Vault-13

CHART INDS INC GTLS 1 11.15.24

NOTE 1.000%11/1 · GLOBAL · CUSIP 16115QAE0

34 institutional holders -1 vs Q1 2023
6,004,6526.0m shares reported held*
$735.7mreported value*
4 new 9 added 3 reduced 5 sold out net bought ≈ $1.8m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $123.03.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q1 23: 35Q2 23: 3434Q1 23Q2 23
Numbers
QuarterHolders
Q1 202335
Q2 202334

Biggest buyers

LAZARD ASSET MANAGEMENT LLC New +9,500,000+9.5m
DLD Asset Management, LP Added +3,093,000+3.1m
AXA S.A. Added +2,650,000+2.6m
BANK OF MONTREAL /CAN/ New +1,750,000+1.8m
BANK OF AMERICA CORP /DE/ Added +1,622,000+1.6m
D. E. Shaw & Co., Inc. Added +1,230,000+1.2m
Worth Venture Partners, LLC Added +1,037,000+1.0m
BOOTHBAY FUND MANAGEMENT, LLC Added +501,000+501.0k
III Capital Management Added +450,000+450.0k
Jefferies Financial Group Inc. New +100,000+100.0k

Biggest sellers

WOLVERINE ASSET MANAGEMENT LLC Sold out -10,789,000-10.8m
Warberg Asset Management LLC Reduced -4,915,000-4.9m
SSI INVESTMENT MANAGEMENT LLC Sold out -2,941,000-2.9m
ABSOLUTE INVESTMENT ADVISERS, LLC Sold out -1,280,000-1.3m
Thrivent Financial for Lutherans Reduced -1,136,000-1.1m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Sold out -200,000-200.0k
MacKay Shields LLC Reduced -20,000-20.0k
NATIXIS Sold out -17,255-17.3k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 D. E. Shaw & Co., Inc. 0.23% of their portfolio New York, NY 54,697,00054.7m $150.2m $150.2m 0.23% Added +1.2m +1,230,000
2 Opti Capital Management, LP 7.06% of their portfolio New York, NY 30,367,00030.4m $83.5m $83.5m 7.06% Unchanged
3 DLD Asset Management, LP 7.00% of their portfolio NEW YORK, NY 18,900,00018.9m $52.1m $52.1m 7.00% Added +3.1m +3,093,000
4 MacKay Shields LLC 1.22% of their portfolio New York, NY 15,945,00015.9m $43.8m $43.8m 1.22% Reduced -20.0k -20,000
5 Calamos Advisors LLC 0.21% of their portfolio NAPERVILLE, IL 15,000,00015.0m $41.2m $41.2m 0.21% Unchanged
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,872,00010.9m $29.8m $29.8m 0.00% Added +1.6m +1,622,000
7 Parallax Volatility Advisers, L.P. 1.00% of their portfolio San Francisco, CA 10,610,00010.6m $29.1m $29.1m 1.00% Unchanged
8 TENOR CAPITAL MANAGEMENT Co., L.P. 0.58% of their portfolio NEW YORK, NY 10,105,00010.1m $27.8m $27.8m 0.58% Unchanged
9 Aequim Alternative Investments LP 1.03% of their portfolio MILL VALLEY, CA 10,000,00010.0m $27.5m $27.5m 1.03% Unchanged
10 III Capital Management 2.14% of their portfolio BOCA RATON, FL 9,925,0009.9m $27.3m $27.3m 2.14% Added +450.0k +450,000
11 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 9,500,0009.5m $26.1m $26.1m 0.03% New
12 CAPSTONE INVESTMENT ADVISORS, LLC 0.73% of their portfolio NEW YORK, NY 9,000,0009.0m $24.7m $24.7m 0.73% Unchanged
13 BOOTHBAY FUND MANAGEMENT, LLC 0.58% of their portfolio NEW YORK, NY 6,712,0006.7m $18.5m $18.5m 0.58% Added +501.0k +501,000
14 Tetragon Partners GP Ltd 2.48% of their portfolio GRAND CAYMAN, E9 6,602,0006.6m $18.4m $18.4m 2.48% Unchanged
15 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 5,846,0005.8m $16.0m $16.0m 0.04% Reduced -1.1m -1,136,000
16 Alberta Investment Management Corp 0.11% of their portfolio EDMONTON, A0 4,000,0004.0m $11.0m $11.0m 0.11% Unchanged
17 AXA S.A. 0.04% of their portfolio PARIS, I0 3,850,0003.9m $10.6m $10.6m 0.04% Added +2.6m +2,650,000
18 DeepCurrents Investment Group LLC 0.41% of their portfolio NEW YORK, NY 3,499,0003.5m $9.6m $9.6m 0.41% Unchanged
19 Worth Venture Partners, LLC 3.72% of their portfolio FORT LEE, NJ 2,467,0002.5m $6.8m $6.8m 3.72% Added +1.0m +1,037,000
20 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 2,006,0002.0m $5.5m $5.5m 0.01% Added +10.0k +10,000
21 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,750,0001.8m $4.7m $4.7m 0.00% New
22 BlackRock Inc. 0.00% of their portfolio New York, NY 1,445,0001.4m $4.0m $4.0m 0.00% Unchanged
23 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 900,000900.0k $2.5m $2.5m 0.02% Unchanged
24 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 450,000450.0k $1.2m $1.2m 0.01% Unchanged
25 Teton Advisors, Inc. 0.12% of their portfolio Rye, NY 150,000150.0k $416.4k $416.4k 0.12% Unchanged
26 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 135,000135.0k $370.1k $370.1k 0.00% Unchanged
27 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 100,000100.0k $275.5k $275.5k 0.01% New
28 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $274.1k $274.1k 0.00% Unchanged
29 PROSPECTOR PARTNERS LLC 0.04% of their portfolio GUILFORD, CT 100,000100.0k $274.1k $274.1k 0.04% Unchanged
30 Warberg Asset Management LLC 0.07% of their portfolio WINNETKA, IL 85,00085.0k $233.2k $233.2k 0.07% Reduced -4.9m -4,915,000
31 Boussard & Gavaudan Investment Management LLP 5.96% of their portfolio London, X0 22,65222.7k $62.2m $62.2m 5.96% Added +15.7k +15,652
32 Verition Fund Management LLC 0.05% of their portfolio GREENWICH, CT 1,1201.1k $3.1m $3.1m 0.05% Unchanged
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0001.0k $2.7k $2.7k 0.00% Unchanged
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% New