CLEARBRIDGE MLP AND MIDSTRM
COM · CUSIP 184692200
70
institutional holders
+0 vs Q1 2023
4.9m
shares reported held*
$169.9mreported value*
3 new
25 added
19 reduced
3 sold out
net bought ≈ $9.5m (+273.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.61.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 73 |
| Q4 2022 | 75 |
| Q1 2023 | 70 |
| Q2 2023 | 70 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 35 | 29 |
| Q1 2023 | 27 | 38 |
| Q2 2023 | 28 | 22 |
Biggest buyers
| Saba Capital Management, L.P. | Added | +232.1k |
| Woodline Partners LP | Added | +56.6k |
| Penserra Capital Management LLC | Added | +19.6k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +15.8k |
| Advisors Asset Management, Inc. | Added | +15.7k |
| IFP Advisors, Inc | Added | +13.2k |
| STIFEL FINANCIAL CORP | New | +6.0k |
| GUGGENHEIM CAPITAL LLC | Added | +3.2k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +3.0k |
| Raymond James Financial Services Advisors, Inc. | Added | +2.1k |
Biggest sellers
| KAYNE ANDERSON CAPITAL ADVISORS LP | Reduced | -37.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -15.2k |
| UBS Group AG | Reduced | -7.4k |
| Quantedge Capital Pte Ltd | Reduced | -6.6k |
| MORGAN STANLEY | Reduced | -6.6k |
| McGowan Group Asset Management, Inc. | Reduced | -4.9k |
| OSAIC HOLDINGS, INC. | Reduced | -4.7k |
| Steward Partners Investment Advisory, LLC | Reduced | -4.3k |
| Thomas J. Herzfeld Advisors, Inc. | Reduced | -3.1k |
| Terril Brothers, Inc. | Reduced | -2.0k |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Saba Capital Management, L.P. 1.63% of their portfolio | 1.4m $49.6m | Added +232.1k |
| MORGAN STANLEY 0.00% of their portfolio | 668.6k $23.2m | Reduced -6.6k |
| Penserra Capital Management LLC 0.22% of their portfolio | 313.9k $10.9m | Added +19.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 270.8k $9.4m | Reduced -15.2k |
| Woodline Partners LP 0.09% of their portfolio | 225.7k $7.8m | Added +56.6k |
| McGowan Group Asset Management, Inc. 1.19% of their portfolio | 220.4k $7.6m | Reduced -4.9k |
| Aristides Capital LLC 3.97% of their portfolio | 193.5k $6.7m | Unchanged |
| Terril Brothers, Inc. 2.59% of their portfolio | 169.3k $5.9m | Reduced -2.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 150.5k $5.2m | Reduced -674 |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 128.1k $4.4m | Added +2.1k |
| Advisors Asset Management, Inc. 0.08% of their portfolio | 119.2k $4.1m | Added +15.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 84.6k $2.9m | Added +3.0k |
| UBS Group AG 0.00% of their portfolio | 81.5k $2.8m | Reduced -7.4k |
| Thomas J. Herzfeld Advisors, Inc. 1.12% of their portfolio | 81.0k $2.8m | Reduced -3.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 59.2k $2.1m | Reduced -2.0k |
| Matisse Capital 1.25% of their portfolio | 58.0k $2.0m | Unchanged |
| Clearbridge Investments, LLC 0.00% of their portfolio | 57.8k $2.0m | Added +1.4k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 47.9k $1.7m | Added +602 |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 47.8k $1.7m | Added +3.2k |
| Quantedge Capital Pte Ltd 0.72% of their portfolio | 46.7k $1.6m | Reduced -6.6k |
| KAYNE ANDERSON CAPITAL ADVISORS LP 0.04% of their portfolio | 36.9k $1.3m | Reduced -37.5k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 34.7k $1.2m | Reduced -761 |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 34.2k $1.2m | Added +15.8k |
| Steward Partners Investment Advisory, LLC 0.02% of their portfolio | 33.0k $1.1m | Reduced -4.3k |
| Edgemoor Investment Advisors, Inc. 0.13% of their portfolio | 32.1k $1.1m | Added +1.4k |
| IFP Advisors, Inc 0.01% of their portfolio | 27.0k $655.2k | Added +13.2k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.08% of their portfolio | 23.5k $816.4k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 18.2k $629.9k | Added +220 |
| SIT INVESTMENT ASSOCIATES INC 0.02% of their portfolio | 18.1k $626.0k | Unchanged |
| M&T Bank Corp 0.00% of their portfolio | 17.2k $595.1k | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 15.2k $528.5k | Added +225 |
| VERUS CAPITAL PARTNERS, LLC 0.07% of their portfolio | 13.6k $470.8k | Reduced -200 |
| Proficio Capital Partners LLC 0.06% of their portfolio | 12.7k $439.7k | Added +153 |
| US BANCORP \DE\ 0.00% of their portfolio | 12.5k $433.4k | Unchanged |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 10.0k $346.0k | Added +3 |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 9.7k $337.3k | Reduced -380 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 9.5k $330.6k | Reduced -4.7k |
| Oxbow Advisors, LLC 0.05% of their portfolio | 8.5k $295.7k | Unchanged |
| InterOcean Capital Group, LLC 0.01% of their portfolio | 8.0k $277.4k | Unchanged |
| STEPHENS INC /AR/ 0.00% of their portfolio | 7.7k $265.3k | Reduced -485 |
| CSS LLC/IL 0.02% of their portfolio | 7.6k $262.6k | Added +400 |
| J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio | 7.3k $252.6k | Added +87 |
| Laidlaw Wealth Management LLC 0.05% of their portfolio | 7.1k $247.0k | Reduced -939 |
| Icon Wealth Partners, LLC 0.02% of their portfolio | 6.8k $235.3k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 6.6k $228.0k | Reduced -444 |
| Realta Investment Advisors 0.05% of their portfolio | 6.3k $219.9k | Added +20 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 6.0k $207.9k | New |
| Sunbelt Securities, Inc. 0.02% of their portfolio | 4.6k $159.5k | Unchanged |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 4.1k $140.8k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.02% of their portfolio | 3.4k $116.4k | Added +1.4k |
| Eagle Bay Advisors LLC 0.06% of their portfolio | 2.9k $100.5k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio | 2.0k $70.9k | Reduced -25 |
| Covestor Ltd 0.03% of their portfolio | 979 $34.0k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 907 $31.4k | Added +163 |
| Bogart Wealth, LLC 0.00% of their portfolio | 767 $26.6k | Unchanged |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 556 $19.0k | Added +11 |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 544 $18.9k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 444 $15.4k | Unchanged |
| BESSEMER GROUP INC 0.00% of their portfolio | 335 $12.0k | New |
| Avion Wealth 0.00% of their portfolio | 200 $6.0k | Unchanged |
| Caldwell Trust Co 0.00% of their portfolio | 200 $6.9k | Unchanged |
| CAMBRIDGE TRUST CO 0.00% of their portfolio | 193 $6.7k | Unchanged |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 168 $5.8k | Added +4 |
| Lansing Street Advisors 0.00% of their portfolio | 114 $4.0k | Added +2 |
| WOLFF WIESE MAGANA LLC 0.00% of their portfolio | 105 $3.6k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 104 $3.6k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 104 $3.6k | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 99 $3.4k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 7 $243 | Added +1 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |