.5k $270.5k 0.19% Reduced -28.3k -28,322
48 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 5,9045.9k $242.5k $242.5k 0.01% Added +87 +87
49 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,6605.7k $229.9k $229.9k 0.00% Reduced -2.1k -2,103
50 Pasadena Private Wealth, LLC 0.05% of their portfolio PASADENA, CA 5,4805.5k $222.6k $222.6k 0.05% New
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 5,0025.0k $203.1k $203.1k 0.00% New
52 CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio CHARLOTTE, NC 1,9241.9k $78.1k $78.1k 0.02% Unchanged
53 Covestor Ltd 0.03% of their portfolio LONDON, X0 1,3411.3k $54.0k $54.0k 0.03% Unchanged
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 887887 $36.0k $36.0k 0.00% Unchanged
55 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 550550 $22.3k $22.3k 0.00% Unchanged
56 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 469469 $19.0k $19.0k 0.01% Unchanged
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 300300 $12.2k $12.2k 0.00% Unchanged
58 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 224224 $9.1k $9.1k 0.00% New
59 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 200200 $8.1k $8.1k 0.00% New
60 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 200200 $7.0k $7.0k 0.00% Unchanged
61 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 192192 $7.8k $7.8k 0.00% Reduced -17 -17
62 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 169169 $6.9k $6.9k 0.00% Unchanged
63 Truvestments Capital LLC 0.00% of their portfolio SARASOTA, FL 125125 $5.1k $5.1k 0.00% New
64 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 5050 $2.0k $2.0k 0.00% New
65 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 4848 $1.9k $1.9k 0.00% Unchanged
66 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 4040 $1.6k $1.6k 0.00% New
67 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 3535 $1.4k $1.4k 0.00% Unchanged
68 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 22 $81 $81 0.00% Unchanged
69 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged