Vault-13

CLEARBRIDGE MLP AND MIDSTRM

COM · CUSIP 184692200

52 institutional holders -25 vs Q1 2024
2,025,1802.0m shares reported held*
$96.0mreported value*
8 new 13 added 20 reduced 33 sold out net sold ≈ $227.4m (-4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.39.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 73Q4 22: 75Q1 23: 70Q2 23: 70Q3 23: 73Q4 23: 79Q1 24: 77Q2 24: 5252Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202273
Q4 202275
Q1 202370
Q2 202370
Q3 202373
Q4 202379
Q1 202477
Q2 202452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 35 bought or addedQ4 22: 29 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 38 cut or sold outQ2 23: 28 bought or addedQ2 23: 22 cut or sold outQ2 23Q3 23: 31 bought or addedQ3 23: 25 cut or sold outQ4 23: 34 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 34 bought or addedQ1 24: 38 cut or sold outQ2 24: 21 bought or addedQ2 24: 53 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223529
Q1 20232738
Q2 20232822
Q3 20233125
Q4 20233429
Q1 20243438
Q2 20242153

Biggest buyers

Tradewinds, LLC. New +44,762+44.8k
IFP Advisors, Inc Added +13,196+13.2k
JPMORGAN CHASE & CO Added +12,424+12.4k
OSAIC HOLDINGS, INC. Added +12,193+12.2k
Focus Partners Wealth New +8,000+8.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +7,336+7.3k
Penserra Capital Management LLC Added +6,089+6.1k
Steward Partners Investment Advisory, LLC Added +3,770+3.8k
MATHER GROUP, LLC. New +2,130+2.1k
Activest Wealth Management New +2,000+2.0k

Biggest sellers

Saba Capital Management, L.P. Sold out -2,189,802-2.2m
MORGAN STANLEY Reduced -1,198,468-1.2m
SIT INVESTMENT ASSOCIATES INC Sold out -226,198-226.2k
Aristides Capital LLC Sold out -193,475-193.5k
Alpine Global Management, LLC Sold out -180,000-180.0k
Bulldog Investors, LLP Sold out -97,213-97.2k
CSS LLC/IL Sold out -72,603-72.6k
Thomas J. Herzfeld Advisors, Inc. Sold out -70,197-70.2k
Almitas Capital LLC Sold out -62,472-62.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -51,848-51.8k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 562,973563.0k $26.7m $26.7m 0.00% Reduced -1.2m -1,198,468
2 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 273,893273.9k $13.0m $13.0m 0.16% Added +6.1k +6,089
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 204,248204.2k $9.7m $9.7m 0.00% Reduced -43.0k -42,959
4 Advisors Asset Management, Inc. 0.15% of their portfolio Monument, CO 166,228166.2k $7.9m $7.9m 0.15% Reduced -42.8k -42,784
5 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 126,068126.1k $6.0m $6.0m 0.01% Reduced -333 -333
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 100,788100.8k $4.8m $4.8m 0.00% Reduced -38.8k -38,779
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 76,03276.0k $3.6m $3.6m 0.00% Reduced -3.2k -3,235
8 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 60,32960.3k $2.9m $2.9m 0.03% Added +3.8k +3,770
9 Tradewinds, LLC. 0.65% of their portfolio RALEIGH, NC 44,76244.8k $2.1m $2.1m 0.65% New
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 43,08843.1k $2.1m $2.1m 0.00% Reduced -3.4k -3,428
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 41,00441.0k $1.9m $1.9m 0.00% Reduced -21.3k -21,303
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 36,90936.9k $1.7m $1.7m 0.00% Added +12.2k +12,193
13 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 34,76534.8k $1.6m $1.6m 0.01% Reduced -2.1k -2,084
14 Delphi Financial Group, Inc. 0.88% of their portfolio Wilmington, DE 33,15033.1k $1.6m $1.6m 0.88% Unchanged
15 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 31,57231.6k $1.5m $1.5m 0.06% Added +13.2k +13,196
16 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 19,52519.5k $894.8k $894.8k 0.01% First filing
17 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 17,59517.6k $834.2k $834.2k 0.00% Reduced -6.1k -6,127
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 17,37917.4k $823.9k $823.9k 0.00% Reduced -285 -285
19 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 17,00017.0k $806.0k $806.0k 0.00% Unchanged
20 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 15,47515.5k $733.7k $733.7k 0.00% Added +163 +163
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,29213.3k $630.2k $630.2k 0.00% Added +12.4k +12,424
22 TRANSCEND CAPITAL ADVISORS, LLC 0.04% of their portfolio MADISON, NJ 11,22811.2k $532.3k $532.3k 0.04% Reduced -12.3k -12,320
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,9058.9k $422.0k $422.0k 0.00% Reduced -51.8k -51,848
24 Oxbow Advisors, LLC 0.05% of their portfolio Austin, TX 8,5308.5k $404.4k $404.4k 0.05% Unchanged
25 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 8,0008.0k $379.0k $379.0k 0.00% New
26 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 7,6647.7k $363.4k $363.4k 0.00% Reduced -398 -398
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 7,3367.3k $347.8k $347.8k 0.03% New
28 Icon Wealth Advisors, LLC 0.03% of their portfolio HOUSTON, TX 6,6376.6k $294.5k $294.5k 0.03% Unchanged
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,8734.9k $231.0k $231.0k 0.00% Added +9 +9
30 Sunbelt Securities, Inc. 0.02% of their portfolio HOUSTON, TX 4,6424.6k $220.1k $220.1k 0.02% Added +42 +42
31 Eagle Bay Advisors LLC 0.08% of their portfolio NEW YORK, NY 2,9002.9k $137.5k $137.5k 0.08% Unchanged
32 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 2,8012.8k $132.8k $132.8k 0.02% Reduced -306 -306
33 Hobbs Group Advisors, LLC 0.05% of their portfolio COLUMBIA, SC 2,6792.7k $127.0k $127.0k 0.05% First filing
34 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 2,1302.1k $97.5k $97.5k 0.00% New
35 Activest Wealth Management 0.03% of their portfolio AVENTURA, FL 2,0002.0k $94.8k $94.8k 0.03% New
36 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 1,8931.9k $89.7k $89.7k 0.01% Reduced -66 -66
37 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,6701.7k $79.2k $79.2k 0.00% Added +110 +110
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 907907 $43.0k $43.0k 0.00% Reduced -1.0k -1,010
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 822822 $39.0k $39.0k 0.01% Reduced -38.7k -38,675
40 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 650650 $30.8k $30.8k 0.01% Added +9 +9
41 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 625625 $29.6k $29.6k 0.00% Reduced -142 -142
42 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 500500 $23.7k $23.7k 0.00% New
43 LRI Investments, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 409409 $19.4k $19.4k 0.00% Unchanged
44 CWM, LLC 0.00% of their portfolio OMAHA, NE 300300 $14.0k $14.0k 0.00% New
45 Piscataqua Savings Bank 0.01% of their portfolio PORTSMOUTH, NH 214214 $10.1k $10.1k 0.01% Unchanged
46 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 201201 $9.0k $9.0k 0.00% Reduced -429 -429
47 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 200200 $9.0k $9.0k 0.00% Unchanged
48 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 181181 $8.6k $8.6k 0.00% Added +3 +3
49 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 150150 $7.1k $7.1k 0.01% Added +2 +2
50 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 5757 $2.7k $2.7k 0.00% Added +1 +1
51 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $47 $47 0.00% New
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged