Vault-13

CHEFS WHSE INC CHEF 2.375 12.15.28

NOTE 2.375%12/1 · US DOMESTIC · CUSIP 163086AE1

40 institutional holders +2 vs Q2 2024
20,794,47320.8m shares reported held*
$345.6mreported value*
8 new 7 added 14 reduced 6 sold out net sold ≈ $741.8k (+5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.62.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

02040Q4 23: 23Q1 24: 40Q2 24: 38Q3 24: 4040Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q4 202323
Q1 202440
Q2 202438
Q3 202440

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 26 bought or addedQ1 24: 12 cut or sold outQ1 24Q2 24: 13 bought or addedQ2 24: 15 cut or sold outQ2 24Q3 24: 15 bought or addedQ3 24: 20 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q1 20242612
Q2 20241315
Q3 20241520

Biggest buyers

CITADEL ADVISORS LLC New +29,000,000+29.0m
BANK OF MONTREAL /CAN/ Added +7,700,000+7.7m
Crystalline Management Inc. New +7,500,000+7.5m
LORD, ABBETT & CO. LLC New +6,040,000+6.0m
Jefferies Financial Group Inc. Added +3,288,000+3.3m
Empyrean Capital Partners, LP Added +2,800,000+2.8m
Nuveen Asset Management, LLC New +2,082,000+2.1m
BANK OF AMERICA CORP /DE/ Added +1,622,000+1.6m
JPMORGAN CHASE & CO Added +1,090,000+1.1m
MORGAN STANLEY New +711,000+711.0k

Biggest sellers

Linden Advisors LP Reduced -27,000,000-27.0m
BNP PARIBAS FINANCIAL MARKETS Sold out -12,474,000-12.5m
AQR Arbitrage LLC Reduced -7,200,000-7.2m
GABELLI FUNDS LLC Sold out -5,100,000-5.1m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -3,566,000-3.6m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -3,000,000-3.0m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -1,544,000-1.5m
AMERIPRISE FINANCIAL INC Reduced -1,000,000-1.0m
LAZARD ASSET MANAGEMENT LLC Reduced -902,000-902.0k
Thrivent Financial for Lutherans Reduced -460,000-460.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-02-06 13.2% 5.3m 2025-02-06

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MacKay Shields LLC 1.28% of their portfolio New York, NY 39,885,00039.9m $46.8m $46.8m 1.28% Reduced -159.0k -159,000
2 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 36,496,00036.5m $41.4m $41.4m 0.01% Added +347.0k +347,000
3 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 29,000,00029.0m $34.0m $34.0m 0.04% New
4 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 24,037,00024.0m $28.2m $28.2m 0.04% Reduced -902.0k -902,000
5 CAMDEN ASSET MANAGEMENT L P /CA 0.73% of their portfolio Los Angeles, CA 23,897,00023.9m $28.0m $28.0m 0.73% Reduced -3.0m -3,000,000
6 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 19,000,00019.0m $21.8m $21.8m 0.01% Added +7.7m +7,700,000
7 Empyrean Capital Partners, LP 1.14% of their portfolio LOS ANGELES, CA 17,800,00017.8m $20.8m $20.8m 1.14% Added +2.8m +2,800,000
8 AQR Arbitrage LLC 0.45% of their portfolio Greenwich, CT 16,650,00016.6m $19.6m $19.6m 0.45% Reduced -7.2m -7,200,000
9 Jefferies Financial Group Inc. 0.28% of their portfolio NEW YORK, NY 14,552,00014.6m $17.1m $17.1m 0.28% Added +3.3m +3,288,000
10 Crystalline Management Inc. 9.12% of their portfolio Montreal, Quebec, Z4 7,500,0007.5m $8.9m $8.9m 9.12% New
11 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 7,210,0007.2m $8.4m $8.4m 0.02% Reduced -460.0k -460,000
12 ABSOLUTE INVESTMENT ADVISERS, LLC 1.12% of their portfolio ROSEMARY BEACH, FL 7,000,0007.0m $8.2m $8.2m 1.12% Unchanged
13 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 6,040,0006.0m $7.1m $7.1m 0.02% New
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 5,000,0005.0m $5.9m $5.9m 0.00% Reduced -1.0m -1,000,000
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,532,0004.5m $5.2m $5.2m 0.00% Added +1.1m +1,090,000
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,153,0003.2m $3.7m $3.7m 0.00% Reduced -51.0k -51,000
17 Polar Capital Holdings Plc 0.02% of their portfolio London, X0 3,000,0003.0m $3.5m $3.5m 0.02% Unchanged
18 SSI INVESTMENT MANAGEMENT LLC 0.22% of their portfolio Los Angeles, CA 2,536,0002.5m $3.0m $3.0m 0.22% Reduced -34.0k -34,000
19 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,450,0002.5m $2.9m $2.9m 0.00% First filing
20 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 2,082,0002.1m $2.4m $2.4m 0.00% New
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,839,0001.8m $2.2m $2.2m 0.00% Added +1.6m +1,622,000
22 SHENKMAN CAPITAL MANAGEMENT INC 0.12% of their portfolio NEW YORK, NY 1,299,0001.3m $1.5m $1.5m 0.12% Reduced -1.5m -1,544,000
23 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,000,0001.0m $1.2m $1.2m 0.00% Unchanged
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 711,000711.0k $831.8k $831.8k 0.00% New
25 Linden Advisors LP 0.00% of their portfolio New York, NY 438,000438.0k $514.0k $514.0k 0.00% Reduced -27.0m -27,000,000
26 Amundi 0.00% of their portfolio Paris, I0 315,000315.0k $354.6k $354.6k 0.00% Unchanged
27 PALISADE CAPITAL MANAGEMENT, LP 0.01% of their portfolio FORT LEE, NJ 303,000303.0k $354.9k $354.9k 0.01% Unchanged
28 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 270,000270.0k $315.9k $315.9k 0.00% Unchanged
29 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 172,000172.0k $201.2k $201.2k 0.00% Reduced -8.0k -8,000
30 Central Pacific Bank - Trust Division 0.02% of their portfolio HONOLULU, HI 166,000166.0k $194.2k $194.2k 0.02% Unchanged
31 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 165,000165.0k $193.9k $193.9k 0.00% New
32 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 92,00092.0k $107.6k $107.6k 0.00% Reduced -6.0k -6,000
33 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 59,00059.0k $69.0k $69.0k 0.00% Unchanged
34 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 39,00039.0k $45.6k $45.6k 0.00% Added +7.0k +7,000
35 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 31,00031.0k $36.2k $36.2k 0.01% Reduced -1.0k -1,000
36 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 19,00019.0k $22.3k $22.3k 0.00% New
37 Boussard & Gavaudan Investment Management LLP 1.13% of their portfolio London, X0 10,47310.5k $12.3m $12.3m 1.13% Unchanged
38 Context Capital Management, LLC 0.22% of their portfolio LAJOLLA, CA 7,0007.0k $8.2m $8.2m 0.22% Reduced -3.0k -3,000
39 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,0005.0k $5.8k $5.8k 0.00% New
40 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged