Vault-13

CLEARBRIDGE ENERGY MIDSTRM O EMO

COM · Closed-End Fund · CUSIP 18469P209

118 institutional holders -2 vs Q1 2026
5,354,7265.4m shares reported held*
$268.7mreported value*
11 new 38 added 33 reduced 13 sold out net sold ≈ $10.8m (-222.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.18.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 55Q4 22: 61Q1 23: 59Q2 23: 63Q3 23: 63Q4 23: 65Q1 24: 69Q2 24: 58Q3 24: 109Q4 24: 114Q1 25: 111Q2 25: 107Q3 25: 113Q4 25: 120Q1 26: 120Q2 26: 118118Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202255
Q4 202261
Q1 202359
Q2 202363
Q3 202363
Q4 202365
Q1 202469
Q2 202458
Q3 2024109
Q4 2024114
Q1 2025111
Q2 2025107
Q3 2025113
Q4 2025120
Q1 2026120
Q2 2026118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 92 bought or addedQ3 24: 11 cut or sold outQ4 24: 42 bought or addedQ4 24: 50 cut or sold outQ4 24Q1 25: 46 bought or addedQ1 25: 38 cut or sold outQ2 25: 37 bought or addedQ2 25: 40 cut or sold outQ2 25Q3 25: 44 bought or addedQ3 25: 42 cut or sold outQ4 25: 53 bought or addedQ4 25: 40 cut or sold outQ4 25Q1 26: 57 bought or addedQ1 26: 49 cut or sold outQ2 26: 49 bought or addedQ2 26: 46 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20249211
Q4 20244250
Q1 20254638
Q2 20253740
Q3 20254442
Q4 20255340
Q1 20265749
Q2 20264946

Biggest buyers

Saba Capital Management, L.P. New +126,112+126.1k
WOLVERINE ASSET MANAGEMENT LLC New +33,439+33.4k
Waterloo Capital, L.P. New +29,152+29.2k
Sculptor Capital LP New +27,500+27.5k
Quantedge Capital Pte Ltd New +24,200+24.2k
OSAIC HOLDINGS, INC. Added +21,294+21.3k
Cambridge Investment Research Advisors, Inc. Added +20,188+20.2k
Thomas J. Herzfeld Advisors, Inc. Added +14,107+14.1k
WELLS FARGO & COMPANY/MN Added +14,089+14.1k
XTX Topco Ltd New +13,052+13.1k

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -447,017-447.0k
Advisors Asset Management, Inc. Reduced -26,025-26.0k
BANK OF AMERICA CORP /DE/ Reduced -18,224-18.2k
Cetera Investment Advisers Reduced -13,232-13.2k
ENVESTNET ASSET MANAGEMENT INC Sold out -11,355-11.4k
Invesco Ltd. Reduced -10,361-10.4k
Virtu Financial LLC Sold out -6,609-6.6k
JANE STREET GROUP, LLC Sold out -6,401-6.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -6,323-6.3k
EP Wealth Advisors, LLC Reduced -6,296-6.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Corebridge Financial, Inc. 13G · institution -5.9 pts · filed 2026-08-07 9.2% -5.9 pts 160.0k 2026-08-07
MORGAN STANLEY 13G · institution -1.1 pts · filed 2026-02-11 7.2% -1.1 pts 1.3m≈ $65.6m 2026-02-11
MetLife Investment Management, LLC 13G · institution new · filed 2025-05-09 5.3% new 140.0k 2025-05-09

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 1 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20251$11.5k0——
Q3 20250—0——
Q4 20251$16.2k0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,326,3221.3m $66.4m $66.4m 0.00% Reduced -4.7k -4,652
2 Z3 Capital Partners, LLC 6.62% of their portfolio RICHMOND, VA 629,814629.8k $31.6m $31.6m 6.62% Reduced -2.5k -2,483
3 EP Wealth Advisors, LLC 0.06% of their portfolio TORRANCE, CA 297,457297.5k $14.9m $14.9m 0.06% Reduced -6.3k -6,296
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 276,250276.2k $13.8m $13.8m 0.00% Added +5.8k +5,807
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 239,795239.8k $12.0m $12.0m 0.00% Added +14.1k +14,089
6 Advisors Asset Management, Inc. 0.17% of their portfolio Monument, CO 218,811218.8k $11.0m $11.0m 0.17% Reduced -26.0k -26,025
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 195,043195.0k $9.8m $9.8m 0.00% Reduced -18.2k -18,224
8 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 184,913184.9k $9.3m $9.3m 0.07% Added +7.0k +7,032
9 Saba Capital Management, L.P. 0.19% of their portfolio NEW YORK, NY 126,112126.1k $6.3m $6.3m 0.19% New
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 122,953123.0k $6.2m $6.2m 0.01% Reduced -3.4k -3,422
11 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 111,114111.1k $5.6m $5.6m 0.03% Added +84 +84
12 SIT INVESTMENT ASSOCIATES INC 0.08% of their portfolio Minneapolis, MN 87,27887.3k $4.4m $4.4m 0.08% Reduced -447.0k -447,017
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 85,58585.6k $4.3m $4.3m 0.01% Added +21.3k +21,294
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 84,86284.9k $4.2m $4.2m 0.00% Added +3.1k +3,142
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 83,12083.1k $4.2m $4.2m 0.00% Reduced -5.6k -5,638
16 Edgemoor Investment Advisors, Inc. 0.26% of their portfolio BETHESDA, MD 77,32977.3k $3.9m $3.9m 0.26% Reduced -409 -409
17 Thomas J. Herzfeld Advisors, Inc. 1.12% of their portfolio MIAMI BEACH, FL 73,13073.1k $3.7m $3.7m 1.12% Added +14.1k +14,107
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 68,32768.3k $3.4m $3.4m 0.00% Added +11.9k +11,872
19 Oxbow Advisors, LLC 0.24% of their portfolio Austin, TX 58,48458.5k $2.9m $2.9m 0.24% Unchanged
20 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.30% of their portfolio BLUE BELL, PA 48,72448.7k $2.4m $2.4m 0.30% Added +921 +921
21 Terril Brothers, Inc. 0.58% of their portfolio St. Louis, MO 44,87944.9k $2.2m $2.2m 0.58% Reduced -1.2k -1,175
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 43,02543.0k $2.2m $2.2m 0.00% Reduced -2.9k -2,900
23 Wright Wealth LLC 1.20% of their portfolio ATLANTA, GA 39,83439.8k $2.0m $2.0m 1.20% Reduced -15 -15
24 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 39,56439.6k $2.0m $2.0m 0.02% Added +49 +49
25 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 39,50939.5k $2.0m $2.0m 0.00% Unchanged
26 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 33,43933.4k $1.7m $1.7m 0.02% New
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,46629.5k $1.5m $1.5m 0.00% Added +20.2k +20,188
28 Waterloo Capital, L.P. 0.08% of their portfolio AUSTIN, TX 29,15229.2k $1.5m $1.5m 0.08% New
29 Sculptor Capital LP 0.01% of their portfolio New York, NY 27,50027.5k $1.4m $1.4m 0.01% New
30 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 26,72826.7k $1.3m $1.3m 0.06% Reduced -100 -100
31 Quantedge Capital Pte Ltd 0.92% of their portfolio Singapore, U0 24,20024.2k $1.2m $1.2m 0.92% New
32 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 22,96123.0k $1.2m $1.2m 0.00% Reduced -92 -92
33 Closed-End Fund Advisors, Inc. 1.12% of their portfolio RICHMOND, VA 22,88522.9k $1.1m $1.1m 1.12% Added +33 +33
34 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 21,04121.0k $1.1m $1.1m 0.02% Reduced -752 -752
35 HOLLENCREST CAPITAL MANAGEMENT 0.06% of their portfolio NEWPORT BEACH, CA 19,28519.3k $966.2k $966.2k 0.06% Unchanged
36 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 19,07319.1k $955.6k $955.6k 0.01% Unchanged
37 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 19,01219.0k $952.5k $952.5k 0.00% Unchanged
38 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 18,91318.9k $947.5k $947.5k 0.00% Unchanged
39 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 18,00618.0k $902.1k $902.1k 0.01% Added +21 +21
40 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 17,46017.5k $874.7k $874.7k 0.00% Added +1.2k +1,164
41 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 14,98915.0k $750.9k $750.9k 0.03% Unchanged
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,71414.7k $737.2k $737.2k 0.00% Added +4.1k +4,143
43 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 14,29214.3k $716.0k $716.0k 0.00% Reduced -10.4k -10,361
44 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 14,27214.3k $715.0k $715.0k 0.01% Added +5.5k +5,507
45 Icon Wealth Advisors, LLC 0.04% of their portfolio HOUSTON, TX 14,24214.2k $713.5k $713.5k 0.04% Added +26 +26
46 Future Financial Wealth Managment LLC 0.45% of their portfolio CINCINNATI, OH 13,71013.7k $726.5k $726.5k 0.45% Reduced -1.7k -1,718
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,16213.2k $654.7k $654.7k 0.00% Reduced -15 -15
48 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 13,05213.1k $653.9k $653.9k 0.01% New
49 CARY STREET PARTNERS FINANCIAL LLC 0.01% of their portfolio RICHMOND, VA 12,49012.5k $625.7k $625.7k 0.01% Unchanged
50 Indivisible Partners 0.03% of their portfolio CLEARWATER, FL 12,26112.3k $614.3k $614.3k 0.03% Added +91 +91
51 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 10,87310.9k $544.8k $544.8k 0.00% Added +115 +115
52 RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio NEW YORK, NY 10,06910.1k $504.5k $504.5k 0.01% Unchanged
53 Hickory Point Bank & Trust 0.30% of their portfolio DECATUR, IL 9,99010.0k $500.5k $500.5k 0.30% Reduced -1.7k -1,675
54 XML Financial, LLC 0.04% of their portfolio BETHESDA, MD 9,8079.8k $491.3k $491.3k 0.04% Added +616 +616
55 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 9,7659.8k $489.2k $489.2k 0.02% Added +2.0k +2,000
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,4299.4k $472.4k $472.4k 0.00% Reduced -336 -336
57 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 9,4129.4k $472.0k $472.0k 0.02% Unchanged
58 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 9,2229.2k $462.0k $462.0k 0.00% Unchanged
59 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 9,1449.1k $458.1k $458.1k 0.00% Added +1.5k +1,482
60 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 9,0989.1k $455.8k $455.8k 0.00% Reduced -480 -480
61 Argentarii, LLC 0.14% of their portfolio CINCINNATI, OH 9,0669.1k $473.1k $473.1k 0.14% Unchanged
62 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 8,9328.9k $447.5k $447.5k 0.00% Added +3.4k +3,372
63 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 8,7848.8k $440.1k $440.1k 0.00% Reduced -8 -8
64 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,2548.3k $413.5k $413.5k 0.00% New
65 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6577.7k $383.6k $383.6k 0.00% Reduced -2.2k -2,195
66 Concorde Asset Management, LLC 0.21% of their portfolio ANN ARBOR, MI 7,2557.3k $363.5k $363.5k 0.21% Reduced -40 -40
67 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 7,0027.0k $350.8k $350.8k 0.00% Added +7.0k +7,000
68 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 6,6936.7k $335.3k $335.3k 0.00% Added +401 +401
69 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 6,6246.6k $351.0k $351.0k 0.01% Unchanged
70 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,5606.6k $328.6k $328.6k 0.00% Reduced -13.2k -13,232
71 LexAurum Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 6,3576.4k $318.5k $318.5k 0.04% Unchanged
72 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,5795.6k $280.0k $280.0k 0.00% Added +71 +71
73 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,4595.5k $273.5k $273.5k 0.00% Added +148 +148
74 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 5,3905.4k $270.0k $270.0k 0.00% Added +130 +130
75 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,2825.3k $264.6k $264.6k 0.00% Added +71 +71
76 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,9094.9k $245.9k $245.9k 0.00% Reduced -2.0k -2,048
77 NWF Advisory Services Inc. 0.02% of their portfolio Los Angeles, CA 4,7504.8k $238.0k $238.0k 0.02% Reduced -300 -300
78 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,6934.7k $235.1k $235.1k 0.00% Added +472 +472
79 Peregrine Asset Advisers, Inc. 0.05% of their portfolio Portland, OR 4,6704.7k $234.0k $234.0k 0.05% Unchanged
80 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 4,6374.6k $232.3k $232.3k 0.00% Reduced -1.4k -1,413
81 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 4,5254.5k $226.7k $226.7k 0.00% New
82 Bryn Mawr Trust Advisors, LLC 0.01% of their portfolio PHILADELPHIA, PA 4,4194.4k $221.4k $221.4k 0.01% Added +88 +88
83 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.02% of their portfolio CONCORD, MA 4,3204.3k $216.4k $216.4k 0.02% Added +328 +328
84 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,3064.3k $215.7k $215.7k 0.02% Unchanged
85 Arlington Capital Management, Inc. 0.13% of their portfolio ARLINGTON HEIGHTS, IL 4,0934.1k $205.1k $205.1k 0.13% New
86 Register Financial Advisors LLC 0.06% of their portfolio ATLANTA, GA 4,0224.0k $201.5k $201.5k 0.06% Unchanged
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,9333.9k $197.0k $197.0k 0.00% Reduced -260 -260
88 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,7002.7k $135.3k $135.3k 0.00% Added +200 +200
89 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 1,8841.9k $94.4k $94.4k 0.01% Unchanged
90 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,7231.7k $86.3k $86.3k 0.01% Unchanged
91 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 1,4741.5k $73.8k $73.8k 0.01% Reduced -325 -325
92 Noble Wealth Management PBC 0.03% of their portfolio GREENWOOD VILLAGE, CO 1,3321.3k $66.7k $66.7k 0.03% Unchanged
93 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 1,1191.1k $56.0k $56.0k 0.00% New
94 Strategic Investment Solutions, Inc. /IL 0.01% of their portfolio ORLAND PARK, IL 854854 $42.8k $42.8k 0.01% Unchanged
95 FIRST COMMUNITY TRUST NA 0.02% of their portfolio DUBUQUE, IA 772772 $38.7k $38.7k 0.02% Unchanged
96 THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio MADISON, WI 668668 $33.5k $33.5k 0.00% Unchanged
97 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 665665 $33.3k $33.3k 0.00% Reduced -200 -200
98 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 600600 $30.1k $30.1k 0.00% Unchanged
99 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 582582 $29.2k $29.2k 0.00% Reduced -47 -47
100 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 403403 $20.2k $20.2k 0.00% Reduced -6 -6